Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Prudential Capital Group Inc. CRD: 337894 | - | 0 | 1 | - | Unknown |
| Prudential Equity Group, LLC CRD: 7471 | - | 868 | 0 | F | INACTIVE |
| Prudential Mutual Fund Distributors, Inc. CRD: 21215 | - | 0 | 0 | A | INACTIVE |
| Prudential Retirement Brokerage Services, Inc. CRD: 40596 | - | 0 | 0 | A | INACTIVE |
| Prudential Retirement Services, Inc. CRD: 25058 | - | 0 | 0 | A | INACTIVE |
| Prudential Select Strategies LLC CRD: 286153 | - | 0 | 1 | - | Unknown |
| Prudential-Bache Capital Funding Puerto Rico Inc. CRD: 8450 | - | 0 | 0 | A | INACTIVE |
| Prudential-Bache Latin America Inc. CRD: 8315 | - | 0 | 0 | A | INACTIVE |
| Prudential-Bache Securities (PAN America) Inc. CRD: 65 | - | 0 | 0 | A | INACTIVE |
| Prudeo Partners, LLC CRD: 113961 | - | 0 | 0 | - | Unknown |
| Pruitt Richmond Wealth Management LLC CRD: 324967 | - | 0 | 1 | - | Unknown |
| Prumo Wealth Management, LLC CRD: 340283 | - | 0 | 1 | - | Unknown |
| Prune CRD: 335153 | - | 0 | 0 | - | Unknown |
| Pruneyard Financial Group, Inc. CRD: 117378 | - | 0 | 1 | - | Unknown |
| Prussman-Goss Certified Public Accountants CRD: 291792 | - | 0 | 0 | - | Unknown |
| Pruter, Thomas William CRD: 104375 | - | 0 | 0 | A | INACTIVE |
| Pruter, Thomas William CRD: 140765 | - | 0 | 0 | A | INACTIVE |
| Pruvise CRD: 304365 | - | 0 | 2 | - | Unknown |
| PRW Wealth Management LLC CRD: 284669 | - | 0 | 0 | - | Unknown |
| PRY Financial LLC CRD: 317996 | - | 0 | 0 | - | Unknown |
| PRYM Advisors LLC CRD: 300090 | - | 0 | 1 | - | Unknown |
| Pryor Securities, Inc. CRD: 10495 | - | 0 | 0 | A | INACTIVE |
| Pryor, Counts & Co., Inc. CRD: 11002 | - | 6 | 0 | D | INACTIVE |
| PRYSM Capital, L.P. CRD: 304961 | - | 0 | 1 | - | Unknown |
| Prytania Inflexxion LLC CRD: 290331 | - | 0 | 0 | - | Unknown |
| PS Fund Management LLC CRD: 148726 | - | 0 | 0 | - | Unknown |
| PS Management, Inc. CRD: 138819 | - | 0 | 0 | - | Unknown |
| PS Wealth Advisors, LLC CRD: 226596 | - | 0 | 0 | - | Unknown |
| PS Worth, LLC CRD: 324990 | - | 0 | 1 | - | Unknown |
| PSA Equities, Inc. CRD: 15676 | - | 4 | 0 | C | INACTIVE |
| PSA Financial Advisors Inc CRD: 110802 | - | 0 | 0 | - | Unknown |
| Psalion Hyper Yield Management (US), LLC CRD: 334725 | - | 0 | 0 | - | Unknown |
| Psalm Capital CRD: 325371 | - | 0 | 1 | - | Unknown |
| Psalm JP Management LLC CRD: 304243 | - | 0 | 0 | - | Unknown |
| PSC Capital Partners LLC CRD: 165620 | - | 0 | 1 | - | Unknown |
| PSC Financial LLC CRD: 172054 | - | 0 | 1 | - | Unknown |
| PSC Manager LLC CRD: 311756 | - | 0 | 1 | - | Unknown |
| Psco International Distributors Ltd. LLC CRD: 43772 | - | 0 | 0 | A | INACTIVE |
| PSF MGMT LLC CRD: 311088 | - | 0 | 0 | - | Unknown |
| PSFS Discount Brokerage, Inc. CRD: 17475 | - | 0 | 0 | A | INACTIVE |
| PSG Capital LLC CRD: 289815 | - | 0 | 0 | - | Unknown |
| PSG Credit GP, LLC CRD: 311297 | - | 0 | 0 | - | Unknown |
| PSG Equity L.L.C. CRD: 295103 | - | 0 | 1 | - | Unknown |
| PSG Executions, Inc. CRD: 119564 | - | 1 | 0 | B | INACTIVE |
| PSG Investment Advisors, LLC CRD: 161943 | - | 0 | 0 | - | Unknown |
| PSI Advisors, LLC CRD: 285880 | - | 0 | 3 | - | Unknown |
| PSI Capital Management CRD: 117105 | - | 0 | 11 | - | Unknown |
| PSI Investment Services CRD: 132482 | - | 0 | 0 | - | Unknown |
| PSI Securities Corporation CRD: 10322 | - | 0 | 0 | A | INACTIVE |
| Psilos Group Managers, LLC CRD: 161835 | - | 0 | 0 | - | Unknown |