Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Rollins Financial Inc CRD: 106896 | - | 0 | 0 | - | Unknown |
| Rollo Capital Management CRD: 163273 | - | 0 | 0 | - | Unknown |
| Rolo Ventures Management LLC CRD: 329046 | - | 0 | 1 | - | Unknown |
| Roma Financial, Limited CRD: 21792 | - | 0 | 0 | A | INACTIVE |
| Roman Financial Advisors CRD: 111345 | - | 0 | 0 | - | Unknown |
| Roman Retirement Planning, LLC CRD: 306871 | - | 0 | 1 | - | Unknown |
| Roman Securities,Inc. CRD: 14516 | - | 0 | 0 | A | INACTIVE |
| Roman Trading Corp. CRD: 18096 | - | 0 | 0 | A | INACTIVE |
| Roman Trading Partners, L.P. CRD: 24167 | - | 0 | 0 | A | INACTIVE |
| Roman Wealth Management, LLC CRD: 325020 | - | 0 | 1 | - | Unknown |
| Romano Brothers and Company CRD: 3215 | IL | 2 | 5 | B | Active |
| Romark Credit Advisors LP CRD: 298909 | - | 0 | 1 | - | Unknown |
| Romen Capital CRD: 331724 | - | 0 | 0 | - | Unknown |
| Romilly Investment Management, LLC CRD: 332787 | - | 0 | 1 | - | Unknown |
| Romney & Associates, Inc. CRD: 10376 | - | 0 | 0 | A | INACTIVE |
| Romspen Investment LP CRD: 306131 | - | 0 | 0 | - | Unknown |
| Romulus Capital Management, LLC CRD: 168442 | - | 0 | 1 | - | Unknown |
| RON Beaton's Money Matters CRD: 144174 | - | 0 | 0 | - | Unknown |
| RON Niederpruem, LLC CRD: 112136 | - | 0 | 0 | - | Unknown |
| RON Seremet, CPA CRD: 141478 | - | 0 | 0 | - | Unknown |
| RON Slover and Company CRD: 13275 | - | 0 | 0 | A | INACTIVE |
| Ronald a. Bartlett & Associates, Ltd CRD: 147038 | - | 0 | 2 | - | Unknown |
| Ronald a. Lederkramer, CPA, CFP CRD: 137373 | - | 0 | 1 | - | Unknown |
| Ronald Blue & Co., LLC CRD: 104605 | - | 0 | 0 | - | Unknown |
| Ronald Blue Advisors CRD: 318329 | - | 0 | 0 | - | Unknown |
| Ronald Edward Catton and Company CRD: 13175 | - | 0 | 0 | A | INACTIVE |
| Ronald G. Pray Company CRD: 134489 | - | 0 | 0 | - | Unknown |
| Ronald Gelok & Associates CRD: 160849 | - | 0 | 0 | - | Unknown |
| Ronald Gelok & Associates, LLC CRD: 290950 | - | 0 | 3 | - | Unknown |
| Ronald J. Iannucci CFP CRD: 298181 | - | 0 | 1 | - | Unknown |
| Ronald J. Rich Financial Advising CRD: 132696 | - | 0 | 2 | - | Unknown |
| Ronald Johnson, LLC CRD: 142045 | - | 0 | 0 | - | Unknown |
| Ronald L Perkins DBA Perkins Financial CRD: 304422 | - | 0 | 1 | - | Unknown |
| Ronald P. Benjamin CRD: 131756 | - | 0 | 0 | - | Unknown |
| Ronald P. Goldstein CRD: 167359 | - | 0 | 0 | - | Unknown |
| Ronald R Geiger LLC CRD: 153622 | - | 0 | 1 | - | Unknown |
| Ronald RAY Schulze CRD: 115007 | - | 0 | 1 | - | Unknown |
| Ronald Whitman Weiss Financial CRD: 23612 | - | 0 | 0 | A | INACTIVE |
| Ronda Inc CRD: 14711 | - | 0 | 0 | A | INACTIVE |
| Rondeivu Advisory CRD: 325505 | - | 0 | 1 | - | Unknown |
| Rondeivu Securities, LLC CRD: 321162 | CT | 0 | 2 | A | Active |
| Rondine Capital LLP CRD: 290566 | - | 0 | 0 | - | Unknown |
| Rondout Partners, LLC CRD: 298367 | NY | 0 | 2 | A | Active |
| Rondure Global Advisors, LLC CRD: 286313 | - | 0 | 0 | - | Unknown |
| Ronen Financial Planning LLC CRD: 299976 | - | 0 | 0 | - | Unknown |
| Roney & Co. CRD: 45091 | - | 0 | 0 | A | INACTIVE |
| Roney & Co. L.L.C. CRD: 900 | - | 0 | 0 | A | INACTIVE |
| Ronin Capital, LLC CRD: 118428 | - | 26 | 0 | F | INACTIVE |
| Ronin Equity Partners LLC CRD: 310679 | - | 0 | 1 | - | Unknown |
| Ronin Trading, LLC CRD: 124987 | - | 0 | 0 | A | INACTIVE |