Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Optimized Capital LLC CRD: 333237 | - | 0 | 1 | - | Unknown |
| Optimized Investment Partners, LLC CRD: 322145 | - | 0 | 1 | - | Unknown |
| Optimized Investments LLC CRD: 330713 | - | 0 | 0 | - | Unknown |
| Optimizing Investments LLC CRD: 314986 | - | 0 | 1 | - | Unknown |
| Optimizo Investment Strategies CRD: 174450 | - | 0 | 0 | - | Unknown |
| Optimo Capital CRD: 288421 | - | 0 | 1 | - | Unknown |
| Optimum Capital Strategies CRD: 148483 | - | 0 | 1 | - | Unknown |
| Optimum Capital, Inc. CRD: 10644 | - | 0 | 0 | A | INACTIVE |
| Optimum Financial LLC CRD: 329188 | - | 0 | 1 | - | Unknown |
| Optimum Financial Planning CRD: 135907 | - | 0 | 0 | - | Unknown |
| Optimum Financial Services, LLC CRD: 105878 | - | 0 | 1 | - | Unknown |
| Optimum Investment Advisors, LLC CRD: 105182 | - | 0 | 0 | - | Unknown |
| Optimum Quantvest Corporation CRD: 301469 | - | 0 | 1 | - | Unknown |
| Optimum Retirement Planning LLC CRD: 312732 | - | 0 | 2 | - | Unknown |
| Optimum Wealth LLC CRD: 285944 | - | 0 | 1 | - | Unknown |
| Optimum Wealth Management, LLC CRD: 147688 | - | 0 | 0 | - | Unknown |
| Optimum Wealth Management, LLC CRD: 282421 | - | 0 | 1 | - | Unknown |
| Optimum Wealth Management, LLC CRD: 132422 | - | 0 | 1 | - | Unknown |
| Optimumsquare, LLC CRD: 285159 | - | 0 | 0 | - | Unknown |
| Optimus Advisory Group CRD: 111239 | - | 0 | 2 | - | Unknown |
| Optimus Capital Advisors, LLC CRD: 147500 | - | 0 | 1 | - | Unknown |
| Optimus Capital LLP CRD: 310535 | - | 0 | 0 | - | Unknown |
| Optimus Wealth Management Group, Inc. CRD: 149256 | - | 0 | 1 | - | Unknown |
| Optimx Securities LLC CRD: 290963 | CT | 0 | 2 | A | Active |
| Option Capital Group, LLC CRD: 46294 | - | 2 | 0 | B | INACTIVE |
| Option Finance Corporation CRD: 18442 | - | 0 | 0 | A | INACTIVE |
| Option Funding Group, L.P. CRD: 34228 | - | 2 | 0 | B | INACTIVE |
| Option Matrix LLC CRD: 120104 | - | 0 | 0 | - | Unknown |
| Option Opportunities Company CRD: 34270 | - | 0 | 0 | A | INACTIVE |
| Option Research & Technology Services, LLC CRD: 293933 | - | 0 | 2 | - | Unknown |
| Option Specialists, Ltd. CRD: 140290 | - | 0 | 0 | - | Unknown |
| Optionagent Capital Advisors LLC CRD: 323108 | - | 0 | 0 | - | Unknown |
| Optional Financial Strategies, Inc. CRD: 330692 | - | 0 | 0 | - | Unknown |
| Optionality Securities CRD: 313329 | PA | 0 | 2 | A | Active |
| Optioncolors Capital, LLC CRD: 310113 | - | 0 | 1 | - | Unknown |
| Options AI Financial LLC CRD: 298008 | - | 0 | 0 | A | INACTIVE |
| Options Best Financial CRD: 301027 | - | 0 | 1 | - | Unknown |
| Options Lake CRD: 312705 | - | 0 | 0 | - | Unknown |
| Options PRO Consulting, LLC CRD: 121224 | - | 1 | 0 | B | INACTIVE |
| Options Strategy C.V. CRD: 31292 | - | 0 | 0 | A | INACTIVE |
| Options Trading Associates LLC CRD: 29446 | - | 1 | 0 | B | INACTIVE |
| Options Unlimited CRD: 31910 | - | 0 | 0 | A | INACTIVE |
| Optionshouse1, LLC CRD: 135625 | - | 2 | 0 | B | INACTIVE |
| Optionsxpress, Inc. CRD: 103849 | - | 33 | 0 | F | INACTIVE |
| Optionvue Securities Corp. CRD: 146085 | - | 1 | 0 | B | INACTIVE |
| Optium Digital, LLC CRD: 292059 | - | 0 | 0 | - | Unknown |
| Optiver Derivatives Trading - USA, LLC CRD: 100860 | - | 2 | 0 | B | INACTIVE |
| Optiver Execution Services LLC CRD: 316308 | IL | 0 | 3 | A | Active |
| Optiver US LLC CRD: 128030 | IL | 11 | 4 | D | Active |
| Optivest Partners, L.P. CRD: 125175 | - | 0 | 0 | A | INACTIVE |