Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| THE Magnolia Group, LLC CRD: 171102 | - | 0 | 1 | - | Unknown |
| THE Mahara Group CRD: 122128 | - | 0 | 0 | - | Unknown |
| THE Maier Group, LLC CRD: 126324 | - | 0 | 0 | - | Unknown |
| THE Main Street Group CRD: 175502 | - | 0 | 1 | - | Unknown |
| THE Malachi Group, Inc. CRD: 42320 | - | 7 | 0 | D | INACTIVE |
| THE Mandell Group CRD: 123406 | - | 0 | 1 | - | Unknown |
| THE Mannsion Group LLC CRD: 340763 | - | 0 | 1 | - | Unknown |
| THE Maraboyina Group, LLC CRD: 134632 | - | 0 | 0 | - | Unknown |
| THE Mardot Company, Inc. CRD: 10720 | - | 0 | 0 | A | INACTIVE |
| THE Marin Group Inc. CRD: 125217 | - | 0 | 2 | - | Unknown |
| THE Marshall Financial Group LLC CRD: 146362 | - | 0 | 6 | - | Unknown |
| THE Marshall Financial Group, Inc CRD: 110935 | - | 0 | 0 | - | Unknown |
| THE Martin Worley Group CRD: 169006 | - | 0 | 0 | - | Unknown |
| THE Mass Group CRD: 330425 | - | 0 | 0 | - | Unknown |
| THE Mather Group, LLC CRD: 156005 | - | 0 | 66 | - | Unknown |
| THE Mathes Company, Inc. CRD: 109288 | - | 0 | 1 | - | Unknown |
| THE MBA Fund Management, LLC CRD: 331859 | - | 0 | 1 | - | Unknown |
| THE Mcbride Group CRD: 150179 | - | 0 | 3 | - | Unknown |
| THE Mcenerney Group CRD: 140847 | - | 0 | 0 | - | Unknown |
| THE Mcfolling Financial Group CRD: 157779 | - | 0 | 0 | - | Unknown |
| THE Mcgriff Alliance CRD: 131477 | - | 0 | 3 | - | Unknown |
| THE Mchugh Group, LLC CRD: 119811 | - | 0 | 1 | - | Unknown |
| THE Mclaughlin Group, Inc. CRD: 122556 | - | 0 | 0 | - | Unknown |
| THE Mcmahon Team, LLC. CRD: 173738 | - | 0 | 0 | - | Unknown |
| THE Mechanical Bear, LLC CRD: 285440 | - | 0 | 0 | - | Unknown |
| THE Menard Financial Group, LLC CRD: 299404 | - | 0 | 1 | - | Unknown |
| THE Mentzer Group, LLC CRD: 147644 | - | 0 | 1 | - | Unknown |
| THE Mercury Group CRD: 40049 | - | 1 | 0 | B | INACTIVE |
| THE Meredith Company CRD: 20334 | - | 0 | 0 | A | INACTIVE |
| THE Meridian Business Group, Ltd CRD: 119455 | - | 0 | 2 | - | Unknown |
| THE Merrell Company CRD: 14602 | - | 0 | 0 | A | INACTIVE |
| THE Midway Group CRD: 161147 | - | 0 | 0 | - | Unknown |
| THE Miezin Group CRD: 123488 | - | 0 | 0 | - | Unknown |
| THE Milestone Real Estate Group, LP CRD: 161957 | - | 0 | 1 | - | Unknown |
| THE Military Financial Planner CRD: 172488 | - | 0 | 0 | - | Unknown |
| THE Million Marathon Fund CRD: 326864 | - | 0 | 0 | - | Unknown |
| THE Millstone Evans Group, LLC CRD: 311142 | - | 0 | 4 | - | Unknown |
| THE Milwaukee Company CRD: 123452 | - | 0 | 4 | - | Unknown |
| THE Milwaukee Company CRD: 823 | - | 0 | 0 | A | INACTIVE |
| THE Milwealth Group, LLC CRD: 108931 | - | 0 | 2 | - | Unknown |
| THE Minneapolis Company, Inc. CRD: 38859 | - | 4 | 0 | C | INACTIVE |
| THE Minneapolis Company, Inc. CRD: 2796 | - | 0 | 0 | A | INACTIVE |
| THE Minnesota Mutual Life Insurance Company CRD: 2797 | - | 0 | 0 | A | INACTIVE |
| THE Mocatta Corporation CRD: 19742 | - | 0 | 0 | A | INACTIVE |
| THE Molpus Woodlands Group, LLC CRD: 114575 | - | 0 | 1 | - | Unknown |
| THE Money Advisor Group, LLC CRD: 226578 | - | 0 | 0 | - | Unknown |
| THE Money and Values Group CRD: 340171 | - | 0 | 1 | - | Unknown |
| THE Money Group, Inc. CRD: 24714 | - | 0 | 0 | A | INACTIVE |
| THE Money Guys CRD: 299115 | - | 0 | 1 | - | Unknown |
| THE Money Mission Limited Liability Company CRD: 310126 | - | 0 | 1 | - | Unknown |