Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Pulaski Capital Markets, Inc. CRD: 29356 | - | 0 | 0 | A | INACTIVE |
| Pulliam Family Office, LLC CRD: 338839 | - | 0 | 3 | - | Unknown |
| Pullman Securities, LLC CRD: 45923 | CA | 0 | 2 | A | Active |
| Pulse Capital Partners Management, LLC CRD: 158136 | - | 0 | 0 | - | Unknown |
| Pulse Financial Planning CRD: 305430 | - | 0 | 2 | - | Unknown |
| Pulse Investment Partners LLC CRD: 328976 | - | 0 | 0 | - | Unknown |
| Pulse LLC CRD: 229790 | - | 0 | 0 | - | Unknown |
| Pulse Trading, Inc. CRD: 104022 | - | 5 | 0 | C | INACTIVE |
| Pulse Wealth CRD: 322651 | - | 0 | 1 | - | Unknown |
| Pulsifer & Associates CRD: 107349 | - | 0 | 0 | - | Unknown |
| Puma Capital, LLC CRD: 146744 | NY | 7 | 4 | B | Active |
| Puma Venture Capital Management LP CRD: 336542 | - | 0 | 1 | - | Unknown |
| Punch & Associates Investment Management, Inc. CRD: 117962 | - | 0 | 4 | - | Unknown |
| Punch Card Management CRD: 162939 | - | 0 | 1 | - | Unknown |
| Punch Fund, LLC CRD: 323200 | - | 0 | 1 | - | Unknown |
| Punchdown Partners GP SPV, LLC CRD: 315892 | - | 0 | 1 | - | Unknown |
| Pundion LLC CRD: 156169 | NY | 3 | 2 | B | Active |
| Punk, Ziegel & Company, L.P. CRD: 26174 | - | 2 | 0 | B | INACTIVE |
| Punkatasset Capital, LLC CRD: 314703 | - | 0 | 0 | - | Unknown |
| Punta Gorda Financial Planning LLC CRD: 291407 | - | 0 | 0 | - | Unknown |
| Pura Vida Investments, LLC CRD: 166703 | - | 0 | 1 | - | Unknown |
| Purcell Graham Incorporated CRD: 7187 | - | 9 | 0 | D | INACTIVE |
| Purdy Investments, L.L.P. CRD: 135479 | - | 0 | 0 | - | Unknown |
| Pure Equity Investment, LLC CRD: 340731 | - | 0 | 1 | - | Unknown |
| Pure Financial Advisors, LLC CRD: 144316 | - | 0 | 54 | - | Unknown |
| Pure Financial LLC CRD: 322781 | - | 0 | 1 | - | Unknown |
| Pure Investment Advisers, Inc. CRD: 167115 | - | 0 | 0 | - | Unknown |
| Pure Planning LLC CRD: 312602 | - | 0 | 0 | - | Unknown |
| Pure Planning, LLC CRD: 288189 | - | 0 | 0 | - | Unknown |
| Pure Portfolios CRD: 311002 | - | 0 | 0 | - | Unknown |
| Pure Strike Capital, LLC CRD: 317786 | - | 0 | 0 | - | Unknown |
| Pure Trading Inc CRD: 42227 | - | 1 | 0 | B | INACTIVE |
| Pure Wealth Management CRD: 154120 | - | 0 | 2 | - | Unknown |
| Purefi Wealth, LLC CRD: 328459 | - | 0 | 2 | - | Unknown |
| Purelake Capital, LLC CRD: 307213 | - | 0 | 0 | - | Unknown |
| Purepath Wealth Management CRD: 168247 | - | 0 | 1 | - | Unknown |
| Pureretire LLC CRD: 137403 | - | 0 | 1 | - | Unknown |
| Purestream, LLC CRD: 306750 | NY | 0 | 2 | A | Active |
| Purevest CRD: 318332 | - | 0 | 1 | - | Unknown |
| Purewater Capital, LLC CRD: 166154 | - | 0 | 1 | - | Unknown |
| Purisima Securities, LLC CRD: 47882 | - | 0 | 0 | A | INACTIVE |
| Puritan Brokerage Services, Inc. CRD: 144445 | - | 0 | 0 | A | INACTIVE |
| Purkat Financial CRD: 305813 | - | 0 | 0 | - | Unknown |
| Purkat Financial CRD: 282061 | - | 0 | 0 | - | Unknown |
| Purnell Securities, Inc. CRD: 10564 | - | 0 | 0 | A | INACTIVE |
| Purple Bridge Management, LLC CRD: 175150 | - | 0 | 0 | - | Unknown |
| Purple DOG Investments LLC CRD: 300905 | - | 0 | 1 | - | Unknown |
| Purple Mountain Capital Partners LLC CRD: 289506 | - | 0 | 1 | - | Unknown |
| Purple Wealth, LLC CRD: 119253 | - | 0 | 0 | - | Unknown |
| Purpose Built CRD: 326554 | - | 0 | 1 | - | Unknown |