Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Nord Holding Unternehmensbeteiligungsgesellschaft … CRD: 342350 | - | 0 | 0 | - | Unknown |
| Nord Securities Corporation CRD: 44255 | - | 0 | 0 | A | INACTIVE |
| Nordberg & Vandenberg, Inc. CRD: 142957 | - | 0 | 0 | - | Unknown |
| Nordberg Capital Partners, Inc. CRD: 7945 | - | 4 | 0 | C | INACTIVE |
| Nordea Investment Management North America, Inc. CRD: 116837 | - | 0 | 1 | - | Unknown |
| Nordea Securities LLC CRD: 292574 | NY | 0 | 2 | A | Active |
| Nordea Securities, Inc. CRD: 38188 | - | 0 | 0 | A | INACTIVE |
| Nordflint Capital Partners CRD: 310492 | - | 0 | 0 | - | Unknown |
| Nordic Capital CRD: 162424 | - | 0 | 0 | - | Unknown |
| Nordic Capital Management Sarl CRD: 341354 | - | 0 | 0 | - | Unknown |
| Nordic Options, LLC CRD: 103946 | - | 1 | 0 | B | INACTIVE |
| Nordika Forvaltning AB CRD: 326502 | - | 0 | 0 | - | Unknown |
| Nordstar Partners Management LLP CRD: 318941 | - | 0 | 0 | - | Unknown |
| Nordstern Kapitalmanagement GMBH Ltd CRD: 337924 | - | 0 | 1 | - | Unknown |
| Nordwand Advisors CRD: 322936 | - | 0 | 3 | - | Unknown |
| Nordwand Investments, LLC CRD: 323829 | - | 0 | 1 | - | Unknown |
| Norehad Investments, Inc. CRD: 17856 | - | 0 | 0 | A | INACTIVE |
| Norelli Advisory, LLC CRD: 170664 | - | 0 | 0 | - | Unknown |
| Noreq Securities Corporation CRD: 8267 | - | 0 | 0 | A | INACTIVE |
| Norfield Capital, LLC CRD: 173456 | - | 0 | 1 | - | Unknown |
| Norfolk Markets, LLC CRD: 103797 | - | 0 | 0 | A | INACTIVE |
| Norgard Capital CRD: 311836 | - | 0 | 1 | - | Unknown |
| Norias Capital Management LP CRD: 328621 | - | 0 | 0 | - | Unknown |
| Noriba Investing CRD: 150981 | - | 0 | 0 | A | INACTIVE |
| Norland Capital International, LP CRD: 313666 | - | 0 | 0 | - | Unknown |
| Norland Capital LP CRD: 288562 | - | 0 | 1 | - | Unknown |
| Norlantic CRD: 333609 | - | 0 | 1 | - | Unknown |
| Norlin Capital Management Inc. CRD: 286632 | - | 0 | 0 | - | Unknown |
| Norma Financial LLC CRD: 323740 | - | 0 | 2 | - | Unknown |
| Normaltown Financial LLC CRD: 334719 | - | 0 | 1 | - | Unknown |
| Norman Financial Planning, Inc. CRD: 122597 | - | 0 | 0 | - | Unknown |
| Norman Kramer Investments, Inc. CRD: 117862 | - | 0 | 2 | - | Unknown |
| Norman L. Barnett & Company, Incorporated CRD: 13823 | - | 0 | 0 | A | INACTIVE |
| Norman Lungsun YU D/B/a NLY Investment Advisor CRD: 150496 | - | 0 | 0 | - | Unknown |
| Norman W. Berger, Inc. CRD: 137606 | - | 0 | 0 | - | Unknown |
| Norman William, Inc. CRD: 10436 | - | 0 | 0 | A | INACTIVE |
| Normandy Capital Management, LLC CRD: 142315 | - | 0 | 5 | - | Unknown |
| Normandy Investment Advisors CRD: 316321 | - | 0 | 5 | - | Unknown |
| Normandy Securities, Inc. CRD: 20071 | - | 4 | 0 | C | INACTIVE |
| Noro-Moseley Partners CRD: 162877 | - | 0 | 0 | - | Unknown |
| Norquay Taggart & Associates, Inc. CRD: 13584 | - | 0 | 0 | A | INACTIVE |
| Norris & Hirshberg, Inc. CRD: 2929 | - | 0 | 0 | A | INACTIVE |
| Norris Financial Group, LLC CRD: 129422 | - | 0 | 2 | - | Unknown |
| Norris Wealth Management, LLC CRD: 157800 | - | 0 | 2 | - | Unknown |
| Norse Star Capital, LLC CRD: 323905 | - | 0 | 1 | - | Unknown |
| Norseman Advisory Group, Inc. CRD: 143691 | - | 0 | 1 | - | Unknown |
| Norstar Financial of Plano, LLC CRD: 297028 | - | 0 | 4 | - | Unknown |
| Norsu Financial Planning LLC CRD: 331882 | - | 0 | 0 | - | Unknown |
| North & Company, LLC CRD: 127661 | - | 0 | 0 | - | Unknown |
| North America Securities Corporation CRD: 10548 | - | 0 | 0 | A | INACTIVE |