Branch offices
0 offices
FINRA: Small firm
CRD #37426 · FINRA BrokerCheck + SEC IAPD
US Trading LLC
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, US Trading LLC ranks #1,329 of 20,055 by disclosure count (most disclosures first). US Trading LLC carries 6 BrokerCheck disclosures across 0 branch offices - heavy load for a single-office firm, earning a Grade D.
- Grade D
- Safety grade
- 0
- branch offices
- 6
- disclosures
- #1,329 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 37426 US Trading LLC
US Trading LLC · Grade D · 6 disc · 6.00/office · Single-office firm
- CRD 37426
- GRADE D
- DISC 6
- REG 5
- ARB 1
- CIV 0
- BRANCH 0
- PER-OFF n/a
- RANK #1,329 of 20,055
- BOOK Single-office firm
Intensity peers
Nearest same-size peer: ACN Securities Inc. (6.00 disc/office)
US Trading LLC ranks #1,329 of 20,055 by disclosure count among graded broker-dealers; heavy load at 6.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 2/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
6 events
On FINRA BrokerCheck
Regulatory events
5 actions
83% of all disclosures
Disclosures per office
- per office
footprint not reported
Disclosure Breakdown
| Disclosure Type | Count |
|---|---|
| Regulatory Events | 5 |
| Arbitrations | 1 |
| Civil Events | 0 |
| Total | 6 |
Counts for US Trading LLC reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.
Disclosure category share
Regulatory 5 Arbitration 1 Civil 0
Firm Details
- Firm Size
- Small
- Scope
- INACTIVE
- Formed
- 01/26/2005
- State of Formation
- Delaware
- CRD Number
- 37426
- SEC Number
- 47729
Regulator-heavy mix
US Trading LLC in the heavier-disclosure third
US Trading LLC carries 6 BrokerCheck disclosures across 0 branch offices - a heavier-third raw book among graded firms (#1,329 of 20,055). Regulator-initiated events are 83% of the book (5 regulatory / 1 arbitration / 0 civil).
83% of US Trading LLC's 6 disclosures are regulator-initiated (5 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of US Trading LLC's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does US Trading LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, US Trading LLC ranks #1,329 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of D mean for US Trading LLC?
A grade of D reflects US Trading LLC's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 6 total disclosures across 0 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does US Trading LLC have?
US Trading LLC has 6 total FINRA disclosures, including 5 regulatory events, 1 arbitration. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is US Trading LLC?
US Trading LLC operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify US Trading LLC's disciplinary record?
You can verify US Trading LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 37426. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). US Trading LLC's 6 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid US Trading LLC because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. US Trading LLC carries 6 disclosures across 0 branch offices (about 6.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.
Read with this firm
- ACN Securities Inc. - 6.00 disclosures/office, nearest single-office firm peer to US Trading LLC's 6.00
- American Investors Group, Inc. - 6.00 disclosures/office, nearest single-office firm peer to US Trading LLC's 6.00
- Apollo Partners, L.P. - 6.00 disclosures/office, nearest single-office firm peer to US Trading LLC's 6.00
- Red Flags in Advisor Records - How to read US Trading LLC's heavy load disclosure profile without over-reading raw counts.
- Reading BrokerCheck Reports - Parse the 6 disclosures behind US Trading LLC's Grade D.
- Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as US Trading LLC.
- Compare firms - put US Trading LLC next to peers on grade and footprint.
Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.