Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Noble Street Wealth Management CRD: 336228 | - | 0 | 1 | - | Unknown |
| Noble Vested Interests Corporation CRD: 299349 | - | 0 | 0 | - | Unknown |
| Noble Wealth CRD: 315974 | - | 0 | 2 | - | Unknown |
| Noble Wealth Management LLC CRD: 297488 | - | 0 | 0 | - | Unknown |
| Noble Wealth Management P.B.C. CRD: 322607 | - | 0 | 2 | - | Unknown |
| Noble Wealth Management, Inc. CRD: 169963 | - | 0 | 1 | - | Unknown |
| Noble Wealth Partners CRD: 298396 | - | 0 | 1 | - | Unknown |
| Noble, Daniel J. CRD: 42406 | - | 0 | 0 | A | INACTIVE |
| Noble-Impact Capital CRD: 322856 | - | 0 | 0 | - | Unknown |
| Noblebridge Wealth CRD: 146612 | - | 0 | 5 | - | Unknown |
| Noblehouse Family Office, LLC CRD: 338855 | - | 0 | 1 | - | Unknown |
| Nobles & Richards Advisors, LLC CRD: 281539 | - | 0 | 3 | - | Unknown |
| Nobles & Richards, Inc. CRD: 146870 | TX | 2 | 4 | B | Active |
| NOBLETRADING.COM, Inc. CRD: 119024 | - | 2 | 0 | B | INACTIVE |
| Nobleyield CRD: 317757 | - | 0 | 1 | - | Unknown |
| Noblia Securities Inc CRD: 19525 | - | 0 | 0 | A | INACTIVE |
| Nobscot Investment Management LLC CRD: 283289 | - | 0 | 1 | - | Unknown |
| Noco Financial Advisors LLC CRD: 324615 | - | 0 | 0 | - | Unknown |
| Noctua International WMG, LLC CRD: 151170 | - | 0 | 1 | - | Unknown |
| Nocturne Capital, LLC CRD: 281697 | - | 0 | 0 | - | Unknown |
| Nocturne Management LLC CRD: 330541 | - | 0 | 1 | - | Unknown |
| Noda Wealth Management LLC CRD: 333231 | - | 0 | 1 | - | Unknown |
| Noddings and Associates, Inc. CRD: 7411 | - | 0 | 0 | A | INACTIVE |
| Node by Mesh LLC CRD: 331493 | - | 0 | 1 | - | Unknown |
| Node Capital Management GP Ltd CRD: 325922 | - | 0 | 0 | - | Unknown |
| Nodus Capital LLC CRD: 291975 | - | 0 | 0 | - | Unknown |
| NOE Trading L.L.C. CRD: 133533 | - | 0 | 0 | A | INACTIVE |
| Noemis Ventures Management, LLC CRD: 323329 | - | 0 | 0 | - | Unknown |
| Noesis Capital Management Corp CRD: 110819 | - | 0 | 1 | - | Unknown |
| Noetic Capital Management LLC CRD: 334659 | - | 0 | 1 | - | Unknown |
| Noetic Investment Advisors, LLC CRD: 301895 | - | 0 | 0 | - | Unknown |
| Nofal Insurance and Wealth CRD: 340662 | - | 0 | 1 | - | Unknown |
| Nogales Investors Management, LLC CRD: 158236 | - | 0 | 0 | - | Unknown |
| Noisy Creek Capital CRD: 328103 | - | 0 | 2 | - | Unknown |
| NOJ Trading, LLC CRD: 120091 | - | 0 | 0 | A | INACTIVE |
| Nokia Growth Partners US, LLC CRD: 160838 | - | 0 | 1 | - | Unknown |
| Nokia Investment Management Corporation CRD: 112801 | - | 0 | 0 | - | Unknown |
| Nokomis Capital, L.L.C. CRD: 145627 | - | 0 | 1 | - | Unknown |
| Nokota Management, LP CRD: 159004 | - | 0 | 1 | - | Unknown |
| Nolan & Vinson, LLP CRD: 122700 | - | 0 | 0 | - | Unknown |
| Nolan Capital Advisors LLC CRD: 158775 | - | 0 | 2 | - | Unknown |
| Nolan Management LLC CRD: 312637 | - | 0 | 1 | - | Unknown |
| Nolan PRO Trading LLC CRD: 163920 | - | 0 | 0 | - | Unknown |
| Nolan Securities Corp. CRD: 27984 | MA | 4 | 2 | B | Active |
| Nolan Securities, Inc. CRD: 16452 | - | 0 | 0 | A | INACTIVE |
| Nolan, Paul F. CRD: 142154 | - | 0 | 0 | - | Unknown |
| Nolan-Adelstein & Associates, Inc. CRD: 14865 | - | 0 | 0 | A | INACTIVE |
| Nolet Wealth Management, LLC CRD: 329186 | - | 0 | 1 | - | Unknown |
| Nolita Capital, LLC CRD: 141461 | - | 2 | 0 | B | INACTIVE |
| Nollenberger Capital Partners Inc. CRD: 119248 | - | 1 | 0 | B | INACTIVE |