CRD #27260 · FINRA BrokerCheck + SEC IAPD

Vestpoint Securities, Inc.

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Vestpoint Securities, Inc. ranks #1,331 of 20,055 by disclosure count (most disclosures first). Vestpoint Securities, Inc. carries 6 BrokerCheck disclosures across 0 branch offices - heavy load for a single-office firm, earning a Grade C.

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Grade C
Safety grade
0
branch offices
6
disclosures
#1,331 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 27260 Vestpoint Securities, Inc.

Vestpoint Securities, Inc. · Grade C · 6 disc · 6.00/office · Single-office firm

  • CRD 27260
  • GRADE C
  • DISC 6
  • REG 4
  • ARB 2
  • CIV 0
  • BRANCH 0
  • PER-OFF n/a
  • RANK #1,331 of 20,055
  • BOOK Single-office firm

Intensity peers

Nearest same-size peer: ACN Securities Inc. (6.00 disc/office)

ACN Securities Inc.6.00American Investors Grou…6.00Apollo Partners, L.P.6.00Vestpoint Securitie… (this)6.00
Disclosures per office among single-office firm peers (lower is cleaner)

Vestpoint Securities, Inc. ranks #1,331 of 20,055 by disclosure count among graded broker-dealers; heavy load at 6.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 3/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

0 offices

FINRA: Small firm

Total disclosures

6 events

On FINRA BrokerCheck

Regulatory events

4 actions

67% of all disclosures

Disclosures per office

- per office

footprint not reported

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 4
Arbitrations 2
Civil Events 0
Total 6

Counts for Vestpoint Securities, Inc. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 4 Arbitration 2 Civil 0

Firm Details

Firm Size
Small
Scope
INACTIVE
CRD Number
27260

Heavy disclosure book

Vestpoint Securities, Inc. in the heavier-disclosure third

Vestpoint Securities, Inc. carries 6 BrokerCheck disclosures across 0 branch offices - a heavier-third raw book among graded firms (#1,331 of 20,055). Regulator-initiated events are 67% of the book (4 regulatory / 2 arbitration / 0 civil).

Vestpoint Securities, Inc. ranks #1,331 of 20,055 by BrokerCheck disclosure count among graded firms (6 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Vestpoint Securities, Inc.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Vestpoint Securities, Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Vestpoint Securities, Inc. ranks #1,331 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of C mean for Vestpoint Securities, Inc.?
A grade of C reflects Vestpoint Securities, Inc.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 6 total disclosures across 0 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Vestpoint Securities, Inc. have?
Vestpoint Securities, Inc. has 6 total FINRA disclosures, including 4 regulatory events, 2 arbitrations. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Vestpoint Securities, Inc.?
Vestpoint Securities, Inc. operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Vestpoint Securities, Inc.'s disciplinary record?
You can verify Vestpoint Securities, Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 27260. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Vestpoint Securities, Inc.'s 6 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Vestpoint Securities, Inc. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Vestpoint Securities, Inc. carries 6 disclosures across 0 branch offices (about 6.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Read with this firm

  • ACN Securities Inc. - 6.00 disclosures/office, nearest single-office firm peer to Vestpoint Securities, Inc.'s 6.00
  • American Investors Group, Inc. - 6.00 disclosures/office, nearest single-office firm peer to Vestpoint Securities, Inc.'s 6.00
  • Apollo Partners, L.P. - 6.00 disclosures/office, nearest single-office firm peer to Vestpoint Securities, Inc.'s 6.00
  • Red Flags in Advisor Records - How to read Vestpoint Securities, Inc.'s heavy load disclosure profile without over-reading raw counts.
  • Reading BrokerCheck Reports - Parse the 6 disclosures behind Vestpoint Securities, Inc.'s Grade C.
  • Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as Vestpoint Securities, Inc..
  • Compare firms - put Vestpoint Securities, Inc. next to peers on grade and footprint.

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.