Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Okuno Associates, Inc. CRD: 139854 | - | 0 | 1 | - | Unknown |
| OLA Invierte, LLC CRD: 318691 | - | 0 | 1 | - | Unknown |
| OLA-I Consulting CRD: 339661 | - | 0 | 0 | - | Unknown |
| Olabola, Inc. CRD: 284782 | - | 0 | 0 | - | Unknown |
| Olcott Enterprises, Inc. CRD: 36847 | - | 0 | 0 | A | INACTIVE |
| Olcott Square Investment Partners, LLC CRD: 299476 | - | 0 | 0 | - | Unknown |
| OLD Barn Capital LLC CRD: 338745 | - | 0 | 1 | - | Unknown |
| OLD Beach Investment Advisors, LLC CRD: 339424 | - | 0 | 3 | - | Unknown |
| OLD Bellows Partners L.P. CRD: 157569 | - | 0 | 1 | - | Unknown |
| OLD Bridge Capital Management Private Limited CRD: 299571 | - | 0 | 0 | - | Unknown |
| OLD Bridge Wealth, Inc CRD: 332180 | - | 0 | 4 | - | Unknown |
| OLD Cabin Wealth Management CRD: 290410 | - | 0 | 0 | - | Unknown |
| OLD City Partners LLC CRD: 139582 | - | 0 | 0 | - | Unknown |
| OLD City Securities LLC CRD: 171910 | NY | 0 | 3 | A | Active |
| OLD Colony Investment Group, Inc. CRD: 24758 | - | 0 | 0 | A | INACTIVE |
| OLD Dominion Asset Management Inc. CRD: 116343 | - | 0 | 0 | - | Unknown |
| OLD Dominion Capital Management Inc. CRD: 105244 | - | 0 | 0 | - | Unknown |
| OLD Dominion Equities Corp. CRD: 16707 | - | 0 | 0 | A | INACTIVE |
| OLD Dominion Securities CRD: 28891 | - | 0 | 0 | A | INACTIVE |
| OLD Dominion Securities, Inc. CRD: 43881 | - | 1 | 0 | B | INACTIVE |
| OLD Drake, LLC CRD: 318720 | - | 0 | 1 | - | Unknown |
| OLD ELM Investments, Inc. CRD: 42059 | - | 0 | 0 | A | INACTIVE |
| OLD Farm Partners LP CRD: 283573 | - | 0 | 1 | - | Unknown |
| OLD Field Advisors LLC CRD: 134519 | - | 0 | 1 | - | Unknown |
| OLD Forge Advisors CRD: 334598 | - | 0 | 1 | - | Unknown |
| OLD Forge Wealth Management, LLC CRD: 323417 | - | 0 | 1 | - | Unknown |
| OLD Fort Partners Ltd. CRD: 157648 | - | 0 | 0 | - | Unknown |
| OLD Glory Asset Management LLC CRD: 126013 | - | 0 | 1 | - | Unknown |
| OLD Greenwich Partners, LLC CRD: 124718 | FL | 0 | 1 | A | Active |
| OLD Growth Financial LLC CRD: 313025 | - | 0 | 2 | - | Unknown |
| OLD Hickory Partners Management, LP CRD: 316961 | - | 0 | 1 | - | Unknown |
| OLD Hill Partners Inc. CRD: 161488 | - | 0 | 0 | - | Unknown |
| OLD Ironsides Capital Management, LLC CRD: 288393 | - | 0 | 0 | - | Unknown |
| OLD Ironsides Energy, LLC CRD: 168670 | - | 0 | 1 | - | Unknown |
| OLD IVY Asset Management CRD: 298340 | - | 0 | 0 | - | Unknown |
| OLD Kent Financial Advisors CRD: 17039 | - | 2 | 0 | B | INACTIVE |
| OLD Kent Insurance Group, Inc. CRD: 100700 | - | 0 | 0 | A | INACTIVE |
| OLD Lantern Investments, LLC CRD: 325555 | - | 0 | 0 | - | Unknown |
| OLD Lyme Trading International CRD: 171915 | - | 0 | 0 | - | Unknown |
| OLD Mission Capital, LLC CRD: 146991 | IL | 8 | 3 | D | Active |
| OLD Mission Investment Company, LLC CRD: 140381 | - | 0 | 1 | - | Unknown |
| OLD Mission Markets LLC CRD: 281867 | IL | 0 | 3 | A | Active |
| OLD Mutual Customised Solutions (PTY) Limited CRD: 148959 | - | 0 | 0 | - | Unknown |
| OLD Mutual Financial Network Securities, Inc. CRD: 141375 | - | 1 | 0 | B | INACTIVE |
| OLD Mutual Investment Partners CRD: 44916 | - | 0 | 0 | A | INACTIVE |
| OLD Naples Securities, Inc. CRD: 17502 | - | 0 | 0 | A | INACTIVE |
| OLD North State Trust, LLC CRD: 106155 | - | 0 | 0 | - | Unknown |
| OLD North State Wealth Management, LLC CRD: 148659 | - | 0 | 7 | - | Unknown |
| OLD OAK Advisors, LLC CRD: 159893 | - | 0 | 1 | - | Unknown |
| OLD OAK Financial Planning, Inc. CRD: 122500 | - | 0 | 1 | - | Unknown |