Branch offices
0 offices
FINRA: Small firm
CRD #15840 · FINRA BrokerCheck + SEC IAPD
Walnut Street Securities, Inc.
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Walnut Street Securities, Inc. ranks #599 of 20,055 by disclosure count (most disclosures first). Walnut Street Securities, Inc. carries 12 BrokerCheck disclosures across 0 branch offices - heavy load for a single-office firm, earning a Grade D.
- Grade D
- Safety grade
- 0
- branch offices
- 12
- disclosures
- #599 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 15840 Walnut Street Securities, Inc.
Walnut Street Securities, Inc. · Grade D · 12 disc · 12.00/office · Single-office firm
- CRD 15840
- GRADE D
- DISC 12
- REG 9
- ARB 3
- CIV 0
- BRANCH 0
- PER-OFF n/a
- RANK #599 of 20,055
- BOOK Single-office firm
Nearest same-size peer: Airlink Markets, LLC (12.00 disc/office)
Walnut Street Securities, Inc. ranks #599 of 20,055 by disclosure count among graded broker-dealers; heavy load at 12.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 2/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
12 events
On FINRA BrokerCheck
Regulatory events
9 actions
75% of all disclosures
Disclosures per office
- per office
footprint not reported
Disclosure Breakdown
| Disclosure Type | Count |
|---|---|
| Regulatory Events | 9 |
| Arbitrations | 3 |
| Civil Events | 0 |
| Total | 12 |
Counts for Walnut Street Securities, Inc. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.
Disclosure category share
Regulatory 9 Arbitration 3 Civil 0
Firm Details
- Firm Size
- Small
- Scope
- INACTIVE
- CRD Number
- 15840
Regulator-heavy mix
Walnut Street Securities, Inc. in the heavier-disclosure third
Walnut Street Securities, Inc. carries 12 BrokerCheck disclosures across 0 branch offices - a heavier-third raw book among graded firms (#599 of 20,055). Regulator-initiated events are 75% of the book (9 regulatory / 3 arbitration / 0 civil).
75% of Walnut Street Securities, Inc.'s 12 disclosures are regulator-initiated (9 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Walnut Street Securities, Inc.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Walnut Street Securities, Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Walnut Street Securities, Inc. ranks #599 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of D mean for Walnut Street Securities, Inc.?
A grade of D reflects Walnut Street Securities, Inc.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 12 total disclosures across 0 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Walnut Street Securities, Inc. have?
Walnut Street Securities, Inc. has 12 total FINRA disclosures, including 9 regulatory events, 3 arbitrations. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Walnut Street Securities, Inc.?
Walnut Street Securities, Inc. operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Walnut Street Securities, Inc.'s disciplinary record?
You can verify Walnut Street Securities, Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 15840. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Walnut Street Securities, Inc.'s 12 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Walnut Street Securities, Inc. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Walnut Street Securities, Inc. carries 12 disclosures across 0 branch offices (about 12.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.
Read with this firm
- Airlink Markets, LLC - 12.00 disclosures/office, nearest single-office firm peer to Walnut Street Securities, Inc.'s 12.00
- American Classic Financial Company - 12.00 disclosures/office, nearest single-office firm peer to Walnut Street Securities, Inc.'s 12.00
- Argus Securities, Inc. - 12.00 disclosures/office, nearest single-office firm peer to Walnut Street Securities, Inc.'s 12.00
- Red Flags in Advisor Records - How to read Walnut Street Securities, Inc.'s heavy load disclosure profile without over-reading raw counts.
- Reading BrokerCheck Reports - Parse the 12 disclosures behind Walnut Street Securities, Inc.'s Grade D.
- Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as Walnut Street Securities, Inc..
- Compare firms - put Walnut Street Securities, Inc. next to peers on grade and footprint.
Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.