CRD #134645 · FINRA BrokerCheck + SEC IAPD

World-Xecution Strategies

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, World-Xecution Strategies ranks #1,339 of 20,055 by disclosure count (most disclosures first). World-Xecution Strategies carries 6 BrokerCheck disclosures across 0 branch offices - heavy load for a single-office firm, earning a Grade D.

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Grade D
Safety grade
0
branch offices
6
disclosures
#1,339 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 134645 World-Xecution Strategies

World-Xecution Strategies · Grade D · 6 disc · 6.00/office · Single-office firm

  • CRD 134645
  • GRADE D
  • DISC 6
  • REG 6
  • ARB 0
  • CIV 0
  • BRANCH 0
  • PER-OFF n/a
  • RANK #1,339 of 20,055
  • BOOK Single-office firm

Intensity peers

Nearest same-size peer: ACN Securities Inc. (6.00 disc/office)

ACN Securities Inc.6.00American Investors Grou…6.00Apollo Partners, L.P.6.00World-Xecution Stra… (this)6.00
Disclosures per office among single-office firm peers (lower is cleaner)

World-Xecution Strategies ranks #1,339 of 20,055 by disclosure count among graded broker-dealers; heavy load at 6.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 2/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

0 offices

FINRA: Small firm

Total disclosures

6 events

On FINRA BrokerCheck

Regulatory events

6 actions

100% of all disclosures

Disclosures per office

- per office

footprint not reported

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 6
Arbitrations 0
Civil Events 0
Total 6

Counts for World-Xecution Strategies reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 6 Arbitration 0 Civil 0

Firm Details

Firm Size
Small
Scope
INACTIVE
Formed
01/03/2005
State of Formation
New York
CRD Number
134645
SEC Number
66854

Regulator-heavy mix

World-Xecution Strategies in the heavier-disclosure third

World-Xecution Strategies carries 6 BrokerCheck disclosures across 0 branch offices - a heavier-third raw book among graded firms (#1,339 of 20,055). Regulator-initiated events are 100% of the book (6 regulatory / 0 arbitration / 0 civil).

100% of World-Xecution Strategies's 6 disclosures are regulator-initiated (6 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of World-Xecution Strategies's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does World-Xecution Strategies sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, World-Xecution Strategies ranks #1,339 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of D mean for World-Xecution Strategies?
A grade of D reflects World-Xecution Strategies's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 6 total disclosures across 0 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does World-Xecution Strategies have?
World-Xecution Strategies has 6 total FINRA disclosures, including 6 regulatory events. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is World-Xecution Strategies?
World-Xecution Strategies operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify World-Xecution Strategies's disciplinary record?
You can verify World-Xecution Strategies's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 134645. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). World-Xecution Strategies's 6 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid World-Xecution Strategies because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. World-Xecution Strategies carries 6 disclosures across 0 branch offices (about 6.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Read with this firm

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.