Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Opcapita LLP CRD: 175074 | - | 0 | 0 | - | Unknown |
| Opcrest Investment Management, LLC CRD: 156416 | - | 0 | 1 | - | Unknown |
| Open Book Securities Trading, Inc. CRD: 42184 | - | 0 | 0 | A | INACTIVE |
| Open Circle Wealth Partners CRD: 150623 | - | 0 | 1 | - | Unknown |
| Open Compute Intelligence Network Ltd CRD: 335774 | - | 0 | 1 | - | Unknown |
| Open Door Financial CRD: 315046 | - | 0 | 0 | - | Unknown |
| Open Door Financial Advisors CRD: 314379 | - | 0 | 1 | - | Unknown |
| Open Door Investment Advisors, Inc. CRD: 123173 | - | 0 | 3 | - | Unknown |
| Open Door Investment Management Ltd. CRD: 159123 | - | 0 | 1 | - | Unknown |
| Open Doors FP CRD: 315454 | - | 0 | 0 | - | Unknown |
| Open Doors Partners CRD: 339956 | - | 0 | 1 | - | Unknown |
| Open Family Office (OFO) Wealth Management LLC CRD: 332362 | - | 0 | 1 | - | Unknown |
| Open Field Capital LLC CRD: 136313 | - | 0 | 1 | - | Unknown |
| Open Forest Asset Management, LLC CRD: 299748 | - | 0 | 0 | - | Unknown |
| Open Insights Capital, LLC CRD: 323735 | - | 0 | 0 | - | Unknown |
| Open Invest Co. CRD: 269997 | - | 0 | 0 | - | Unknown |
| Open Investment Management LP CRD: 335678 | - | 0 | 1 | - | Unknown |
| Open Lane Capital Advisors, LLC CRD: 329114 | TX | 0 | 2 | A | Active |
| Open Opportunity Management, LLC CRD: 330851 | - | 0 | 1 | - | Unknown |
| Open Path Financial CRD: 329943 | - | 0 | 1 | - | Unknown |
| Open Prairie Wealth Management CRD: 338471 | - | 0 | 1 | - | Unknown |
| Open Range Financial Group, LLC CRD: 175296 | - | 0 | 2 | - | Unknown |
| Open Range RIA CRD: 165637 | - | 0 | 0 | - | Unknown |
| Open Road Wealth Management, LLC CRD: 284003 | - | 0 | 0 | - | Unknown |
| Open Season Management LLC CRD: 338858 | - | 0 | 1 | - | Unknown |
| Open Source Investment Manager, LLC CRD: 322128 | - | 0 | 0 | - | Unknown |
| Open Source Investments, LLC CRD: 287501 | - | 0 | 1 | - | Unknown |
| Open Space Capital LLC CRD: 333078 | - | 0 | 2 | - | Unknown |
| Open Square Capital, LLC CRD: 175152 | - | 0 | 2 | - | Unknown |
| Open Street LLC CRD: 315267 | - | 0 | 0 | - | Unknown |
| Open to the Public Investing, Inc. CRD: 127818 | NY | 4 | 2 | B | Active |
| Open Venture Capital, LLC CRD: 319492 | - | 0 | 1 | - | Unknown |
| Open Wealth Management LLC CRD: 312743 | - | 0 | 1 | - | Unknown |
| Open Wealth Network CRD: 298943 | - | 0 | 1 | - | Unknown |
| Open Window Financial Solutions, Ltd. CRD: 131562 | - | 0 | 3 | - | Unknown |
| Open World Financial Life Planning CRD: 297350 | - | 0 | 1 | - | Unknown |
| Openai Startup Fund Management, LLC CRD: 318221 | - | 0 | 1 | - | Unknown |
| Openair Financial, LLC CRD: 300362 | - | 0 | 8 | - | Unknown |
| Openarc Corporate Advisory, LLC CRD: 336837 | - | 0 | 5 | - | Unknown |
| Openbondx LLC CRD: 168100 | - | 0 | 0 | A | INACTIVE |
| Opencash CRD: 317007 | PA | 0 | 2 | A | Active |
| Opendeal Broker LLC CRD: 297797 | - | 0 | 0 | A | INACTIVE |
| Opendeal Broker LLC CRD: 291387 | NY | 0 | 2 | A | Active |
| Opendoor Securities LLC CRD: 226581 | - | 0 | 0 | A | INACTIVE |
| Openfolio LLC CRD: 226607 | - | 0 | 0 | - | Unknown |
| Opengate Capital Management, LLC CRD: 213518 | - | 0 | 1 | - | Unknown |
| Openhanded Wealth LLC CRD: 330399 | - | 0 | 1 | - | Unknown |
| Opening Night Capital, LLC CRD: 165034 | - | 0 | 0 | A | INACTIVE |
| Openmind Money, LLC CRD: 169655 | - | 0 | 0 | - | Unknown |
| Opennest Ventures Management, LLC CRD: 301877 | - | 0 | 0 | - | Unknown |