Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Peate Ventures LLC CRD: 288648 | - | 0 | 0 | - | Unknown |
| Peavine Capital, LLC CRD: 159922 | - | 0 | 1 | - | Unknown |
| PEB Capital Management LLC CRD: 315241 | - | 0 | 1 | - | Unknown |
| PEB Financial Group, Inc. CRD: 7708 | - | 0 | 0 | A | INACTIVE |
| Pebble Asset Management LLC CRD: 302007 | - | 0 | 0 | - | Unknown |
| Pebble Capital Advisors, LLC CRD: 159745 | - | 0 | 0 | - | Unknown |
| Pebble Capital Management CRD: 312089 | - | 0 | 2 | - | Unknown |
| Pebble Finance CRD: 323301 | - | 0 | 0 | - | Unknown |
| Pebble Management Group CRD: 151255 | - | 0 | 1 | - | Unknown |
| Pebble Valley Wealth Management CRD: 145664 | - | 0 | 1 | - | Unknown |
| Pebblebed Management, LLC CRD: 322201 | - | 0 | 1 | - | Unknown |
| Pecado CRD: 323257 | - | 0 | 0 | - | Unknown |
| Pecaut & Co. CRD: 2997 | - | 0 | 5 | A | INACTIVE |
| Peck & Associates, LLC CRD: 121055 | - | 0 | 3 | - | Unknown |
| Peck Financial Advisors CRD: 168584 | - | 0 | 0 | - | Unknown |
| Peck Wealth Management, LLC CRD: 157407 | - | 0 | 2 | - | Unknown |
| Peckham, David a CRD: 235790 | - | 0 | 1 | - | Unknown |
| Pecks Management Partners Ltd CRD: 106794 | - | 0 | 0 | - | Unknown |
| Peckskamp & Co., Inc. CRD: 26077 | - | 0 | 0 | A | INACTIVE |
| Peconic Asset Planning CRD: 310121 | - | 0 | 1 | - | Unknown |
| Peconic Partners LLC CRD: 108857 | - | 0 | 1 | - | Unknown |
| Peconic Securities LLC CRD: 46781 | - | 2 | 0 | B | INACTIVE |
| Pecora Capital LLC CRD: 308178 | - | 0 | 2 | - | Unknown |
| Pecos Investors, L.P. CRD: 337584 | - | 0 | 1 | - | Unknown |
| Pecunia CRD: 311337 | - | 0 | 0 | - | Unknown |
| Pecusavvy Financial CRD: 339768 | - | 0 | 1 | - | Unknown |
| Pedder Street Asia Limited CRD: 167430 | - | 0 | 0 | - | Unknown |
| Peduzzi Investment Group, L.L.C. CRD: 41509 | - | 0 | 0 | A | INACTIVE |
| Peek Equity Services, Inc. CRD: 19185 | - | 0 | 0 | A | INACTIVE |
| Peel Hunt Inc. CRD: 157321 | - | 0 | 1 | A | Active |
| Peeling Back Layers CRD: 288058 | - | 0 | 0 | - | Unknown |
| Peepul Capital LLC CRD: 163827 | - | 0 | 0 | - | Unknown |
| Peer Lending Advisors CRD: 168092 | - | 0 | 0 | - | Unknown |
| Peer Securities, Inc. CRD: 11848 | - | 0 | 0 | A | INACTIVE |
| Peer Street Opportunity Fund GP, LLC CRD: 282784 | - | 0 | 0 | - | Unknown |
| Peer Ventures, LLC CRD: 288184 | - | 0 | 1 | - | Unknown |
| Peerage Noble LLC CRD: 259787 | - | 0 | 0 | - | Unknown |
| Peerbackers Advisory, LLC CRD: 268792 | - | 0 | 0 | - | Unknown |
| Peerless Advisors CRD: 135461 | - | 0 | 0 | - | Unknown |
| Peerless Wealth CRD: 305807 | - | 0 | 4 | - | Unknown |
| Peers & Co. CRD: 25702 | - | 0 | 0 | A | INACTIVE |
| Pefin Advisors LLC CRD: 226618 | - | 0 | 0 | - | Unknown |
| Pegasus Advisors, LLC CRD: 114776 | - | 0 | 0 | - | Unknown |
| Pegasus Capital Advisors, L.P. CRD: 157094 | - | 0 | 1 | - | Unknown |
| Pegasus Capital Corporation CRD: 13658 | - | 4 | 0 | C | INACTIVE |
| Pegasus Financial Corp. CRD: 14386 | - | 0 | 0 | A | INACTIVE |
| Pegasus Financial Group LLC CRD: 145127 | - | 0 | 2 | - | Unknown |
| Pegasus Group, LLC CRD: 113499 | - | 0 | 1 | - | Unknown |
| Pegasus Holdings Group, LLC CRD: 305415 | - | 0 | 1 | - | Unknown |
| Pegasus Investment Management LLC CRD: 114079 | - | 0 | 2 | - | Unknown |