Branch offices
0 offices
FINRA: Small firm
CRD #103811 · FINRA BrokerCheck + SEC IAPD
Wynston Hill Capital, LLC
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Wynston Hill Capital, LLC ranks #1,104 of 20,055 by disclosure count (most disclosures first). Wynston Hill Capital, LLC carries 7 BrokerCheck disclosures across 0 branch offices - heavy load for a single-office firm, earning a Grade D.
- Grade D
- Safety grade
- 0
- branch offices
- 7
- disclosures
- #1,104 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 103811 Wynston Hill Capital, LLC
Wynston Hill Capital, LLC · Grade D · 7 disc · 7.00/office · Single-office firm
- CRD 103811
- GRADE D
- DISC 7
- REG 6
- ARB 1
- CIV 0
- BRANCH 0
- PER-OFF n/a
- RANK #1,104 of 20,055
- BOOK Single-office firm
Intensity peers
Nearest same-size peer: Accutrade Inc. (7.00 disc/office)
Wynston Hill Capital, LLC ranks #1,104 of 20,055 by disclosure count among graded broker-dealers; heavy load at 7.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 2/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
7 events
On FINRA BrokerCheck
Regulatory events
6 actions
86% of all disclosures
Disclosures per office
- per office
footprint not reported
Disclosure Breakdown
| Disclosure Type | Count |
|---|---|
| Regulatory Events | 6 |
| Arbitrations | 1 |
| Civil Events | 0 |
| Total | 7 |
Counts for Wynston Hill Capital, LLC reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.
Disclosure category share
Regulatory 6 Arbitration 1 Civil 0
Firm Details
- Firm Size
- Small
- Scope
- INACTIVE
- Formed
- 12/29/1999
- State of Formation
- Delaware
- CRD Number
- 103811
- SEC Number
- 52299
Regulator-heavy mix
Wynston Hill Capital, LLC in the heavier-disclosure third
Wynston Hill Capital, LLC carries 7 BrokerCheck disclosures across 0 branch offices - a heavier-third raw book among graded firms (#1,104 of 20,055). Regulator-initiated events are 86% of the book (6 regulatory / 1 arbitration / 0 civil).
86% of Wynston Hill Capital, LLC's 7 disclosures are regulator-initiated (6 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Wynston Hill Capital, LLC's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Wynston Hill Capital, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Wynston Hill Capital, LLC ranks #1,104 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of D mean for Wynston Hill Capital, LLC?
A grade of D reflects Wynston Hill Capital, LLC's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 7 total disclosures across 0 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Wynston Hill Capital, LLC have?
Wynston Hill Capital, LLC has 7 total FINRA disclosures, including 6 regulatory events, 1 arbitration. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Wynston Hill Capital, LLC?
Wynston Hill Capital, LLC operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Wynston Hill Capital, LLC's disciplinary record?
You can verify Wynston Hill Capital, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 103811. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Wynston Hill Capital, LLC's 7 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Wynston Hill Capital, LLC because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Wynston Hill Capital, LLC carries 7 disclosures across 0 branch offices (about 7.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.
Read with this firm
- Accutrade Inc. - 7.00 disclosures/office, nearest single-office firm peer to Wynston Hill Capital, LLC's 7.00
- Achilles Securities, LLC - 7.00 disclosures/office, nearest single-office firm peer to Wynston Hill Capital, LLC's 7.00
- Adams, Hess, Moore & Co. - 7.00 disclosures/office, nearest single-office firm peer to Wynston Hill Capital, LLC's 7.00
- Red Flags in Advisor Records - How to read Wynston Hill Capital, LLC's heavy load disclosure profile without over-reading raw counts.
- Reading BrokerCheck Reports - Parse the 7 disclosures behind Wynston Hill Capital, LLC's Grade D.
- Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as Wynston Hill Capital, LLC.
- Compare firms - put Wynston Hill Capital, LLC next to peers on grade and footprint.
Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.