Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| SV Angel Management, LLC CRD: 162285 | - | 0 | 1 | - | Unknown |
| SV Capital IX, LLC CRD: 282972 | - | 0 | 0 | - | Unknown |
| SV Capital Management, LLC CRD: 324286 | - | 0 | 0 | - | Unknown |
| SV Health Investors, LLC CRD: 160933 | - | 0 | 1 | - | Unknown |
| SV Health Managers LLP CRD: 301397 | - | 0 | 0 | - | Unknown |
| SV Investment Manager I Ltd. CRD: 312011 | - | 0 | 0 | - | Unknown |
| SV Links Angels LLC CRD: 287947 | - | 0 | 1 | - | Unknown |
| SV Tech Fund I GP LLC CRD: 226625 | - | 0 | 0 | - | Unknown |
| SV US Management LLC CRD: 342336 | - | 0 | 1 | - | Unknown |
| SV18 MGMT, LLC CRD: 306928 | - | 0 | 1 | - | Unknown |
| SVA Financial Services, LLC CRD: 103853 | - | 0 | 0 | A | INACTIVE |
| SVA Wealth Management, LLC CRD: 159216 | - | 0 | 0 | - | Unknown |
| Svac PTE. Ltd. CRD: 316632 | - | 0 | 0 | - | Unknown |
| Svane Capital, LLC CRD: 269913 | - | 0 | 1 | - | Unknown |
| SVB Alliant CRD: 121455 | - | 0 | 0 | A | INACTIVE |
| SVB Asset Management CRD: 124567 | - | 0 | 8 | - | Unknown |
| SVB Investment Services Inc. CRD: 168116 | - | 0 | 0 | A | INACTIVE |
| SVB Securities, a NON-Bank Affiliate of Silicon Va… CRD: 46902 | - | 0 | 0 | A | INACTIVE |
| SVB Wealth CRD: 172832 | - | 0 | 75 | - | Unknown |
| Sverica Capital Management CRD: 156956 | - | 0 | 1 | - | Unknown |
| Sveum Financial Services, Inc. CRD: 8111 | - | 0 | 0 | A | INACTIVE |
| SVG North America Inc. CRD: 42719 | - | 0 | 0 | A | INACTIVE |
| SVG Ventures Management, LLC CRD: 325620 | - | 0 | 1 | - | Unknown |
| SVGC Managers Limited CRD: 285288 | - | 0 | 0 | - | Unknown |
| SVI, Inc. CRD: 8341 | - | 0 | 0 | A | INACTIVE |
| SVL Investment Management CRD: 135098 | - | 0 | 2 | - | Unknown |
| Svlsresearch LP CRD: 165231 | - | 0 | 0 | - | Unknown |
| SVN Capital, LLC CRD: 297005 | - | 0 | 1 | - | Unknown |
| SVN Global CRD: 329494 | - | 0 | 0 | - | Unknown |
| Svoboda Capital Partners LLC CRD: 165490 | - | 0 | 0 | - | Unknown |
| Svoboda Securities Corporation CRD: 13590 | - | 0 | 0 | A | INACTIVE |
| Svof/MM, LLC CRD: 132205 | - | 0 | 1 | - | Unknown |
| SVP3 GP, LLC CRD: 307162 | - | 0 | 1 | - | Unknown |
| SVR Securities, Inc. CRD: 36141 | - | 0 | 0 | A | INACTIVE |
| SVRN Asset Management, LLC CRD: 222518 | - | 0 | 1 | - | Unknown |
| SVS Capital Group LLC CRD: 339508 | - | 0 | 1 | - | Unknown |
| SVVY CRD: 325358 | - | 0 | 1 | - | Unknown |
| SW Advisors, LLC CRD: 306940 | - | 0 | 1 | - | Unknown |
| SW Financial CRD: 145012 | - | 14 | 0 | D | INACTIVE |
| SW Iteram US Advisors CRD: 332623 | - | 0 | 1 | - | Unknown |
| SW Private Wealth, LLC CRD: 289362 | - | 0 | 1 | - | Unknown |
| SW Real Estate Advisors, LLC CRD: 173285 | - | 0 | 0 | - | Unknown |
| SW7 Asset Management (Singapore) PTE Ltd CRD: 281312 | - | 0 | 0 | - | Unknown |
| SW7 Asset Management (UK) LLP CRD: 281630 | - | 0 | 0 | - | Unknown |
| Swad Wealth Management LLC CRD: 319218 | - | 0 | 1 | - | Unknown |
| Swadley Investment Management, LLC CRD: 145908 | - | 0 | 0 | - | Unknown |
| Swag WM CRD: 323563 | - | 0 | 0 | - | Unknown |
| Swales Financial LLC CRD: 309033 | - | 0 | 1 | - | Unknown |
| Swan & Legend CRD: 175323 | - | 0 | 1 | - | Unknown |
| Swan Capital CRD: 305793 | - | 0 | 1 | - | Unknown |