Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| RMG Capital L.P. CRD: 19923 | - | 0 | 0 | A | INACTIVE |
| RMG Partners CRD: 113257 | - | 0 | 0 | A | INACTIVE |
| RMG Partners L.P. CRD: 19624 | - | 0 | 0 | A | INACTIVE |
| RMH Advisors, LLC CRD: 158583 | - | 0 | 2 | - | Unknown |
| RMH Capital Advisors, LLC CRD: 136411 | - | 0 | 2 | - | Unknown |
| RMH III Investment Management, LLC CRD: 150325 | - | 0 | 0 | - | Unknown |
| RMH Investment Management, LLC CRD: 148650 | - | 0 | 1 | - | Unknown |
| RMI International CRD: 307767 | - | 0 | 0 | - | Unknown |
| Rmin Securities, Inc. CRD: 47274 | - | 1 | 0 | B | INACTIVE |
| RMJ Financial CRD: 172371 | - | 0 | 0 | - | Unknown |
| RMJB, Inc. CRD: 109886 | - | 0 | 0 | A | INACTIVE |
| RMK Growth Investors, LLC CRD: 316428 | - | 0 | 1 | - | Unknown |
| RMK International Securities, Inc. CRD: 26677 | - | 0 | 0 | A | INACTIVE |
| RMK Trading, LP CRD: 103600 | - | 0 | 0 | A | INACTIVE |
| RML Anderson Group, LLC CRD: 166485 | - | 0 | 0 | - | Unknown |
| RMP Financial, Inc. CRD: 168026 | - | 0 | 1 | - | Unknown |
| RMP Investments, LLC CRD: 164697 | - | 0 | 1 | - | Unknown |
| RMR Advisors LLC CRD: 123525 | - | 0 | 0 | - | Unknown |
| RMR Capital Management LLC CRD: 285334 | - | 0 | 1 | - | Unknown |
| RMR Wealth Advisors LLC CRD: 151173 | - | 0 | 0 | - | Unknown |
| RMR Wealth Builders, Inc. CRD: 169005 | - | 0 | 29 | - | Unknown |
| RMR Wealth Management CRD: 152266 | - | 0 | 2 | - | Unknown |
| RMS Financial Services CRD: 29360 | - | 0 | 0 | A | INACTIVE |
| RMS Securities, Inc. CRD: 42566 | - | 2 | 0 | B | INACTIVE |
| RMT Wealth Management, LLC CRD: 170217 | - | 0 | 0 | - | Unknown |
| RMW Wealth Management, LLC CRD: 338718 | - | 0 | 1 | - | Unknown |
| RMWC CRD: 147359 | - | 0 | 1 | - | Unknown |
| RN Wealth Advisors, LLC CRD: 149628 | - | 0 | 1 | - | Unknown |
| RNA Capital, Inc. CRD: 107803 | - | 0 | 0 | A | INACTIVE |
| RNA Financial CRD: 168981 | - | 0 | 0 | - | Unknown |
| RNB Wealth Management Group CRD: 148994 | - | 0 | 1 | - | Unknown |
| RNC Financial Services, LLC CRD: 122220 | - | 0 | 0 | - | Unknown |
| RNN Ventures, LLC CRD: 315240 | - | 0 | 1 | - | Unknown |
| RNP Advisory Services, Inc. CRD: 113354 | - | 0 | 0 | - | Unknown |
| RNR Securities, L.L.C. CRD: 43689 | NY | 4 | 6 | B | Active |
| RNS Wealth Management, LLC CRD: 297486 | - | 0 | 1 | - | Unknown |
| RNZ Trading LLC CRD: 288319 | - | 0 | 0 | - | Unknown |
| RO-Belt- OS Belt Inc. CRD: 14054 | - | 0 | 0 | A | INACTIVE |
| RO2 Wealth CRD: 335232 | - | 0 | 2 | - | Unknown |
| Roach Capital, LLC CRD: 316065 | - | 0 | 0 | - | Unknown |
| Roach Investment Services CRD: 134128 | - | 0 | 1 | - | Unknown |
| Road Capital Management LP CRD: 317609 | - | 0 | 1 | - | Unknown |
| Road Maps Financial Group, LLC CRD: 156259 | - | 0 | 1 | - | Unknown |
| Roadmap Wealth Management LLC CRD: 229789 | - | 0 | 2 | - | Unknown |
| Roadrunner Capital, Inc. CRD: 101960 | - | 0 | 0 | A | INACTIVE |
| Roadrunner Ventures, LLC CRD: 321667 | - | 0 | 1 | - | Unknown |
| Roads Capital LLC CRD: 153893 | - | 0 | 2 | - | Unknown |
| Roalstad Capital LLC CRD: 332666 | - | 0 | 1 | - | Unknown |
| Roam Global Management LP CRD: 296846 | - | 0 | 0 | - | Unknown |
| Roan Capital Partners CRD: 293119 | - | 0 | 2 | - | Unknown |