Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| THE Bollard Group LLC CRD: 155317 | - | 0 | 1 | - | Unknown |
| THE Bonham Company,Inc. CRD: 14579 | - | 0 | 0 | A | INACTIVE |
| THE Borland Group CRD: 121894 | - | 0 | 0 | - | Unknown |
| THE Bornhoft Group Corporation CRD: 109628 | - | 0 | 0 | - | Unknown |
| THE Boston Company Asset Management LLC CRD: 105616 | - | 0 | 0 | - | Unknown |
| THE Boston Group CRD: 37652 | - | 0 | 0 | A | INACTIVE |
| THE Bostonian Group Securities Corporation CRD: 13521 | - | 0 | 0 | A | INACTIVE |
| THE Bottom Line Wealth Management Ltd. CRD: 313232 | - | 0 | 1 | - | Unknown |
| THE Boyle Group Wealth Management CRD: 277103 | - | 0 | 0 | - | Unknown |
| THE Brass Utility, L.L.C. CRD: 43649 | - | 0 | 0 | A | INACTIVE |
| THE Breit Group CRD: 335020 | - | 0 | 1 | - | Unknown |
| THE Bridge Financial Advisors CRD: 150298 | - | 0 | 1 | - | Unknown |
| THE Bridgeford Group CRD: 27967 | - | 0 | 0 | A | INACTIVE |
| THE Bridgeford Group, Inc. CRD: 38557 | - | 0 | 0 | A | INACTIVE |
| THE Brock Group, LLC CRD: 142432 | - | 0 | 1 | - | Unknown |
| THE Brokerage Corporation of America, Inc. CRD: 19769 | - | 0 | 0 | A | INACTIVE |
| THE Broughton Investment Group, Inc. CRD: 164389 | - | 0 | 3 | - | Unknown |
| THE Brydon Group CRD: 324247 | - | 0 | 1 | - | Unknown |
| THE Buckingham Research Group Incorporated CRD: 13233 | - | 5 | 0 | C | INACTIVE |
| THE Buffalo Financial Group LLC CRD: 330684 | - | 0 | 2 | - | Unknown |
| THE Burge Company CRD: 132470 | - | 0 | 0 | - | Unknown |
| THE Burney Company CRD: 106945 | - | 0 | 32 | - | Unknown |
| THE Business of Your Life, LLC CRD: 307208 | - | 0 | 0 | - | Unknown |
| THE Butler Group LLC CRD: 131814 | - | 0 | 1 | - | Unknown |
| THE Butterfield Group LLC CRD: 312852 | - | 0 | 1 | - | Unknown |
| THE Buttles Corporation CRD: 15463 | - | 0 | 0 | A | INACTIVE |
| THE Buxton Helmsley Group, Inc. CRD: 281986 | - | 0 | 0 | - | Unknown |
| THE Bycoff Group LLC CRD: 334192 | - | 0 | 1 | - | Unknown |
| THE Cake Shop Capital LLC CRD: 318394 | - | 0 | 1 | - | Unknown |
| THE Cambridge Group, Inc. CRD: 14930 | - | 0 | 0 | A | INACTIVE |
| THE Cambridge Strategy (Asset Management) Limited CRD: 147366 | - | 0 | 0 | - | Unknown |
| THE Camden Group CRD: 21386 | - | 0 | 0 | A | INACTIVE |
| THE Camelot Group, Inc. CRD: 31091 | - | 14 | 0 | D | INACTIVE |
| THE Capeloto & Hedrick Co CRD: 312356 | - | 0 | 3 | - | Unknown |
| THE Capital Advisory Group Advisory Services, LLC CRD: 140551 | - | 0 | 4 | - | Unknown |
| THE Capital Chart Room, Ltd CRD: 117980 | - | 0 | 2 | - | Unknown |
| THE Capital Group CRD: 129615 | - | 0 | 2 | - | Unknown |
| THE Capital Group Fiduciary Advisors, LLC CRD: 295193 | - | 0 | 3 | - | Unknown |
| THE Capital Group Investment Advisory Services, LL… CRD: 169727 | - | 0 | 0 | - | Unknown |
| THE Capital Group Securities, Inc. CRD: 104052 | - | 1 | 0 | B | INACTIVE |
| THE Capital Management Corporation CRD: 112242 | - | 0 | 2 | - | Unknown |
| THE Capital Preserve, Inc. CRD: 130170 | - | 0 | 1 | - | Unknown |
| THE Capital Studio LLC CRD: 270006 | - | 0 | 0 | - | Unknown |
| THE Caprock Group, LLC CRD: 124272 | - | 0 | 31 | - | Unknown |
| THE Capstreet Group, LLC CRD: 159690 | - | 0 | 1 | - | Unknown |
| THE Carey Company CRD: 13663 | - | 0 | 0 | A | INACTIVE |
| THE Carleton Group, Inc. CRD: 28667 | - | 0 | 0 | A | INACTIVE |
| THE Carlyle Group CRD: 111128 | - | 0 | 1 | - | Unknown |
| THE Carney Group, Incorporated CRD: 16671 | - | 2 | 0 | B | INACTIVE |
| THE Carroll Group, Inc. CRD: 146977 | - | 0 | 2 | - | Unknown |