Branch offices
0 offices
FINRA: Small firm
CRD #150063 · FINRA BrokerCheck + SEC IAPD
Volant Liquidity, LLC
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Volant Liquidity, LLC ranks #597 of 20,055 by disclosure count (most disclosures first). Volant Liquidity, LLC carries 12 BrokerCheck disclosures across 0 branch offices - heavy load for a single-office firm, earning a Grade D.
- Grade D
- Safety grade
- 0
- branch offices
- 12
- disclosures
- #597 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 150063 Volant Liquidity, LLC
Volant Liquidity, LLC · Grade D · 12 disc · 12.00/office · Single-office firm
- CRD 150063
- GRADE D
- DISC 12
- REG 12
- ARB 0
- CIV 0
- BRANCH 0
- PER-OFF n/a
- RANK #597 of 20,055
- BOOK Single-office firm
Nearest same-size peer: Airlink Markets, LLC (12.00 disc/office)
Volant Liquidity, LLC ranks #597 of 20,055 by disclosure count among graded broker-dealers; heavy load at 12.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 2/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
12 events
On FINRA BrokerCheck
Regulatory events
12 actions
100% of all disclosures
Disclosures per office
- per office
footprint not reported
Disclosure Breakdown
| Disclosure Type | Count |
|---|---|
| Regulatory Events | 12 |
| Arbitrations | 0 |
| Civil Events | 0 |
| Total | 12 |
Counts for Volant Liquidity, LLC reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.
Disclosure category share
Regulatory 12 Arbitration 0 Civil 0
Firm Details
- Firm Size
- Small
- Scope
- INACTIVE
- Formed
- 02/27/2009
- State of Formation
- Delaware
- CRD Number
- 150063
- SEC Number
- 68211
Regulator-heavy mix
Volant Liquidity, LLC in the heavier-disclosure third
Volant Liquidity, LLC carries 12 BrokerCheck disclosures across 0 branch offices - a heavier-third raw book among graded firms (#597 of 20,055). Regulator-initiated events are 100% of the book (12 regulatory / 0 arbitration / 0 civil).
100% of Volant Liquidity, LLC's 12 disclosures are regulator-initiated (12 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Volant Liquidity, LLC's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Volant Liquidity, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Volant Liquidity, LLC ranks #597 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of D mean for Volant Liquidity, LLC?
A grade of D reflects Volant Liquidity, LLC's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 12 total disclosures across 0 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Volant Liquidity, LLC have?
Volant Liquidity, LLC has 12 total FINRA disclosures, including 12 regulatory events. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Volant Liquidity, LLC?
Volant Liquidity, LLC operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Volant Liquidity, LLC's disciplinary record?
You can verify Volant Liquidity, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 150063. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Volant Liquidity, LLC's 12 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Volant Liquidity, LLC because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Volant Liquidity, LLC carries 12 disclosures across 0 branch offices (about 12.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.
Read with this firm
- Airlink Markets, LLC - 12.00 disclosures/office, nearest single-office firm peer to Volant Liquidity, LLC's 12.00
- American Classic Financial Company - 12.00 disclosures/office, nearest single-office firm peer to Volant Liquidity, LLC's 12.00
- Argus Securities, Inc. - 12.00 disclosures/office, nearest single-office firm peer to Volant Liquidity, LLC's 12.00
- Red Flags in Advisor Records - How to read Volant Liquidity, LLC's heavy load disclosure profile without over-reading raw counts.
- Reading BrokerCheck Reports - Parse the 12 disclosures behind Volant Liquidity, LLC's Grade D.
- Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as Volant Liquidity, LLC.
- Compare firms - put Volant Liquidity, LLC next to peers on grade and footprint.
Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.