Branch offices
0 offices
FINRA: Small firm
CRD #18432 · FINRA BrokerCheck + SEC IAPD
Wall Street Equities Incorporated
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Wall Street Equities Incorporated ranks #1,942 of 20,055 by disclosure count (most disclosures first). Wall Street Equities Incorporated carries 4 BrokerCheck disclosures across 0 branch offices - heavy load for a single-office firm, earning a Grade C.
- Grade C
- Safety grade
- 0
- branch offices
- 4
- disclosures
- #1,942 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 18432 Wall Street Equities Incorporated
Wall Street Equities Incorporated · Grade C · 4 disc · 4.00/office · Single-office firm
- CRD 18432
- GRADE C
- DISC 4
- REG 4
- ARB 0
- CIV 0
- BRANCH 0
- PER-OFF n/a
- RANK #1,942 of 20,055
- BOOK Single-office firm
Intensity peers
Nearest same-size peer: 1792 Securities, LLC (4.00 disc/office)
Wall Street Equities Incorporated ranks #1,942 of 20,055 by disclosure count among graded broker-dealers; heavy load at 4.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 3/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
4 events
On FINRA BrokerCheck
Regulatory events
4 actions
100% of all disclosures
Disclosures per office
- per office
footprint not reported
Disclosure Breakdown
| Disclosure Type | Count |
|---|---|
| Regulatory Events | 4 |
| Arbitrations | 0 |
| Civil Events | 0 |
| Total | 4 |
Counts for Wall Street Equities Incorporated reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.
Disclosure category share
Regulatory 4 Arbitration 0 Civil 0
Firm Details
- Firm Size
- Small
- Scope
- INACTIVE
- CRD Number
- 18432
Regulator-heavy mix
Wall Street Equities Incorporated in the heavier-disclosure third
Wall Street Equities Incorporated carries 4 BrokerCheck disclosures across 0 branch offices - a heavier-third raw book among graded firms (#1,942 of 20,055). Regulator-initiated events are 100% of the book (4 regulatory / 0 arbitration / 0 civil).
100% of Wall Street Equities Incorporated's 4 disclosures are regulator-initiated (4 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Wall Street Equities Incorporated's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Wall Street Equities Incorporated sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Wall Street Equities Incorporated ranks #1,942 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of C mean for Wall Street Equities Incorporated?
A grade of C reflects Wall Street Equities Incorporated's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 4 total disclosures across 0 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Wall Street Equities Incorporated have?
Wall Street Equities Incorporated has 4 total FINRA disclosures, including 4 regulatory events. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Wall Street Equities Incorporated?
Wall Street Equities Incorporated operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Wall Street Equities Incorporated's disciplinary record?
You can verify Wall Street Equities Incorporated's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 18432. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's record, including regulatory actions, customer complaints, arbitration proceedings, and civil court events. Disclosures are part of the public record maintained by FINRA and do not necessarily indicate wrongdoing or proven violations.
Should I avoid Wall Street Equities Incorporated because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Wall Street Equities Incorporated carries 4 disclosures across 0 branch offices (about 4.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.
Read with this firm
- 1792 Securities, LLC - 4.00 disclosures/office, nearest single-office firm peer to Wall Street Equities Incorporated's 4.00
- 1ST Global Capital Corp. - 4.00 disclosures/office, nearest single-office firm peer to Wall Street Equities Incorporated's 4.00
- A. CH. Securities, Inc. - 4.00 disclosures/office, nearest single-office firm peer to Wall Street Equities Incorporated's 4.00
- Red Flags in Advisor Records - How to read Wall Street Equities Incorporated's heavy load disclosure profile without over-reading raw counts.
- Reading BrokerCheck Reports - Parse the 4 disclosures behind Wall Street Equities Incorporated's Grade C.
- Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as Wall Street Equities Incorporated.
- Compare firms - put Wall Street Equities Incorporated next to peers on grade and footprint.
Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.