Branch offices
0 offices
FINRA: Small firm
CRD #44962 · FINRA BrokerCheck + SEC IAPD
Vfinance Investments, Inc
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Vfinance Investments, Inc ranks #171 of 20,055 by disclosure count (most disclosures first). Vfinance Investments, Inc carries 33 BrokerCheck disclosures across 0 branch offices - heavy load for a single-office firm, earning a Grade F.
- Grade F
- Safety grade
- 0
- branch offices
- 33
- disclosures
- #171 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 44962 Vfinance Investments, Inc
Vfinance Investments, Inc · Grade F · 33 disc · 33.00/office · Single-office firm
- CRD 44962
- GRADE F
- DISC 33
- REG 27
- ARB 6
- CIV 0
- BRANCH 0
- PER-OFF n/a
- RANK #171 of 20,055
- BOOK Single-office firm
Intensity peers
Nearest same-size peer: Bluestone Capital Corp. (33.00 disc/office)
Vfinance Investments, Inc ranks #171 of 20,055 by disclosure count among graded broker-dealers; heavy load at 33.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 1/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
33 events
On FINRA BrokerCheck
Regulatory events
27 actions
82% of all disclosures
Disclosures per office
- per office
footprint not reported
Disclosure Breakdown
| Disclosure Type | Count |
|---|---|
| Regulatory Events | 27 |
| Arbitrations | 6 |
| Civil Events | 0 |
| Total | 33 |
Counts for Vfinance Investments, Inc reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.
Disclosure category share
Regulatory 27 Arbitration 6 Civil 0
Firm Details
- Firm Size
- Small
- Scope
- INACTIVE
- Formed
- 01/14/1998
- State of Formation
- Florida
- CRD Number
- 44962
- SEC Number
- 50898
Regulator-heavy mix
Vfinance Investments, Inc in the heavier-disclosure third
Vfinance Investments, Inc carries 33 BrokerCheck disclosures across 0 branch offices - a heavier-third raw book among graded firms (#171 of 20,055). Regulator-initiated events are 82% of the book (27 regulatory / 6 arbitration / 0 civil).
82% of Vfinance Investments, Inc's 33 disclosures are regulator-initiated (27 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Vfinance Investments, Inc's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Vfinance Investments, Inc sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Vfinance Investments, Inc ranks #171 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of F mean for Vfinance Investments, Inc?
A grade of F reflects Vfinance Investments, Inc's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 33 total disclosures across 0 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Vfinance Investments, Inc have?
Vfinance Investments, Inc has 33 total FINRA disclosures, including 27 regulatory events, 6 arbitrations. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Vfinance Investments, Inc?
Vfinance Investments, Inc operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Vfinance Investments, Inc's disciplinary record?
You can verify Vfinance Investments, Inc's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 44962. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Vfinance Investments, Inc's 33 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Vfinance Investments, Inc because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Vfinance Investments, Inc carries 33 disclosures across 0 branch offices (about 33.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.
Read with this firm
- Bluestone Capital Corp. - 33.00 disclosures/office, nearest single-office firm peer to Vfinance Investments, Inc's 33.00
- GKN Securities Corp. - 33.00 disclosures/office, nearest single-office firm peer to Vfinance Investments, Inc's 33.00
- Investors Capital Corp. - 33.00 disclosures/office, nearest single-office firm peer to Vfinance Investments, Inc's 33.00
- Red Flags in Advisor Records - How to read Vfinance Investments, Inc's heavy load disclosure profile without over-reading raw counts.
- Reading BrokerCheck Reports - Parse the 33 disclosures behind Vfinance Investments, Inc's Grade F.
- Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as Vfinance Investments, Inc.
- Compare firms - put Vfinance Investments, Inc next to peers on grade and footprint.
Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.