Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Odyssey Diversification Ltd CRD: 329209 | - | 0 | 0 | - | Unknown |
| Odyssey Financial Services LLC CRD: 322254 | - | 0 | 1 | - | Unknown |
| Odyssey Group Wealth Advisors CRD: 336636 | - | 0 | 1 | - | Unknown |
| Odyssey Investment Partners, LLC CRD: 160990 | - | 0 | 1 | - | Unknown |
| Odyssey Investments, Corp. CRD: 315492 | - | 0 | 1 | - | Unknown |
| Odyssey Investors, Inc. CRD: 14256 | - | 0 | 0 | A | INACTIVE |
| Odyssey Management LLC CRD: 341377 | - | 0 | 1 | - | Unknown |
| Odyssey Personal Financial Advisors, LLC CRD: 322496 | - | 0 | 0 | - | Unknown |
| Odyssey Securities, LLC CRD: 133737 | - | 0 | 0 | A | INACTIVE |
| Odyssey Wealth CRD: 287886 | - | 0 | 0 | - | Unknown |
| Odyssey Wealth CRD: 139943 | - | 0 | 0 | - | Unknown |
| Oechsle International Advisors, LLC CRD: 108522 | - | 0 | 0 | - | Unknown |
| OEH Advisory GMBH CRD: 288804 | - | 0 | 0 | - | Unknown |
| Oelschlager Investments CRD: 306035 | - | 0 | 1 | - | Unknown |
| OEM Capital Corp. CRD: 145738 | - | 0 | 0 | A | INACTIVE |
| OEP Capital Advisors, L.P. CRD: 173626 | - | 0 | 1 | - | Unknown |
| OES Brokerage Services, LLC CRD: 132351 | - | 1 | 0 | B | INACTIVE |
| OEW Investment Advisors LP CRD: 338375 | - | 0 | 1 | - | Unknown |
| OFC Wealth Management CRD: 133846 | - | 0 | 5 | - | Unknown |
| OFF Camber Creative LLC CRD: 324621 | - | 0 | 1 | - | Unknown |
| OFF Road Capital Management LLC CRD: 285344 | - | 0 | 1 | - | Unknown |
| OFF the BAY Wealth LLC CRD: 338970 | - | 0 | 1 | - | Unknown |
| OFF the Beaten Path Financial CRD: 323401 | - | 0 | 1 | - | Unknown |
| OFF the Chain Capital, LLC CRD: 309867 | - | 0 | 1 | - | Unknown |
| OFF-Trail Works LLC CRD: 337378 | - | 0 | 1 | - | Unknown |
| OFF-Zero Financial, LLC CRD: 328759 | - | 0 | 0 | - | Unknown |
| Offit Capital CRD: 144474 | - | 0 | 2 | - | Unknown |
| Offline Ventures, LLC CRD: 310724 | - | 0 | 1 | - | Unknown |
| Offman Securities, LLC CRD: 133675 | - | 0 | 0 | A | INACTIVE |
| Offroad Securities, Inc. CRD: 30890 | - | 0 | 0 | A | INACTIVE |
| Offscript Management, LLC CRD: 341726 | - | 0 | 1 | - | Unknown |
| Offshore Equities, Inc CRD: 10144 | - | 0 | 0 | A | INACTIVE |
| Offutt Securities, Inc. CRD: 19782 | - | 0 | 0 | A | INACTIVE |
| OFG Advisors LLC CRD: 283219 | - | 0 | 0 | - | Unknown |
| OFG Financial Services, Inc. CRD: 23940 | KS | 2 | 24 | B | Active |
| OFI Advisors, LLC CRD: 133229 | - | 0 | 0 | - | Unknown |
| OFI Global Asset Management, Inc. CRD: 161556 | - | 0 | 0 | - | Unknown |
| OFI Global Institutional, Inc. CRD: 110363 | - | 0 | 0 | - | Unknown |
| OFI Private Investments Inc CRD: 107807 | - | 0 | 0 | - | Unknown |
| OFI Steelpath, Inc. CRD: 165117 | - | 0 | 0 | - | Unknown |
| Oflazer Investments Fund I GP, LLC CRD: 316981 | - | 0 | 0 | - | Unknown |
| OFM Wealth CRD: 123091 | - | 0 | 0 | - | Unknown |
| OFP V Advisor AB CRD: 300416 | - | 0 | 0 | - | Unknown |
| OFS CRD: 107335 | - | 0 | 4 | - | Unknown |
| OFS Capital Management, LLC CRD: 153533 | - | 0 | 1 | - | Unknown |
| OFS CLO Management II, LLC CRD: 323411 | - | 0 | 1 | - | Unknown |
| OFS CLO Management, LLC CRD: 288373 | - | 0 | 1 | - | Unknown |
| OFS Energy Fund, LLC CRD: 160490 | - | 0 | 0 | - | Unknown |
| OFS Securities, Inc. CRD: 39615 | - | 6 | 0 | C | INACTIVE |
| OFS, Inc. CRD: 14770 | - | 0 | 0 | A | INACTIVE |