Branch offices
0 offices
FINRA: Small firm
CRD #22704 · FINRA BrokerCheck + SEC IAPD
WFG Investments, Inc.
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, WFG Investments, Inc. ranks #224 of 20,055 by disclosure count (most disclosures first). WFG Investments, Inc. carries 27 BrokerCheck disclosures across 0 branch offices - heavy load for a single-office firm, earning a Grade F.
- Grade F
- Safety grade
- 0
- branch offices
- 27
- disclosures
- #224 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 22704 WFG Investments, Inc.
WFG Investments, Inc. · Grade F · 27 disc · 27.00/office · Single-office firm
- CRD 22704
- GRADE F
- DISC 27
- REG 23
- ARB 3
- CIV 1
- BRANCH 0
- PER-OFF n/a
- RANK #224 of 20,055
- BOOK Single-office firm
Nearest same-size peer: Black & Company, Inc. (27.00 disc/office)
WFG Investments, Inc. ranks #224 of 20,055 by disclosure count among graded broker-dealers; heavy load at 27.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 1/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
27 events
On FINRA BrokerCheck
Regulatory events
23 actions
85% of all disclosures
Disclosures per office
- per office
footprint not reported
Disclosure Breakdown
| Disclosure Type | Count |
|---|---|
| Regulatory Events | 23 |
| Arbitrations | 3 |
| Civil Events | 1 |
| Total | 27 |
Counts for WFG Investments, Inc. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.
Disclosure category share
Regulatory 23 Arbitration 3 Civil 1
Firm Details
- Firm Size
- Small
- Scope
- INACTIVE
- Formed
- 06/08/1988
- State of Formation
- Texas
- CRD Number
- 22704
- SEC Number
- 39928
Regulator-heavy mix
WFG Investments, Inc. in the heavier-disclosure third
WFG Investments, Inc. carries 27 BrokerCheck disclosures across 0 branch offices - a heavier-third raw book among graded firms (#224 of 20,055). Regulator-initiated events are 85% of the book (23 regulatory / 3 arbitration / 1 civil).
85% of WFG Investments, Inc.'s 27 disclosures are regulator-initiated (23 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of WFG Investments, Inc.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does WFG Investments, Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, WFG Investments, Inc. ranks #224 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of F mean for WFG Investments, Inc.?
A grade of F reflects WFG Investments, Inc.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 27 total disclosures across 0 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does WFG Investments, Inc. have?
WFG Investments, Inc. has 27 total FINRA disclosures, including 23 regulatory events, 3 arbitrations, 1 civil event. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is WFG Investments, Inc.?
WFG Investments, Inc. operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify WFG Investments, Inc.'s disciplinary record?
You can verify WFG Investments, Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 22704. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). WFG Investments, Inc.'s 27 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid WFG Investments, Inc. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. WFG Investments, Inc. carries 27 disclosures across 0 branch offices (about 27.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.
Read with this firm
- Black & Company, Inc. - 27.00 disclosures/office, nearest single-office firm peer to WFG Investments, Inc.'s 27.00
- Continental Broker-Dealer Corp. - 27.00 disclosures/office, nearest single-office firm peer to WFG Investments, Inc.'s 27.00
- J. P. Gibbons & Co., Inc. - 27.00 disclosures/office, nearest single-office firm peer to WFG Investments, Inc.'s 27.00
- Red Flags in Advisor Records - How to read WFG Investments, Inc.'s heavy load disclosure profile without over-reading raw counts.
- Reading BrokerCheck Reports - Parse the 27 disclosures behind WFG Investments, Inc.'s Grade F.
- Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as WFG Investments, Inc..
- Compare firms - put WFG Investments, Inc. next to peers on grade and footprint.
Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.