Branch offices
1 office
FINRA: Small firm
CRD #35331 · FINRA BrokerCheck + SEC IAPD
Wealth Solutions, Inc.
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Wealth Solutions, Inc. ranks #1,098 of 20,055 by disclosure count (most disclosures first). Wealth Solutions, Inc. carries 7 BrokerCheck disclosures across 1 branch office - heavy load for a single-office firm, earning a Grade D.
- Grade D
- Safety grade
- 1
- branch office
- 7
- disclosures
- #1,098 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 35331 Wealth Solutions, Inc.
Wealth Solutions, Inc. · Grade D · 7 disc · 7.00/office · Single-office firm
- CRD 35331
- GRADE D
- DISC 7
- REG 7
- ARB 0
- CIV 0
- BRANCH 1
- PER-OFF 7.00
- RANK #1,098 of 20,055
- BOOK Single-office firm
Intensity peers
Nearest same-size peer: Accutrade Inc. (7.00 disc/office)
Wealth Solutions, Inc. ranks #1,098 of 20,055 by disclosure count among graded broker-dealers; heavy load at 7.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 2/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
7 events
On FINRA BrokerCheck
Regulatory events
7 actions
100% of all disclosures
Disclosures per office
7.00 per office
7 ÷ 1 offices
Disclosure Intensity
Disclosures per branch office, the firm's disclosure load relative to its operating footprint.
Wealth Solutions, Inc. - disclosures per branch office 100.0%
Typical multi-office firm
Most multi-office firms sit below ~0.5 disclosures per branch; values above 1.0 are notably high for the footprint.
Disclosure Breakdown
| Disclosure Type | Count |
|---|---|
| Regulatory Events | 7 |
| Arbitrations | 0 |
| Civil Events | 0 |
| Total | 7 |
Counts for Wealth Solutions, Inc. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.
Disclosure category share
Regulatory 7 Arbitration 0 Civil 0
Firm Details
- Firm Size
- Small
- Scope
- INACTIVE
- CRD Number
- 35331
Regulator-heavy mix
Wealth Solutions, Inc. in the heavier-disclosure third
Wealth Solutions, Inc. carries 7 BrokerCheck disclosures across 1 branch office - a heavier-third raw book among graded firms (#1,098 of 20,055). Regulator-initiated events are 100% of the book (7 regulatory / 0 arbitration / 0 civil).
100% of Wealth Solutions, Inc.'s 7 disclosures are regulator-initiated (7 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Wealth Solutions, Inc.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Wealth Solutions, Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Wealth Solutions, Inc. ranks #1,098 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of D mean for Wealth Solutions, Inc.?
A grade of D reflects Wealth Solutions, Inc.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 7 total disclosures across 1 branch office. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Wealth Solutions, Inc. have?
Wealth Solutions, Inc. has 7 total FINRA disclosures, including 7 regulatory events. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Wealth Solutions, Inc.?
Wealth Solutions, Inc. operates 1 branch office and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Wealth Solutions, Inc.'s disciplinary record?
You can verify Wealth Solutions, Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 35331. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Wealth Solutions, Inc.'s 7 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Wealth Solutions, Inc. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Wealth Solutions, Inc. carries 7 disclosures across 1 branch office (about 7.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.
Read with this firm
- Accutrade Inc. - 7.00 disclosures/office, nearest single-office firm peer to Wealth Solutions, Inc.'s 7.00
- Achilles Securities, LLC - 7.00 disclosures/office, nearest single-office firm peer to Wealth Solutions, Inc.'s 7.00
- Adams, Hess, Moore & Co. - 7.00 disclosures/office, nearest single-office firm peer to Wealth Solutions, Inc.'s 7.00
- Red Flags in Advisor Records - How to read Wealth Solutions, Inc.'s heavy load disclosure profile without over-reading raw counts.
- Reading BrokerCheck Reports - Parse the 7 disclosures behind Wealth Solutions, Inc.'s Grade D.
- Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as Wealth Solutions, Inc..
- Compare firms - put Wealth Solutions, Inc. next to peers on grade and footprint.
Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.