CRD #26258 · FINRA BrokerCheck + SEC IAPD

Vandham Securities Corp.

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Vandham Securities Corp. ranks #596 of 20,055 by disclosure count (most disclosures first). Vandham Securities Corp. carries 12 BrokerCheck disclosures across 0 branch offices - heavy load for a single-office firm, earning a Grade D.

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Grade D
Safety grade
0
branch offices
12
disclosures
#596 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 26258 Vandham Securities Corp.

Vandham Securities Corp. · Grade D · 12 disc · 12.00/office · Single-office firm

  • CRD 26258
  • GRADE D
  • DISC 12
  • REG 12
  • ARB 0
  • CIV 0
  • BRANCH 0
  • PER-OFF n/a
  • RANK #596 of 20,055
  • BOOK Single-office firm

Intensity peers

Nearest same-size peer: Airlink Markets, LLC (12.00 disc/office)

Airlink Markets, LLC12.00American Classic Financ…12.00Argus Securities, Inc.12.00Vandham Securities … (this)12.00
Disclosures per office among single-office firm peers (lower is cleaner)

Vandham Securities Corp. ranks #596 of 20,055 by disclosure count among graded broker-dealers; heavy load at 12.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 2/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

0 offices

FINRA: Small firm

Total disclosures

12 events

On FINRA BrokerCheck

Regulatory events

12 actions

100% of all disclosures

Disclosures per office

- per office

footprint not reported

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 12
Arbitrations 0
Civil Events 0
Total 12

Counts for Vandham Securities Corp. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 12 Arbitration 0 Civil 0

Firm Details

Firm Size
Small
Scope
INACTIVE
Formed
03/16/1990
State of Formation
New York
CRD Number
26258
SEC Number
42448

Regulator-heavy mix

Vandham Securities Corp. in the heavier-disclosure third

Vandham Securities Corp. carries 12 BrokerCheck disclosures across 0 branch offices - a heavier-third raw book among graded firms (#596 of 20,055). Regulator-initiated events are 100% of the book (12 regulatory / 0 arbitration / 0 civil).

100% of Vandham Securities Corp.'s 12 disclosures are regulator-initiated (12 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Vandham Securities Corp.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Vandham Securities Corp. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Vandham Securities Corp. ranks #596 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of D mean for Vandham Securities Corp.?
A grade of D reflects Vandham Securities Corp.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 12 total disclosures across 0 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Vandham Securities Corp. have?
Vandham Securities Corp. has 12 total FINRA disclosures, including 12 regulatory events. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Vandham Securities Corp.?
Vandham Securities Corp. operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Vandham Securities Corp.'s disciplinary record?
You can verify Vandham Securities Corp.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 26258. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Vandham Securities Corp.'s 12 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Vandham Securities Corp. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Vandham Securities Corp. carries 12 disclosures across 0 branch offices (about 12.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Read with this firm

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.