CRD #20626 · FINRA BrokerCheck + SEC IAPD

World Investments, LLC

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, World Investments, LLC ranks #1,338 of 20,055 by disclosure count (most disclosures first). Among firms registered in NJ, it ranks #22 of 114 on the same disclosure sort used on the state browse page. World Investments, LLC carries 6 BrokerCheck disclosures across 134 branch offices - light load for a large firm, earning a Grade B.

Verify on FINRA BrokerCheck → Browse all firms
Grade B
Safety grade
134
branch offices
6
disclosures
#1,338 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 20626 World Investments, LLC

World Investments, LLC · Grade B · 6 disc · 0.04/office · Large firm

  • CRD 20626
  • GRADE B
  • DISC 6
  • REG 4
  • ARB 2
  • CIV 0
  • BRANCH 134
  • PER-OFF 0.04
  • RANK #1,338 of 20,055
  • BOOK Large firm

Intensity peers

Nearest same-size peer: Santander Securities LLC (0.05 disc/office)

Santander Securities LLC0.05Valic Financial Advisor…0.04Kovack Securities Inc.0.04World Investments, LLC (this)0.04
Disclosures per office among large firm peers (lower is cleaner)

World Investments, LLC ranks #1,338 of 20,055 by disclosure count among graded broker-dealers; light load at 0.04 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 4/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

134 offices

FINRA: Medium firm

Total disclosures

6 events

On FINRA BrokerCheck

Regulatory events

4 actions

67% of all disclosures

Disclosures per office

0.04 per office

6 ÷ 134 offices

World Investments, LLC vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

0 Among the cleanest for its size a cleaner per-office record than 93% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). This entry sits in this band. 0–1: 159 disclosing firms (13%). Above this entry. 1–1: 301 disclosing firms (24%). Above this entry. 1–1: 40 disclosing firms (3%). Above this entry. 1–1: 140 disclosing firms (11%). Above this entry. 1–2: 32 disclosing firms (3%). Above this entry. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 4
Arbitrations 2
Civil Events 0
Total 6

Counts for World Investments, LLC reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 4 Arbitration 2 Civil 0

Firm Details

Firm Size
Medium
Scope
ACTIVE
Location
Lincroft, NJ, 07738
Formed
09/30/2025
State of Formation
New Jersey
CRD Number
20626
SEC Number
38377

Lower disclosures per office

World Investments, LLC in the heavier-disclosure third

World Investments, LLC carries 6 BrokerCheck disclosures across 134 branch offices - a heavier-third raw book among graded firms (#1,338 of 20,055). Regulator-initiated events are 67% of the book (4 regulatory / 2 arbitration / 0 civil).

World Investments, LLC runs 0.04 disclosures per branch office (cleaner than 93% of disclosing multi-office firms). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of World Investments, LLC's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

New Jersey cohort · 0.47× state average

World Investments, LLC tracks near the New Jersey disclosure average

World Investments, LLC reports 6 BrokerCheck disclosures, about 0.47× the New Jersey average of 12.9 across 114 graded firms.

In New Jersey, 50 firms carry Grade A and 2 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the New Jersey state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does World Investments, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, World Investments, LLC ranks #1,338 of 20,055 by disclosure count (most disclosures first). Among firms registered in NJ, it ranks #22 of 114 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of B mean for World Investments, LLC?
A grade of B reflects World Investments, LLC's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (large firm). It carries 6 total disclosures across 134 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does World Investments, LLC have?
World Investments, LLC has 6 total FINRA disclosures, including 4 regulatory events, 2 arbitrations. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is World Investments, LLC?
World Investments, LLC operates 134 branch offices and is classified by FINRA as a medium firm, registered in NJ (Large firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify World Investments, LLC's disciplinary record?
You can verify World Investments, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 20626. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). World Investments, LLC's 6 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid World Investments, LLC because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. World Investments, LLC carries 6 disclosures across 134 branch offices (about 0.04 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for World Investments, LLC, both outside NJ so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.