Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Oakdale Financial Services, LLC CRD: 318773 | - | 0 | 0 | - | Unknown |
| Oakdale Wealth Management CRD: 123236 | - | 0 | 0 | - | Unknown |
| Oake Financial LLC CRD: 316992 | - | 0 | 1 | - | Unknown |
| Oakermay Partners LP CRD: 313172 | - | 0 | 0 | - | Unknown |
| Oakford Park Capital CRD: 226678 | - | 0 | 0 | - | Unknown |
| Oakford Partners, LLC CRD: 30487 | - | 0 | 0 | A | INACTIVE |
| Oakfort Wealth Partners CRD: 169340 | - | 0 | 1 | - | Unknown |
| Oakgrove Wealth Management CRD: 308088 | - | 0 | 0 | - | Unknown |
| Oakgrowth Wealth Management LLC CRD: 311604 | - | 0 | 1 | - | Unknown |
| Oakhouse Partners, LLC CRD: 290187 | - | 0 | 1 | - | Unknown |
| Oakhurst Advisors CRD: 282057 | - | 0 | 1 | - | Unknown |
| Oakhurst Capital Advisors, LLC CRD: 311802 | - | 0 | 0 | - | Unknown |
| Oakhurst Financial CRD: 164749 | - | 0 | 0 | - | Unknown |
| Oaklawn Capital Management LLC CRD: 339373 | - | 0 | 1 | - | Unknown |
| Oakleaf Asset Advisors CRD: 153182 | - | 0 | 1 | - | Unknown |
| Oakleigh Road Capital, LLC CRD: 322415 | - | 0 | 1 | - | Unknown |
| Oakleigh Wealth Services CRD: 323914 | - | 0 | 1 | - | Unknown |
| Oakley Capital (Bermuda) Limited CRD: 161459 | - | 0 | 0 | - | Unknown |
| Oakley Capital GMBH CRD: 313895 | - | 0 | 0 | - | Unknown |
| Oakley Capital Group CRD: 169427 | - | 0 | 2 | - | Unknown |
| Oakley Capital Limited CRD: 159988 | - | 0 | 0 | - | Unknown |
| Oakley Capital Manager Limited CRD: 288337 | - | 0 | 0 | - | Unknown |
| Oakley Capital S.L.U CRD: 327472 | - | 0 | 0 | - | Unknown |
| Oakley Capital S.R.L. CRD: 314514 | - | 0 | 0 | - | Unknown |
| Oakley Capital Services Bermuda Limited CRD: 336831 | - | 0 | 0 | - | Unknown |
| Oakley Financial LLC CRD: 328793 | - | 0 | 1 | - | Unknown |
| Oakley, Sutton Investment Corp. CRD: 7121 | - | 0 | 0 | A | INACTIVE |
| Oakline Advisors, LLC CRD: 168995 | - | 0 | 0 | - | Unknown |
| Oaklins DP LLC CRD: 124988 | NY | 0 | 2 | A | Active |
| Oakmont Advisory Group, LLC CRD: 158890 | - | 0 | 1 | - | Unknown |
| Oakmont Capital Management, LLC CRD: 128939 | - | 0 | 8 | - | Unknown |
| Oakmont Corporation CRD: 112337 | - | 0 | 1 | - | Unknown |
| Oakmont Financial Services, L.L.C. CRD: 115291 | - | 0 | 2 | - | Unknown |
| Oakmonte Wealth Management CRD: 304150 | - | 0 | 2 | - | Unknown |
| Oakmount Capital LLP CRD: 339737 | - | 0 | 0 | - | Unknown |
| Oaknest Capital Management, LLC CRD: 327251 | - | 0 | 1 | - | Unknown |
| Oakpoint Solutions, LLC CRD: 171775 | FL | 0 | 2 | A | Active |
| Oakridge Financial Planning LLC CRD: 335725 | - | 0 | 1 | - | Unknown |
| Oakridge Management Group LLC CRD: 306284 | - | 0 | 1 | - | Unknown |
| Oaks Wealth Management CRD: 309759 | - | 0 | 2 | - | Unknown |
| Oakshore Partners, LLC CRD: 285727 | - | 0 | 0 | - | Unknown |
| Oakstone Financial Management, LLC CRD: 299749 | - | 0 | 0 | - | Unknown |
| Oakstreet Wealth Management, Inc. CRD: 288723 | - | 0 | 1 | - | Unknown |
| Oakton Financial, LLC CRD: 297609 | - | 0 | 1 | - | Unknown |
| Oaktree Advisors LLC CRD: 168271 | - | 0 | 1 | - | Unknown |
| Oaktree Capital Corporation CRD: 114075 | - | 0 | 0 | - | Unknown |
| Oaktree Capital Management, L.P. CRD: 106793 | - | 0 | 2 | - | Unknown |
| Oaktree Financial Planning and Consulting CRD: 146022 | - | 0 | 1 | - | Unknown |
| Oaktree Financial Planning, LLC CRD: 147478 | - | 0 | 1 | - | Unknown |
| Oaktree Fund Advisors, LLC CRD: 290193 | - | 0 | 1 | - | Unknown |