Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Seiler & Associates, LLC CRD: 134524 | - | 0 | 2 | - | Unknown |
| Seior Capital Partners as CRD: 329447 | - | 0 | 0 | - | Unknown |
| Seiwell Advisors, LLC CRD: 125045 | - | 0 | 2 | - | Unknown |
| Seix CLO Management LLC CRD: 285354 | - | 0 | 1 | - | Unknown |
| Seizert Capital Partners CRD: 108954 | - | 0 | 3 | - | Unknown |
| SEL Asset Management, LLC CRD: 166371 | - | 0 | 0 | - | Unknown |
| Sela Capital Group LLC CRD: 109251 | - | 0 | 2 | - | Unknown |
| Selah Wealth Advisors CRD: 328518 | - | 0 | 1 | - | Unknown |
| Selalu Partners, LLC CRD: 114664 | - | 0 | 0 | A | INACTIVE |
| Selby Lane Capital, LLC CRD: 325345 | - | 0 | 1 | - | Unknown |
| Selby Venture Partners CRD: 162385 | - | 0 | 0 | - | Unknown |
| Selby Wealth Management CRD: 334084 | - | 0 | 1 | - | Unknown |
| Selcouth Capital Management LP CRD: 299910 | - | 0 | 0 | - | Unknown |
| Seldon Capital LP CRD: 300755 | - | 0 | 1 | - | Unknown |
| Select Advisor Group, Inc. CRD: 108814 | - | 0 | 0 | - | Unknown |
| Select Advisors & Co. CRD: 170934 | - | 0 | 0 | - | Unknown |
| Select Advisors, L.L.C. CRD: 166322 | - | 0 | 1 | - | Unknown |
| Select Advisory Group Inc CRD: 150129 | - | 0 | 1 | - | Unknown |
| Select Capital Corporation CRD: 145997 | TX | 0 | 2 | A | Active |
| Select Capital Strategies CRD: 169483 | - | 0 | 0 | - | Unknown |
| Select Equity Group, L.P. CRD: 168496 | - | 0 | 1 | - | Unknown |
| Select Financial Group, LLC CRD: 111099 | - | 0 | 0 | - | Unknown |
| Select Financial Services Group, Inc. CRD: 123613 | - | 0 | 1 | - | Unknown |
| Select Investment Services CRD: 331739 | - | 0 | 1 | - | Unknown |
| Select Investment Solutions, LLC CRD: 318820 | - | 0 | 3 | - | Unknown |
| Select Investments of Louisiana, Ltd. CRD: 13520 | - | 0 | 0 | A | INACTIVE |
| Select Investor Capital, Inc. CRD: 30305 | - | 0 | 0 | A | INACTIVE |
| Select Line Securities Company,Inc. CRD: 10454 | - | 0 | 0 | A | INACTIVE |
| Select Money Management, Inc. CRD: 153256 | - | 0 | 7 | - | Unknown |
| Select Resources, Ltd. CRD: 16858 | - | 0 | 0 | A | INACTIVE |
| Select Syndication Company CRD: 15018 | - | 0 | 0 | A | INACTIVE |
| Selected Financial Services, Inc. CRD: 29242 | - | 0 | 0 | A | INACTIVE |
| Selected Objectives LLC CRD: 337992 | - | 0 | 1 | - | Unknown |
| Selected Securities Company, Inc. CRD: 3358 | - | 0 | 0 | A | INACTIVE |
| Selective Advisors CRD: 164589 | - | 0 | 0 | - | Unknown |
| Selective Equities, Ltd. CRD: 30036 | - | 0 | 0 | A | INACTIVE |
| Selective Investments, Inc. CRD: 14405 | - | 0 | 0 | A | INACTIVE |
| Selective Security Trust Financial Corp. CRD: 15517 | - | 0 | 0 | A | INACTIVE |
| Selective Wealth Management, Inc. CRD: 164882 | - | 0 | 6 | - | Unknown |
| Seletto Value LLC CRD: 171326 | - | 0 | 1 | - | Unknown |
| Seleucia Capital, LLC CRD: 337838 | - | 0 | 1 | - | Unknown |
| Self or Help Financial Planning Group CRD: 318054 | - | 0 | 0 | - | Unknown |
| Self Trading Securities, Inc. CRD: 38439 | - | 3 | 0 | C | INACTIVE |
| Selheimer & Co. CRD: 3417 | - | 0 | 0 | A | INACTIVE |
| Selhorst Services Inc. CRD: 299822 | - | 0 | 2 | - | Unknown |
| Seligman Financial Strategies, LLC CRD: 123737 | - | 0 | 0 | - | Unknown |
| Seligman Private Equity Select CRD: 172817 | - | 0 | 0 | - | Unknown |
| Seligman Securities, Inc. CRD: 3361 | - | 0 | 0 | A | INACTIVE |
| Seligmann, Harris and Co.,Inc. CRD: 14259 | - | 0 | 0 | A | INACTIVE |
| Selkirk Investments, Inc. CRD: 13854 | WA | 8 | 2 | C | Active |