Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Onechronos CRD: 286322 | NY | 0 | 2 | A | Active |
| Onecore Securities, Inc. CRD: 45813 | - | 1 | 0 | B | INACTIVE |
| Onedigital CRD: 106766 | - | 0 | 401 | - | Unknown |
| Onedigital Asset Management CRD: 320608 | - | 0 | 1 | - | Unknown |
| Onedigital Securities LLC CRD: 327279 | KS | 0 | 2 | A | Active |
| Onefirm Consulting, LLC CRD: 291795 | - | 0 | 1 | - | Unknown |
| Onefund Investments, LLC CRD: 333728 | - | 0 | 0 | - | Unknown |
| Oneida Wealth Management, Inc. CRD: 167907 | - | 0 | 0 | A | INACTIVE |
| Oneil Advisory Services CRD: 302018 | - | 0 | 0 | - | Unknown |
| Oneirology Fund I GP, LLC CRD: 316868 | - | 0 | 1 | - | Unknown |
| Onelegacy Advisors, LLC CRD: 328926 | - | 0 | 1 | - | Unknown |
| Oneliberty Ventures, Inc. CRD: 285255 | - | 0 | 0 | - | Unknown |
| Onelink Capital Partners LLC CRD: 285165 | - | 0 | 0 | - | Unknown |
| Onemap Mineral Services LLC CRD: 285938 | - | 0 | 0 | - | Unknown |
| Onemoney CRD: 155391 | - | 0 | 1 | - | Unknown |
| Onepoint BFG Wealth Partners CRD: 318366 | - | 0 | 56 | - | Unknown |
| Oneprime Capital CRD: 299697 | - | 0 | 1 | - | Unknown |
| Oneseven CRD: 283087 | - | 0 | 118 | - | Unknown |
| Onesource FI LLC CRD: 310933 | NY | 0 | 2 | A | Active |
| Onesource Financial Advisors, Inc. CRD: 310569 | - | 0 | 0 | - | Unknown |
| Onesource Financial Advisors, Inc. CRD: 224512 | - | 0 | 0 | - | Unknown |
| Onesource Retirement Advisors, Inc. CRD: 119848 | - | 0 | 0 | - | Unknown |
| Onesource Wealth Advisors CRD: 299717 | - | 0 | 3 | - | Unknown |
| Onesource Wealth Management CRD: 319078 | - | 0 | 1 | - | Unknown |
| Onesta Wealth Management, LLC CRD: 165177 | - | 0 | 1 | - | Unknown |
| Oneteam Ventures Advisor, LLC CRD: 342761 | - | 0 | 1 | - | Unknown |
| Onethirty Capital CRD: 339848 | - | 0 | 1 | - | Unknown |
| Oneup CRD: 327832 | - | 0 | 0 | - | Unknown |
| Onevc Venture Partners LLC CRD: 297370 | - | 0 | 0 | - | Unknown |
| Onevc Venture Partners LLC CRD: 329656 | - | 0 | 0 | - | Unknown |
| Onewall Advisors UK LLP CRD: 171621 | - | 0 | 0 | - | Unknown |
| Onewealth Investment Management, LLC CRD: 285296 | - | 0 | 0 | - | Unknown |
| Onewelth Inc CRD: 325277 | - | 0 | 1 | - | Unknown |
| Onex Canada Asset Management Inc. CRD: 144928 | - | 0 | 0 | - | Unknown |
| Onex Credit Advisor, LLC CRD: 330076 | - | 0 | 1 | - | Unknown |
| Onex Credit Partners, LLC CRD: 138941 | - | 0 | 1 | - | Unknown |
| Onex Partners Manager LP CRD: 160923 | - | 0 | 0 | - | Unknown |
| Onforan Capital LLC CRD: 314410 | - | 0 | 0 | - | Unknown |
| Ongoing Wealth Management CRD: 319325 | - | 0 | 1 | - | Unknown |
| Onitus Capital, LLC CRD: 321632 | - | 0 | 2 | - | Unknown |
| Online Capital Management CRD: 295555 | - | 0 | 0 | - | Unknown |
| Online Capital Securities, Inc. CRD: 104334 | - | 0 | 0 | A | INACTIVE |
| Online Database Discussion CRD: 327195 | - | 0 | 0 | - | Unknown |
| Online Securities, Inc. CRD: 46349 | - | 0 | 0 | A | INACTIVE |
| Online Stock Market, Inc. CRD: 47125 | - | 0 | 0 | A | INACTIVE |
| Onlyfunds CRD: 312403 | - | 0 | 1 | - | Unknown |
| Onpeak Capital LLC CRD: 310173 | FL | 0 | 2 | A | Active |
| Onplane Financial Advisors CRD: 300073 | - | 0 | 1 | - | Unknown |
| Onpoint Financial Advice, LLC CRD: 337503 | - | 0 | 1 | - | Unknown |
| Onpoint Financial Management LLC CRD: 317214 | - | 0 | 1 | - | Unknown |