Branch offices
0 offices
FINRA: Small firm
CRD #32625 · FINRA BrokerCheck + SEC IAPD
WMA Securities, Inc.
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, WMA Securities, Inc. ranks #600 of 20,055 by disclosure count (most disclosures first). WMA Securities, Inc. carries 12 BrokerCheck disclosures across 0 branch offices - heavy load for a single-office firm, earning a Grade D.
- Grade D
- Safety grade
- 0
- branch offices
- 12
- disclosures
- #600 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 32625 WMA Securities, Inc.
WMA Securities, Inc. · Grade D · 12 disc · 12.00/office · Single-office firm
- CRD 32625
- GRADE D
- DISC 12
- REG 6
- ARB 6
- CIV 0
- BRANCH 0
- PER-OFF n/a
- RANK #600 of 20,055
- BOOK Single-office firm
Nearest same-size peer: Airlink Markets, LLC (12.00 disc/office)
WMA Securities, Inc. ranks #600 of 20,055 by disclosure count among graded broker-dealers; heavy load at 12.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 2/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
12 events
On FINRA BrokerCheck
Regulatory events
6 actions
50% of all disclosures
Disclosures per office
- per office
footprint not reported
Disclosure Breakdown
| Disclosure Type | Count |
|---|---|
| Regulatory Events | 6 |
| Arbitrations | 6 |
| Civil Events | 0 |
| Total | 12 |
Counts for WMA Securities, Inc. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.
Disclosure category share
Regulatory 6 Arbitration 6 Civil 0
Firm Details
- Firm Size
- Small
- Scope
- INACTIVE
- Formed
- 04/14/1993
- State of Formation
- Georgia
- CRD Number
- 32625
- SEC Number
- 45728
Heavy disclosure book
WMA Securities, Inc. in the heavier-disclosure third
WMA Securities, Inc. carries 12 BrokerCheck disclosures across 0 branch offices - a heavier-third raw book among graded firms (#600 of 20,055). Mix is 6 regulatory, 6 arbitration, and 0 civil (50% regulator share).
WMA Securities, Inc. ranks #600 of 20,055 by BrokerCheck disclosure count among graded firms (12 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of WMA Securities, Inc.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does WMA Securities, Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, WMA Securities, Inc. ranks #600 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of D mean for WMA Securities, Inc.?
A grade of D reflects WMA Securities, Inc.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 12 total disclosures across 0 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does WMA Securities, Inc. have?
WMA Securities, Inc. has 12 total FINRA disclosures, including 6 regulatory events, 6 arbitrations. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is WMA Securities, Inc.?
WMA Securities, Inc. operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify WMA Securities, Inc.'s disciplinary record?
You can verify WMA Securities, Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 32625. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). WMA Securities, Inc.'s 12 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid WMA Securities, Inc. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. WMA Securities, Inc. carries 12 disclosures across 0 branch offices (about 12.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.
Read with this firm
- Airlink Markets, LLC - 12.00 disclosures/office, nearest single-office firm peer to WMA Securities, Inc.'s 12.00
- American Classic Financial Company - 12.00 disclosures/office, nearest single-office firm peer to WMA Securities, Inc.'s 12.00
- Argus Securities, Inc. - 12.00 disclosures/office, nearest single-office firm peer to WMA Securities, Inc.'s 12.00
- Red Flags in Advisor Records - How to read WMA Securities, Inc.'s heavy load disclosure profile without over-reading raw counts.
- Reading BrokerCheck Reports - Parse the 12 disclosures behind WMA Securities, Inc.'s Grade D.
- Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as WMA Securities, Inc..
- Compare firms - put WMA Securities, Inc. next to peers on grade and footprint.
Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.