CRD #25442 · FINRA BrokerCheck + SEC IAPD

Sunpoint Securities, Inc.

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Sunpoint Securities, Inc. ranks #235 of 20,055 by disclosure count (most disclosures first). Sunpoint Securities, Inc. carries 26 BrokerCheck disclosures across 0 branch offices - heavy load for a single-office firm, earning a Grade F.

Verify on FINRA BrokerCheck → Browse all firms
Grade F
Safety grade
0
branch offices
26
disclosures
#235 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 25442 Sunpoint Securities, Inc.

Sunpoint Securities, Inc. · Grade F · 26 disc · 26.00/office · Single-office firm

  • CRD 25442
  • GRADE F
  • DISC 26
  • REG 14
  • ARB 11
  • CIV 1
  • BRANCH 0
  • PER-OFF n/a
  • RANK #235 of 20,055
  • BOOK Single-office firm

Intensity peers

Nearest same-size peer: Cantella & Co., Inc. (26.00 disc/office)

Cantella & Co., Inc.26.00Hudson Securities,Inc.26.00Mclaughlin, Piven, Voge…26.00Sunpoint Securities… (this)26.00
Disclosures per office among single-office firm peers (lower is cleaner)

Sunpoint Securities, Inc. ranks #235 of 20,055 by disclosure count among graded broker-dealers; heavy load at 26.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 1/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

0 offices

FINRA: Small firm

Total disclosures

26 events

On FINRA BrokerCheck

Regulatory events

14 actions

54% of all disclosures

Disclosures per office

- per office

footprint not reported

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 14
Arbitrations 11
Civil Events 1
Total 26

Counts for Sunpoint Securities, Inc. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 14 Arbitration 11 Civil 1

Firm Details

Firm Size
Small
Scope
INACTIVE
Formed
09/25/1989
State of Formation
Texas
CRD Number
25442
SEC Number
41741

Heavy disclosure book

Sunpoint Securities, Inc. in the heavier-disclosure third

Sunpoint Securities, Inc. carries 26 BrokerCheck disclosures across 0 branch offices - a heavier-third raw book among graded firms (#235 of 20,055). Mix is 14 regulatory, 11 arbitration, and 1 civil (54% regulator share).

Sunpoint Securities, Inc. ranks #235 of 20,055 by BrokerCheck disclosure count among graded firms (26 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Sunpoint Securities, Inc.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Sunpoint Securities, Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Sunpoint Securities, Inc. ranks #235 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of F mean for Sunpoint Securities, Inc.?
A grade of F reflects Sunpoint Securities, Inc.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 26 total disclosures across 0 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Sunpoint Securities, Inc. have?
Sunpoint Securities, Inc. has 26 total FINRA disclosures, including 14 regulatory events, 11 arbitrations, 1 civil event. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Sunpoint Securities, Inc.?
Sunpoint Securities, Inc. operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Sunpoint Securities, Inc.'s disciplinary record?
You can verify Sunpoint Securities, Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 25442. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Sunpoint Securities, Inc.'s 26 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Sunpoint Securities, Inc. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Sunpoint Securities, Inc. carries 26 disclosures across 0 branch offices (about 26.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Read with this firm

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.

Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on FINRA BrokerCheck and SEC IAPD data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of July 2026.