Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Sanders & Scott, CHFC CRD: 125741 | - | 0 | 1 | - | Unknown |
| Sanders Booze Capital Advisors, LLC CRD: 148651 | - | 0 | 1 | - | Unknown |
| Sanders Capital, LLC CRD: 151480 | - | 0 | 1 | - | Unknown |
| Sanders Morris LLC CRD: 20580 | TX | 21 | 5 | C | Active |
| Sanders Retirement Planning LLC CRD: 333590 | - | 0 | 3 | - | Unknown |
| Sanders Securities, Inc. CRD: 11031 | - | 0 | 0 | A | INACTIVE |
| Sanders Smith Limited CRD: 136506 | - | 0 | 1 | - | Unknown |
| Sanders, Harris & Co., Inc. CRD: 7993 | - | 0 | 0 | A | INACTIVE |
| Sandglass Capital Advisors LLC CRD: 299418 | - | 0 | 1 | - | Unknown |
| Sandglass Capital Management CRD: 167325 | - | 0 | 0 | - | Unknown |
| Sandgrain Securities LLC CRD: 26004 | - | 3 | 0 | C | INACTIVE |
| Sandhill Strategy LLC CRD: 305208 | - | 0 | 0 | - | Unknown |
| Sandhurst Securities Ltd. CRD: 13831 | - | 0 | 0 | A | INACTIVE |
| Sandia Wealth Management, LLC CRD: 159402 | - | 0 | 1 | - | Unknown |
| Sandifer Wealth Management, Inc. CRD: 166948 | - | 0 | 0 | - | Unknown |
| Sandk Advisors LLC CRD: 323242 | - | 0 | 1 | - | Unknown |
| Sandlapper Securities, LLC CRD: 137906 | - | 8 | 0 | D | INACTIVE |
| Sandler Capital Management CRD: 109856 | - | 0 | 1 | - | Unknown |
| Sandler Media Group, Inc. CRD: 24646 | - | 0 | 0 | A | INACTIVE |
| Sandler Securities, Inc. CRD: 10014 | - | 0 | 0 | A | INACTIVE |
| Sandler, O'neill & Partners, L.P. CRD: 23328 | - | 8 | 0 | D | INACTIVE |
| Sandler, O'neill Corporate Strategies Inc. CRD: 19240 | - | 0 | 0 | A | INACTIVE |
| Sandlot Partners, LLC CRD: 311409 | - | 0 | 1 | - | Unknown |
| Sandlot Private Wealth LLC CRD: 335925 | - | 0 | 1 | - | Unknown |
| Sandman Wealth Management CRD: 338989 | - | 0 | 1 | - | Unknown |
| Sandon Capital PTY Ltd CRD: 290764 | - | 0 | 0 | - | Unknown |
| Sandor Advisors, LLC CRD: 121031 | - | 0 | 0 | - | Unknown |
| Sandos Financial CRD: 286347 | - | 0 | 1 | - | Unknown |
| Sandpath LLC CRD: 339219 | - | 0 | 1 | - | Unknown |
| Sandpiper Capital, LLC CRD: 148542 | - | 0 | 1 | - | Unknown |
| Sandpiper Securities, LLC CRD: 42398 | - | 0 | 0 | A | INACTIVE |
| Sandpoint Advisors Inc. CRD: 135119 | - | 0 | 0 | - | Unknown |
| Sandpointe CRD: 173123 | - | 0 | 0 | - | Unknown |
| Sandro Wealth Management LLC CRD: 332113 | - | 0 | 10 | - | Unknown |
| Sands Brothers & Co., Ltd. CRD: 26816 | - | 33 | 0 | F | INACTIVE |
| Sands Brothers Asset Management LLC CRD: 110076 | - | 0 | 0 | - | Unknown |
| Sands Capital Alternatives, LLC CRD: 155517 | - | 0 | 1 | - | Unknown |
| Sands Capital Horizons, LLC CRD: 335568 | - | 0 | 1 | - | Unknown |
| Sands Wealth Strategies, LLC CRD: 339590 | - | 0 | 2 | - | Unknown |
| Sandstone Securities Corporation CRD: 17538 | - | 0 | 0 | A | INACTIVE |
| Sandwith Ventures, LLC CRD: 301957 | - | 0 | 0 | - | Unknown |
| Sandy Cove Advisors, LLC CRD: 152482 | - | 0 | 2 | - | Unknown |
| Sandy Hill Ventures, LLC CRD: 165650 | - | 0 | 0 | - | Unknown |
| Sandy Morris Financial & Estate Planning Services,… CRD: 187519 | - | 0 | 1 | - | Unknown |
| Sandy Point Partners CRD: 291748 | - | 0 | 0 | - | Unknown |
| Sandy Porter, LLC CRD: 149776 | - | 0 | 0 | - | Unknown |
| Sanford & Company, Chartered CRD: 301476 | - | 0 | 1 | - | Unknown |
| Sanford Advisory CRD: 151388 | - | 0 | 0 | - | Unknown |
| Sanford C. Bernstein & Co., Inc. CRD: 1232 | - | 1 | 0 | B | INACTIVE |
| Sanford C. Bernstein & Co., LLC CRD: 104474 | TN | 35 | 27 | D | Active |