Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Robert E. Cohn Financial Planning, Inc. CRD: 119383 | - | 0 | 0 | - | Unknown |
| Robert E. Meyers & Co. CRD: 2772 | - | 3 | 0 | C | INACTIVE |
| Robert E. Schweser Company Incorporated CRD: 716 | - | 0 | 0 | A | INACTIVE |
| Robert Edward Laverty CRD: 7818 | - | 0 | 0 | A | INACTIVE |
| Robert Edward Smith CRD: 13277 | - | 0 | 0 | A | INACTIVE |
| Robert Fleming Inc. CRD: 1711 | - | 7 | 0 | D | INACTIVE |
| Robert Fleming Incorporated CRD: 1871 | - | 0 | 0 | A | INACTIVE |
| Robert G Burns LLC CRD: 307597 | - | 0 | 1 | - | Unknown |
| Robert G. Mauro - Investment Securities CRD: 30921 | - | 0 | 0 | A | INACTIVE |
| Robert G. Pears & Co., Inc. CRD: 32215 | - | 1 | 0 | B | INACTIVE |
| Robert Good Advisory Services, LLC CRD: 128994 | - | 0 | 0 | - | Unknown |
| Robert Gordon & Associates Inc CRD: 106037 | - | 0 | 0 | - | Unknown |
| Robert Green & Company CRD: 314835 | - | 0 | 0 | - | Unknown |
| Robert Gujral CPA CRD: 138738 | - | 0 | 1 | - | Unknown |
| Robert H. Paradise, Inc. CRD: 16680 | - | 0 | 0 | A | INACTIVE |
| Robert Harrell, Incorporated CRD: 106191 | - | 0 | 3 | - | Unknown |
| Robert Henry Wealth Management, LLC CRD: 152868 | - | 0 | 2 | - | Unknown |
| Robert Horowitz Wealth Management CRD: 127800 | - | 0 | 2 | - | Unknown |
| Robert Howard Petretta CRD: 137235 | - | 0 | 0 | - | Unknown |
| Robert Hunt Financial, LLC CRD: 284535 | - | 0 | 1 | - | Unknown |
| Robert J Young CRD: 167473 | - | 0 | 2 | - | Unknown |
| Robert J. Woods, Incorporated CRD: 134208 | - | 0 | 0 | - | Unknown |
| Robert John Investments Inc CRD: 24571 | - | 0 | 0 | A | INACTIVE |
| Robert Johnson Financial CRD: 315765 | - | 0 | 0 | - | Unknown |
| Robert Jones Investments, Inc. CRD: 8666 | - | 0 | 0 | A | INACTIVE |
| Robert K. Capon, Inc CRD: 33087 | - | 2 | 0 | B | INACTIVE |
| Robert L. Adler & Co., Inc. CRD: 10418 | - | 0 | 0 | A | INACTIVE |
| Robert L. Bender, Inc. DBA Robert Bender & Associa… CRD: 109766 | - | 0 | 1 | - | Unknown |
| Robert L. Cocchi, LLC CRD: 45195 | - | 0 | 0 | A | INACTIVE |
| Robert L. Kristel, C.P.A., P.C. CRD: 126479 | - | 0 | 1 | - | Unknown |
| Robert L. Morse, LLC CRD: 32478 | - | 0 | 0 | A | INACTIVE |
| Robert L. Weisman, LLC CRD: 146186 | - | 0 | 2 | - | Unknown |
| Robert Leshner and Associates, Inc. CRD: 121975 | - | 0 | 0 | A | INACTIVE |
| Robert M Walker & Associates CRD: 122671 | - | 0 | 3 | - | Unknown |
| Robert M. Cohen & Co., Inc. CRD: 21806 | - | 3 | 0 | C | INACTIVE |
| Robert M. Corley Incorporated CRD: 33068 | - | 1 | 0 | B | INACTIVE |
| Robert M. Finch Consulting, LLC CRD: 146828 | - | 0 | 0 | - | Unknown |
| Robert M. Lawrence Corporation CRD: 39755 | - | 0 | 0 | A | INACTIVE |
| Robert M. MAC RAE, Inc. CRD: 2624 | - | 0 | 0 | A | INACTIVE |
| Robert M.P. Moore DBA Moore Money Management CRD: 117964 | - | 0 | 0 | - | Unknown |
| Robert Morenz CRD: 122981 | - | 0 | 0 | - | Unknown |
| Robert Olsen Investment Group, LLC CRD: 135748 | - | 0 | 0 | - | Unknown |
| Robert P. Woolley Company CRD: 14090 | - | 0 | 0 | A | INACTIVE |
| Robert Paul Capital Management CRD: 167433 | - | 0 | 0 | - | Unknown |
| Robert Priske, LLC CRD: 108072 | - | 0 | 1 | - | Unknown |
| Robert R. Bensen Co. CRD: 1218 | - | 0 | 0 | A | INACTIVE |
| Robert R. Meredith & Co., Inc. CRD: 29501 | - | 4 | 0 | C | INACTIVE |
| Robert Rich Securities, Inc. CRD: 21932 | - | 0 | 0 | A | INACTIVE |
| Robert S. Barber Real Estate Investment Corporatio… CRD: 15575 | - | 0 | 0 | A | INACTIVE |
| Robert S. C. Peterson, Inc. CRD: 6924 | - | 0 | 0 | A | INACTIVE |