Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| NRGP3 LLC CRD: 318756 | - | 0 | 1 | - | Unknown |
| NRI Energy Securities LLC CRD: 293244 | - | 0 | 0 | A | INACTIVE |
| NRI Wealth Management, LLC CRD: 162234 | - | 0 | 1 | - | Unknown |
| NRM Corporation CRD: 8501 | - | 0 | 0 | A | INACTIVE |
| NRP Financial, Inc. CRD: 103717 | - | 0 | 0 | A | INACTIVE |
| NRS Securities, Inc. CRD: 14668 | - | 0 | 0 | A | INACTIVE |
| NRV CRD: 289569 | - | 0 | 1 | - | Unknown |
| NRW Asset Management, Inc. CRD: 144190 | - | 0 | 2 | - | Unknown |
| NS Advisors, LLC CRD: 162084 | - | 0 | 0 | - | Unknown |
| NS Asset Management LLP CRD: 133670 | - | 0 | 0 | - | Unknown |
| NS Capital, LLC CRD: 149905 | - | 0 | 0 | - | Unknown |
| NS Global Securities LLC CRD: 144001 | - | 0 | 0 | A | INACTIVE |
| NS Management Ltd CRD: 297781 | - | 0 | 0 | - | Unknown |
| NS Partners Ltd CRD: 110625 | - | 0 | 0 | - | Unknown |
| NS Securities, Inc. CRD: 10770 | - | 0 | 0 | A | INACTIVE |
| NSA Securities Corporation CRD: 38472 | - | 0 | 0 | A | INACTIVE |
| Nsam US-Recf, LLC CRD: 282681 | - | 0 | 0 | - | Unknown |
| NSC Holdings General Partner Corporation CRD: 170023 | - | 0 | 0 | - | Unknown |
| NSF Asset Management LLC CRD: 317888 | - | 0 | 0 | - | Unknown |
| NSHD Financial and Insurance Services, LLC CRD: 111902 | - | 0 | 0 | A | INACTIVE |
| NSI Management, LLC CRD: 331616 | - | 0 | 1 | - | Unknown |
| NSI Retail Advisors, LLC CRD: 312148 | - | 0 | 0 | - | Unknown |
| NSM Securities, Inc. CRD: 134357 | - | 9 | 0 | D | INACTIVE |
| NSR Distributors, Inc. CRD: 20271 | - | 0 | 0 | A | INACTIVE |
| NSSK II (Intl) Genpar Co. CRD: 287841 | - | 0 | 0 | - | Unknown |
| NSSK III GP L.P. CRD: 316682 | - | 0 | 0 | - | Unknown |
| NSV Management LLC CRD: 162486 | - | 0 | 1 | - | Unknown |
| NSV Wolf Management, LLC CRD: 288077 | - | 0 | 1 | - | Unknown |
| Nsvca Inc. CRD: 336318 | - | 0 | 0 | - | Unknown |
| NSX Securities LLC CRD: 141378 | - | 0 | 0 | A | INACTIVE |
| NT Securities LLC CRD: 45694 | - | 3 | 0 | C | INACTIVE |
| Ntact Retirement Solutions CRD: 119382 | - | 0 | 2 | - | Unknown |
| Ntasset (Cayman) Ltd CRD: 163936 | - | 0 | 0 | - | Unknown |
| NTB Advisory Services LLC CRD: 129084 | - | 0 | 2 | - | Unknown |
| NTB Financial Corporation CRD: 7425 | - | 9 | 0 | D | INACTIVE |
| Ntellivest CRD: 287648 | - | 0 | 0 | - | Unknown |
| NTF Asset Management Limited CRD: 298560 | - | 0 | 0 | - | Unknown |
| NTH Degree WM, LLC CRD: 283801 | - | 0 | 1 | - | Unknown |
| NTH GP 1 LLC CRD: 338802 | - | 0 | 1 | - | Unknown |
| NTH Power LLC CRD: 161981 | - | 0 | 0 | - | Unknown |
| NTI Managers, LLC CRD: 331574 | - | 0 | 1 | - | Unknown |
| NTS Securities, Inc. CRD: 14135 | - | 0 | 0 | A | INACTIVE |
| Ntuitive Portfolio Management LLC CRD: 308988 | - | 0 | 1 | - | Unknown |
| NTV Asset Management, LLC CRD: 141771 | - | 0 | 2 | - | Unknown |
| NTV Asset Management, LLC CRD: 111062 | - | 0 | 1 | - | Unknown |
| NTV Frontier Management CRD: 329840 | - | 0 | 1 | - | Unknown |
| NTV Prosperity Management CRD: 329839 | - | 0 | 1 | - | Unknown |
| NU Paradigm Investment Partners L.L.C. CRD: 170428 | - | 0 | 2 | - | Unknown |
| Nuance Investments, LLC CRD: 148534 | - | 0 | 2 | - | Unknown |
| Nubian Square Investment Advisors, LLC CRD: 315955 | - | 0 | 2 | - | Unknown |