Branch offices
1 office
FINRA: Small firm
CRD #122529 · FINRA BrokerCheck + SEC IAPD
TD Arranged Services LLC
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, TD Arranged Services LLC ranks #538 of 20,055 by disclosure count (most disclosures first). Among firms registered in NY, it ranks #64 of 868 on the same disclosure sort used on the state browse page. TD Arranged Services LLC carries 13 BrokerCheck disclosures across 1 branch office - heavy load for a single-office firm, earning a Grade D.
- Grade D
- Safety grade
- 1
- branch office
- 13
- disclosures
- #538 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 122529 TD Arranged Services LLC
TD Arranged Services LLC · Grade D · 13 disc · 13.00/office · Single-office firm
- CRD 122529
- GRADE D
- DISC 13
- REG 13
- ARB 0
- CIV 0
- BRANCH 1
- PER-OFF 13.00
- RANK #538 of 20,055
- BOOK Single-office firm
Nearest same-size peer: Advanced Equities, Inc. (13.00 disc/office)
TD Arranged Services LLC ranks #538 of 20,055 by disclosure count among graded broker-dealers; heavy load at 13.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 2/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
13 events
On FINRA BrokerCheck
Regulatory events
13 actions
100% of all disclosures
Disclosures per office
13.00 per office
13 ÷ 1 offices
Disclosure Intensity
Disclosures per branch office, the firm's disclosure load relative to its operating footprint.
TD Arranged Services LLC - disclosures per branch office 100.0%
Typical multi-office firm
Most multi-office firms sit below ~0.5 disclosures per branch; values above 1.0 are notably high for the footprint.
Disclosure Breakdown
| Disclosure Type | Count |
|---|---|
| Regulatory Events | 13 |
| Arbitrations | 0 |
| Civil Events | 0 |
| Total | 13 |
Counts for TD Arranged Services LLC reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.
Disclosure category share
Regulatory 13 Arbitration 0 Civil 0
Firm Details
- Firm Size
- Small
- Scope
- ACTIVE
- Location
- New York, NY
- CRD Number
- 122529
Regulator-heavy mix
TD Arranged Services LLC in the heavier-disclosure third
TD Arranged Services LLC carries 13 BrokerCheck disclosures across 1 branch office - a heavier-third raw book among graded firms (#538 of 20,055). Regulator-initiated events are 100% of the book (13 regulatory / 0 arbitration / 0 civil).
100% of TD Arranged Services LLC's 13 disclosures are regulator-initiated (13 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of TD Arranged Services LLC's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.
New York cohort · 1.49× state average
TD Arranged Services LLC sits above the New York disclosure average
TD Arranged Services LLC reports 13 BrokerCheck disclosures, 1.49× the New York average of 8.7 across 868 graded firms with a principal-office state on file.
In New York, 513 firms carry Grade A and 7 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the New York state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does TD Arranged Services LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, TD Arranged Services LLC ranks #538 of 20,055 by disclosure count (most disclosures first). Among firms registered in NY, it ranks #64 of 868 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of D mean for TD Arranged Services LLC?
A grade of D reflects TD Arranged Services LLC's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 13 total disclosures across 1 branch office. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does TD Arranged Services LLC have?
TD Arranged Services LLC has 13 total FINRA disclosures, including 13 regulatory events. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is TD Arranged Services LLC?
TD Arranged Services LLC operates 1 branch office and is classified by FINRA as a small firm, registered in NY (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify TD Arranged Services LLC's disciplinary record?
You can verify TD Arranged Services LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 122529. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). TD Arranged Services LLC's 13 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid TD Arranged Services LLC because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. TD Arranged Services LLC carries 13 disclosures across 1 branch office (about 13.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.
Nationwide peers by disclosures or branches
Two PlainAdvisorCheck-derived peer sets for TD Arranged Services LLC, both outside NY so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).
Similar disclosure totals
Nearest cross-state graded firms by BrokerCheck disclosure count (13 here).
Read with this firm
- Advanced Equities, Inc. - 13.00 disclosures/office, nearest single-office firm peer to TD Arranged Services LLC's 13.00
- Barrett Securities Inc. - 13.00 disclosures/office, nearest single-office firm peer to TD Arranged Services LLC's 13.00
- Burlington Capital Markets Inc. - 13.00 disclosures/office, nearest single-office firm peer to TD Arranged Services LLC's 13.00
- Firms in NY - state roster that includes TD Arranged Services LLC's registration home.
- Red Flags in Advisor Records - How to read TD Arranged Services LLC's heavy load disclosure profile without over-reading raw counts.
- Reading BrokerCheck Reports - Parse the 13 disclosures behind TD Arranged Services LLC's Grade D.
- Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as TD Arranged Services LLC.
- Compare firms - put TD Arranged Services LLC next to peers on grade and footprint.
Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.