CRD #20892 · FINRA BrokerCheck + SEC IAPD

Valley Forge Securities, Inc .

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Valley Forge Securities, Inc . ranks #501 of 20,055 by disclosure count (most disclosures first). Valley Forge Securities, Inc . carries 14 BrokerCheck disclosures across 0 branch offices - heavy load for a single-office firm, earning a Grade D.

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Grade D
Safety grade
0
branch offices
14
disclosures
#501 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 20892 Valley Forge Securities, Inc .

Valley Forge Securities, Inc . · Grade D · 14 disc · 14.00/office · Single-office firm

  • CRD 20892
  • GRADE D
  • DISC 14
  • REG 8
  • ARB 6
  • CIV 0
  • BRANCH 0
  • PER-OFF n/a
  • RANK #501 of 20,055
  • BOOK Single-office firm

Intensity peers

Nearest same-size peer: Advantage Capital Corporation (14.00 disc/office)

Advantage Capital Corpo…14.00Aura Financial Services…14.00Avalon Investment & Sec…14.00Valley Forge Securi… (this)14.00
Disclosures per office among single-office firm peers (lower is cleaner)

Valley Forge Securities, Inc . ranks #501 of 20,055 by disclosure count among graded broker-dealers; heavy load at 14.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 2/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

0 offices

FINRA: Small firm

Total disclosures

14 events

On FINRA BrokerCheck

Regulatory events

8 actions

57% of all disclosures

Disclosures per office

- per office

footprint not reported

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 8
Arbitrations 6
Civil Events 0
Total 14

Counts for Valley Forge Securities, Inc . reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 8 Arbitration 6 Civil 0

Firm Details

Firm Size
Small
Scope
INACTIVE
CRD Number
20892

Heavy disclosure book

Valley Forge Securities, Inc . in the heavier-disclosure third

Valley Forge Securities, Inc . carries 14 BrokerCheck disclosures across 0 branch offices - a heavier-third raw book among graded firms (#501 of 20,055). Mix is 8 regulatory, 6 arbitration, and 0 civil (57% regulator share).

Valley Forge Securities, Inc . ranks #501 of 20,055 by BrokerCheck disclosure count among graded firms (14 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Valley Forge Securities, Inc .'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Valley Forge Securities, Inc . sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Valley Forge Securities, Inc . ranks #501 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of D mean for Valley Forge Securities, Inc .?
A grade of D reflects Valley Forge Securities, Inc .'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 14 total disclosures across 0 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Valley Forge Securities, Inc . have?
Valley Forge Securities, Inc . has 14 total FINRA disclosures, including 8 regulatory events, 6 arbitrations. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Valley Forge Securities, Inc .?
Valley Forge Securities, Inc . operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Valley Forge Securities, Inc .'s disciplinary record?
You can verify Valley Forge Securities, Inc .'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 20892. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Valley Forge Securities, Inc .'s 14 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Valley Forge Securities, Inc . because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Valley Forge Securities, Inc . carries 14 disclosures across 0 branch offices (about 14.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Read with this firm

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.