Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Solas Bioventures Management, LLC CRD: 322344 | - | 0 | 1 | - | Unknown |
| Solas Wealth CRD: 313465 | - | 0 | 0 | - | Unknown |
| Solasta Ventures, Inc CRD: 305520 | - | 0 | 1 | - | Unknown |
| Solberg Advisors, LLC CRD: 281124 | - | 0 | 0 | - | Unknown |
| Soldiers First Capital CRD: 321004 | - | 0 | 0 | - | Unknown |
| Sole Proprietor - Krithivasan Sukumaran CRD: 147525 | - | 0 | 0 | - | Unknown |
| Sole Shipping SO GP II Limited CRD: 296920 | - | 0 | 0 | - | Unknown |
| Sole Shipping SO GP III Limited CRD: 306197 | - | 0 | 0 | - | Unknown |
| Sole Shipping SO GP IV Limited CRD: 341937 | - | 0 | 0 | - | Unknown |
| Sole Source Capital LLC CRD: 290032 | - | 0 | 1 | - | Unknown |
| Solebury Capital LLC CRD: 143299 | PA | 0 | 5 | A | Active |
| Soledad Investment Management, LLC CRD: 145975 | - | 0 | 0 | - | Unknown |
| Soleil Securities Corporation CRD: 124737 | - | 0 | 0 | A | INACTIVE |
| Solel Partners LP CRD: 305424 | - | 0 | 1 | - | Unknown |
| Solenture Advisors LLC CRD: 131186 | - | 0 | 0 | - | Unknown |
| Soler Investments CRD: 118312 | - | 0 | 0 | - | Unknown |
| Solera Asset Managers, LLC CRD: 283815 | - | 0 | 0 | - | Unknown |
| Solera Capital CRD: 160330 | - | 0 | 0 | - | Unknown |
| Soles Brower & Company, Inc. CRD: 37856 | - | 0 | 0 | A | INACTIVE |
| Solic Capital LLC CRD: 158911 | IL | 0 | 4 | A | Active |
| Solid Decision Management Team LLC CRD: 337871 | - | 0 | 1 | - | Unknown |
| Solid Financial Investment Services Corporaiton CRD: 42389 | - | 0 | 0 | A | INACTIVE |
| Solid Ground Financial Planning CRD: 308074 | - | 0 | 0 | - | Unknown |
| Solid OAK Advisory CRD: 300575 | - | 0 | 1 | - | Unknown |
| Solid Rock Capital Management CRD: 316097 | - | 0 | 2 | - | Unknown |
| Solid Rock Investment Advisory LLC CRD: 339036 | - | 0 | 1 | - | Unknown |
| Solid Rock Wealth Management CRD: 170264 | - | 0 | 2 | - | Unknown |
| Solid Rock Wealth Management, LLC CRD: 305780 | - | 0 | 0 | - | Unknown |
| Solid Street Capital Management CRD: 173830 | - | 0 | 1 | - | Unknown |
| Solidarity Capital Management, LLC CRD: 285737 | - | 0 | 0 | - | Unknown |
| Solidarity Wealth, LLC CRD: 315843 | - | 0 | 1 | - | Unknown |
| Solidian Management, L.L.C. CRD: 226563 | - | 0 | 0 | - | Unknown |
| Solidity Financial LLC CRD: 157308 | - | 0 | 1 | - | Unknown |
| Solido Financial LLC CRD: 165238 | - | 0 | 1 | - | Unknown |
| Solidus Advisors CRD: 317838 | - | 0 | 0 | - | Unknown |
| Solidus Advisors LLC CRD: 334863 | - | 0 | 1 | - | Unknown |
| Solidus Company CRD: 163830 | - | 0 | 0 | - | Unknown |
| Solipsa Capital CRD: 336677 | - | 0 | 0 | - | Unknown |
| Solis Capital Partners II, LLC CRD: 162866 | - | 0 | 0 | - | Unknown |
| Solist Financial CRD: 329317 | - | 0 | 1 | - | Unknown |
| Solitude Financial Services, Inc. CRD: 150348 | - | 0 | 1 | - | Unknown |
| Solitude Wealth Advisors, LLC. CRD: 142357 | - | 0 | 1 | - | Unknown |
| Solium Financial Services LLC CRD: 147933 | - | 46 | 0 | F | INACTIVE |
| Solivera Capital CRD: 338339 | - | 0 | 0 | - | Unknown |
| Sollinda Capital Management LLC CRD: 321742 | - | 0 | 16 | - | Unknown |
| Solo Capital Strategies CRD: 318236 | - | 0 | 0 | - | Unknown |
| Solo Digital Advisers, LLC CRD: 319462 | - | 0 | 1 | - | Unknown |
| Soloman Hill I LLC CRD: 282237 | - | 0 | 1 | - | Unknown |
| Solomon Advisors CRD: 26610 | - | 6 | 0 | C | INACTIVE |
| Solomon and Associates LLC CRD: 311975 | - | 0 | 3 | - | Unknown |