CRD #31268 · FINRA BrokerCheck + SEC IAPD

Wall Street Strategies, Inc.

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Wall Street Strategies, Inc. ranks #1,096 of 20,055 by disclosure count (most disclosures first). Wall Street Strategies, Inc. carries 7 BrokerCheck disclosures across 0 branch offices - heavy load for a single-office firm, earning a Grade D.

Verify on FINRA BrokerCheck → Browse all firms
Grade D
Safety grade
0
branch offices
7
disclosures
#1,096 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 31268 Wall Street Strategies, Inc.

Wall Street Strategies, Inc. · Grade D · 7 disc · 7.00/office · Single-office firm

  • CRD 31268
  • GRADE D
  • DISC 7
  • REG 5
  • ARB 2
  • CIV 0
  • BRANCH 0
  • PER-OFF n/a
  • RANK #1,096 of 20,055
  • BOOK Single-office firm

Intensity peers

Nearest same-size peer: Accutrade Inc. (7.00 disc/office)

Accutrade Inc.7.00Achilles Securities, LLC7.00Adams, Hess, Moore & Co.7.00Wall Street Strateg… (this)7.00
Disclosures per office among single-office firm peers (lower is cleaner)

Wall Street Strategies, Inc. ranks #1,096 of 20,055 by disclosure count among graded broker-dealers; heavy load at 7.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 2/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

0 offices

FINRA: Small firm

Total disclosures

7 events

On FINRA BrokerCheck

Regulatory events

5 actions

71% of all disclosures

Disclosures per office

- per office

footprint not reported

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 5
Arbitrations 2
Civil Events 0
Total 7

Counts for Wall Street Strategies, Inc. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 5 Arbitration 2 Civil 0

Firm Details

Firm Size
Small
Scope
INACTIVE
Formed
01/04/1993
State of Formation
Oklahoma
CRD Number
31268
SEC Number
45459

Heavy disclosure book

Wall Street Strategies, Inc. in the heavier-disclosure third

Wall Street Strategies, Inc. carries 7 BrokerCheck disclosures across 0 branch offices - a heavier-third raw book among graded firms (#1,096 of 20,055). Regulator-initiated events are 71% of the book (5 regulatory / 2 arbitration / 0 civil).

Wall Street Strategies, Inc. ranks #1,096 of 20,055 by BrokerCheck disclosure count among graded firms (7 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Wall Street Strategies, Inc.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Wall Street Strategies, Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Wall Street Strategies, Inc. ranks #1,096 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of D mean for Wall Street Strategies, Inc.?
A grade of D reflects Wall Street Strategies, Inc.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 7 total disclosures across 0 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Wall Street Strategies, Inc. have?
Wall Street Strategies, Inc. has 7 total FINRA disclosures, including 5 regulatory events, 2 arbitrations. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Wall Street Strategies, Inc.?
Wall Street Strategies, Inc. operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Wall Street Strategies, Inc.'s disciplinary record?
You can verify Wall Street Strategies, Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 31268. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Wall Street Strategies, Inc.'s 7 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Wall Street Strategies, Inc. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Wall Street Strategies, Inc. carries 7 disclosures across 0 branch offices (about 7.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Read with this firm

  • Accutrade Inc. - 7.00 disclosures/office, nearest single-office firm peer to Wall Street Strategies, Inc.'s 7.00
  • Achilles Securities, LLC - 7.00 disclosures/office, nearest single-office firm peer to Wall Street Strategies, Inc.'s 7.00
  • Adams, Hess, Moore & Co. - 7.00 disclosures/office, nearest single-office firm peer to Wall Street Strategies, Inc.'s 7.00
  • Red Flags in Advisor Records - How to read Wall Street Strategies, Inc.'s heavy load disclosure profile without over-reading raw counts.
  • Reading BrokerCheck Reports - Parse the 7 disclosures behind Wall Street Strategies, Inc.'s Grade D.
  • Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as Wall Street Strategies, Inc..
  • Compare firms - put Wall Street Strategies, Inc. next to peers on grade and footprint.

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.