Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| SFG Limited Partnership CRD: 24458 | - | 0 | 0 | A | INACTIVE |
| SFG Wealth Advisors, LLC CRD: 307368 | - | 0 | 1 | - | Unknown |
| SFG Wealth Management CRD: 285785 | - | 0 | 4 | - | Unknown |
| SFG Wealth Management LLC CRD: 336422 | - | 0 | 1 | - | Unknown |
| SFI Advisors, LLC CRD: 287929 | - | 0 | 2 | - | Unknown |
| SFI Capital Group, LLC CRD: 141979 | - | 0 | 0 | A | INACTIVE |
| SFI International, LLC CRD: 145510 | - | 0 | 0 | A | INACTIVE |
| SFI Investments, Inc. CRD: 21663 | - | 0 | 0 | A | INACTIVE |
| SFJ Capital Partners LLC CRD: 284219 | - | 0 | 0 | - | Unknown |
| SFM Financial Advisors LLC CRD: 286042 | - | 0 | 2 | - | Unknown |
| SFM Holding GMBH CRD: 338942 | - | 0 | 1 | - | Unknown |
| SFM, LLC CRD: 116564 | - | 0 | 2 | - | Unknown |
| SFMG Wealth Advisors CRD: 107548 | - | 0 | 1 | - | Unknown |
| SFO Capital, Inc. CRD: 172412 | - | 0 | 1 | - | Unknown |
| SFO Resources, Inc. CRD: 15051 | - | 0 | 0 | A | INACTIVE |
| SFP Value Realization General Partner Co., Ltd. CRD: 283595 | - | 0 | 0 | - | Unknown |
| Sfri Securities LLC CRD: 141096 | - | 0 | 0 | A | INACTIVE |
| SFS Financial Services, Inc. CRD: 27304 | - | 0 | 0 | A | INACTIVE |
| SFS Interests, Inc. CRD: 153284 | - | 0 | 0 | - | Unknown |
| SFS Securities Corp. CRD: 14643 | - | 0 | 0 | A | INACTIVE |
| SFTK Wealth Management LLC CRD: 175036 | - | 0 | 0 | - | Unknown |
| SFW Capital Partners LP CRD: 160561 | - | 0 | 1 | - | Unknown |
| SFX Financial Advisory Management Enterprises Inc CRD: 112130 | - | 0 | 0 | - | Unknown |
| SG Advisers LLC CRD: 322044 | - | 0 | 1 | - | Unknown |
| SG Americas Securities, LLC CRD: 128351 | NY | 115 | 5 | F | Active |
| SG Capital Management LLC CRD: 134471 | - | 0 | 1 | - | Unknown |
| SG Equities Corporation CRD: 17900 | - | 0 | 0 | A | INACTIVE |
| SG Financial CRD: 334710 | - | 0 | 1 | - | Unknown |
| SG Financial Advisors, LLC CRD: 133824 | - | 0 | 0 | - | Unknown |
| SG Financial Group, LLC CRD: 324737 | - | 0 | 1 | - | Unknown |
| SG Financial Group, Ltd. CRD: 14988 | - | 0 | 0 | A | INACTIVE |
| SG Partners, LLC DBA SG CRD: 170220 | - | 0 | 0 | - | Unknown |
| SG Real Estate I CRD: 334205 | - | 0 | 1 | - | Unknown |
| SG Real Estate Securities LLC CRD: 136814 | - | 0 | 0 | A | INACTIVE |
| SG Research Advisors LLC CRD: 291055 | - | 0 | 0 | - | Unknown |
| SG Securities, Inc. CRD: 113033 | - | 0 | 0 | A | INACTIVE |
| SG Securities, LLC CRD: 181524 | - | 0 | 1 | - | Unknown |
| SG Select CRD: 165199 | - | 0 | 0 | - | Unknown |
| SG Trading Solutions, LLC CRD: 322928 | - | 0 | 1 | - | Unknown |
| SG Wealth Managers LLC CRD: 310597 | - | 0 | 1 | - | Unknown |
| SG3 Management, LLC CRD: 285449 | - | 0 | 0 | - | Unknown |
| SGA Capital LLC CRD: 340789 | - | 0 | 1 | - | Unknown |
| SGC Securities LP CRD: 118934 | - | 0 | 0 | A | INACTIVE |
| SGH Wealth Management CRD: 284067 | - | 0 | 1 | - | Unknown |
| SGI Partners CRD: 324921 | - | 0 | 1 | - | Unknown |
| SGI Securities LLC CRD: 155643 | NY | 1 | 2 | B | Active |
| SGI, LLC CRD: 32922 | - | 2 | 0 | B | INACTIVE |
| Sgim CRD: 291173 | - | 0 | 0 | - | Unknown |
| SGKD Advisory Services LLC CRD: 286273 | - | 0 | 2 | - | Unknown |
| SGL Financial, LLC CRD: 158023 | - | 0 | 11 | - | Unknown |