CRD #30057 · FINRA BrokerCheck + SEC IAPD

Title Securities, Inc.

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Title Securities, Inc. ranks #454 of 20,055 by disclosure count (most disclosures first). Title Securities, Inc. carries 15 BrokerCheck disclosures across 0 branch offices - heavy load for a single-office firm, earning a Grade D.

Grade D
Safety grade
0
branch offices
15
disclosures
#454 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 30057 Title Securities, Inc.

Title Securities, Inc. · Grade D · 15 disc · 15.00/office · Single-office firm

  • CRD 30057
  • GRADE D
  • DISC 15
  • REG 15
  • ARB 0
  • CIV 0
  • BRANCH 0
  • PER-OFF n/a
  • RANK #454 of 20,055
  • BOOK Single-office firm

Nearest same-size peer: A.B. Watley, Inc. (15.00 disc/office)

A.B. Watley, Inc.15.00ALL-Tech Direct, Inc.15.00Banc ONE Securities Cor…15.00Title Securities, Inc. (this)15.00
Disclosures per office among single-office firm peers (lower is cleaner)

Title Securities, Inc. ranks #454 of 20,055 by disclosure count among graded broker-dealers; heavy load at 15.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 2/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

0 offices

FINRA: Small firm

Total disclosures

15 events

On FINRA BrokerCheck

Regulatory events

15 actions

100% of all disclosures

Disclosures per office

- per office

footprint not reported

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 15
Arbitrations 0
Civil Events 0
Total 15

Counts for Title Securities, Inc. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 15 Arbitration 0 Civil 0

Firm Details

Firm Size
Small
Scope
INACTIVE
CRD Number
30057

Regulator-heavy mix

Title Securities, Inc. in the heavier-disclosure third

Title Securities, Inc. carries 15 BrokerCheck disclosures across 0 branch offices - a heavier-third raw book among graded firms (#454 of 20,055). Regulator-initiated events are 100% of the book (15 regulatory / 0 arbitration / 0 civil).

100% of Title Securities, Inc.'s 15 disclosures are regulator-initiated (15 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Title Securities, Inc.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Title Securities, Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Title Securities, Inc. ranks #454 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of D mean for Title Securities, Inc.?
A grade of D reflects Title Securities, Inc.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 15 total disclosures across 0 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Title Securities, Inc. have?
Title Securities, Inc. has 15 total FINRA disclosures, including 15 regulatory events. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Title Securities, Inc.?
Title Securities, Inc. operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Title Securities, Inc.'s disciplinary record?
You can verify Title Securities, Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 30057. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Title Securities, Inc.'s 15 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Title Securities, Inc. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Title Securities, Inc. carries 15 disclosures across 0 branch offices (about 15.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Read with this firm

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.

Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on FINRA BrokerCheck and SEC IAPD data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of July 2026.