Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Taconic Partners CRD: 159459 | - | 0 | 0 | - | Unknown |
| Tacora Management Company Ltd. CRD: 163671 | - | 0 | 0 | - | Unknown |
| Tacora Capital Management, LP CRD: 316585 | - | 0 | 1 | - | Unknown |
| Tacora Management Company II Ltd. CRD: 162736 | - | 0 | 0 | - | Unknown |
| Tacp Manager LLC CRD: 162892 | - | 0 | 0 | - | Unknown |
| Tactica LLC CRD: 335272 | - | 0 | 1 | - | Unknown |
| Tactical Allocation Group, LLC CRD: 132451 | - | 0 | 0 | - | Unknown |
| Tactical Capital LLC CRD: 316576 | - | 0 | 1 | - | Unknown |
| Tactical Equity Partners, LLC CRD: 325496 | - | 0 | 2 | - | Unknown |
| Tactical Financial Planning Inc CRD: 335276 | - | 0 | 1 | - | Unknown |
| Tactical Fund Advisors, LLC CRD: 298049 | - | 0 | 1 | - | Unknown |
| Tactical Global Management Limited CRD: 112061 | - | 0 | 0 | - | Unknown |
| Tactical Infrastructure Partners CRD: 318315 | - | 0 | 1 | - | Unknown |
| Tactical Investing, LLC CRD: 270026 | - | 0 | 0 | - | Unknown |
| Tactical Investment Advisors, LLC CRD: 156179 | - | 0 | 1 | - | Unknown |
| Tactical Investment Strategies LLC CRD: 284663 | - | 0 | 0 | - | Unknown |
| Tactical Investments CRD: 328761 | - | 0 | 1 | - | Unknown |
| Tactical Portfolio Advisory, LLC CRD: 282009 | - | 0 | 0 | - | Unknown |
| Tactical Rotation Management, LLC CRD: 333968 | - | 0 | 1 | - | Unknown |
| Tactical TAX Wealth Management CRD: 325242 | - | 0 | 2 | - | Unknown |
| Tactical Wealth Management CRD: 161609 | - | 0 | 0 | - | Unknown |
| Tactical Wealth Partners CRD: 286416 | - | 0 | 3 | - | Unknown |
| Tactical Wealth Planning LLC CRD: 329530 | - | 0 | 2 | - | Unknown |
| Tactical Wealth Solutions, LLC CRD: 139064 | - | 0 | 0 | - | Unknown |
| Tactive Advisors, LLC CRD: 309311 | - | 0 | 14 | - | Unknown |
| Tactivest, LLC CRD: 173309 | - | 0 | 3 | - | Unknown |
| Tadman Financial CRD: 342179 | - | 0 | 1 | - | Unknown |
| Tadpole Investments LLC CRD: 335461 | - | 0 | 1 | - | Unknown |
| TAE Yang Trading Corporation CRD: 44763 | - | 0 | 0 | A | INACTIVE |
| Tael Management Co. (Cayman) Ltd CRD: 188519 | - | 0 | 0 | - | Unknown |
| Taelos Financial Partners LLC CRD: 320700 | - | 0 | 2 | - | Unknown |
| Tafferer Trading, LLC CRD: 36816 | - | 31 | 0 | F | INACTIVE |
| Tafoya Barrett and Associates PC CRD: 107248 | - | 0 | 1 | - | Unknown |
| TAG Associates Florida LLC CRD: 325292 | - | 0 | 1 | - | Unknown |
| TAG Associates LLC CRD: 116959 | - | 0 | 1 | - | Unknown |
| TAG Capital Investments, LLC CRD: 307967 | - | 0 | 0 | - | Unknown |
| TAG Capital Partners CRD: 318850 | NY | 0 | 4 | A | Active |
| TAG Eisneramper LLC CRD: 126530 | - | 0 | 0 | - | Unknown |
| TAG Investment Advisors, LLC CRD: 218516 | - | 0 | 0 | - | Unknown |
| TAG Securities Corp. CRD: 104076 | - | 1 | 0 | B | INACTIVE |
| TAG Team Trading, LLC CRD: 142988 | - | 0 | 0 | A | INACTIVE |
| TAG Wealth Advisors CRD: 298446 | - | 0 | 3 | - | Unknown |
| TAG Wealth Management, LLC CRD: 1357 | AZ | 0 | 2 | A | Active |
| TAG-FT Management LLC CRD: 298312 | - | 0 | 1 | - | Unknown |
| Tages Capital LLP CRD: 337285 | - | 0 | 0 | - | Unknown |
| Taggart Financial Group, Inc. CRD: 111630 | - | 0 | 0 | - | Unknown |
| Taggart Securities Corporation CRD: 14801 | - | 0 | 0 | A | INACTIVE |
| Taglich Brothers, Inc. CRD: 29102 | NY | 9 | 2 | C | Active |
| Tagstone Capital, Inc. CRD: 158864 | - | 0 | 1 | - | Unknown |
| TAH Management, LP CRD: 281645 | - | 0 | 0 | - | Unknown |