Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Outerbridge Capital Management, LLC CRD: 301126 | - | 0 | 1 | - | Unknown |
| Outerlands Capital Management, LLC CRD: 327602 | - | 0 | 1 | - | Unknown |
| Outfitter Advisors, Ltd. CRD: 110094 | - | 0 | 0 | - | Unknown |
| Outfitter Energy Management, LLC CRD: 286213 | - | 0 | 1 | - | Unknown |
| Outfitter Financial CRD: 291413 | - | 0 | 1 | - | Unknown |
| Outfitter Financial Corp. CRD: 138923 | - | 0 | 0 | - | Unknown |
| Outflyers LLC CRD: 304115 | - | 0 | 1 | - | Unknown |
| Outlander VC CRD: 325268 | - | 0 | 1 | - | Unknown |
| Outlandish Ventures LLC CRD: 316660 | - | 0 | 0 | - | Unknown |
| Outlier Financial Partners, LLC CRD: 330474 | - | 0 | 1 | - | Unknown |
| Outlier Global Management CRD: 335586 | - | 0 | 0 | - | Unknown |
| Outlier Ventures CRD: 289911 | - | 0 | 1 | - | Unknown |
| Outlines Venture Management Services, LLC CRD: 323852 | - | 0 | 1 | - | Unknown |
| Outlive Financial Planning LLC CRD: 335299 | - | 0 | 1 | - | Unknown |
| Outlook Capital Corporation CRD: 43032 | - | 0 | 0 | A | INACTIVE |
| Outlook Capital Management, LLC CRD: 132339 | - | 0 | 2 | - | Unknown |
| Outlook Financial Services CRD: 133179 | - | 0 | 1 | - | Unknown |
| Outlook Management II, LLC CRD: 165946 | - | 0 | 0 | - | Unknown |
| Outlook Wealth Advisors, LLC CRD: 291465 | - | 0 | 1 | - | Unknown |
| Outpoint Capital Management, LLC CRD: 158795 | - | 0 | 0 | - | Unknown |
| Outpost Advisors, LLC CRD: 300602 | - | 0 | 2 | - | Unknown |
| Outpost Capital, LLC CRD: 285733 | - | 0 | 0 | - | Unknown |
| Output Capital Management, LLC CRD: 338509 | - | 0 | 1 | - | Unknown |
| Outremont Technologies Manager Ltd. CRD: 316155 | - | 0 | 0 | - | Unknown |
| Outrider Management, L.L.C. CRD: 130152 | - | 0 | 0 | - | Unknown |
| Outrunner Capital, LLC CRD: 331377 | - | 0 | 1 | - | Unknown |
| Outset Capital, LLC CRD: 313827 | - | 0 | 1 | - | Unknown |
| Outset Global Trading Limited CRD: 281065 | NY | 1 | 5 | B | Active |
| Outside the BOX Financial Planning, LLC CRD: 290255 | - | 0 | 1 | - | Unknown |
| Outside VC, LLC CRD: 322144 | - | 0 | 1 | - | Unknown |
| Outsider, LLC CRD: 323623 | - | 0 | 1 | - | Unknown |
| Outsiders Venture Partners, LLC CRD: 324799 | - | 0 | 1 | - | Unknown |
| Outvest Capital, LLC CRD: 288287 | - | 0 | 0 | - | Unknown |
| Outwater & Wells, Inc. CRD: 2959 | - | 0 | 0 | A | INACTIVE |
| Outwing Private Wealth Management CRD: 322444 | - | 0 | 2 | - | Unknown |
| OV Capital CRD: 147959 | - | 0 | 0 | - | Unknown |
| Oval Park Capital LLC CRD: 319283 | - | 0 | 1 | - | Unknown |
| Ovata Capital Management Limited CRD: 290633 | - | 0 | 0 | - | Unknown |
| Ovata Capital Management LLC CRD: 316669 | - | 0 | 0 | - | Unknown |
| Ovation Partners, LP CRD: 166145 | - | 0 | 0 | - | Unknown |
| Ovcp Manager, LLC CRD: 333064 | - | 0 | 1 | - | Unknown |
| Over Coffee Financial LLC CRD: 170695 | - | 0 | 0 | - | Unknown |
| Overbrook Management Corporation CRD: 117884 | - | 0 | 2 | - | Unknown |
| Overclock Capital LLC CRD: 319262 | - | 0 | 0 | - | Unknown |
| Overflow Financial CRD: 325459 | - | 0 | 1 | - | Unknown |
| Overland Advisors CRD: 334738 | - | 0 | 1 | - | Unknown |
| Overland Advisors, LLC CRD: 325525 | - | 0 | 1 | - | Unknown |
| Overland and Shanahan CRD: 133505 | - | 0 | 0 | - | Unknown |
| Overland Park Wealth Management LLC CRD: 171761 | - | 0 | 1 | - | Unknown |
| Overlap Ventures Management, LLC CRD: 329000 | - | 0 | 1 | - | Unknown |