Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| THE Wealth Conservatory CRD: 115932 | - | 0 | 5 | - | Unknown |
| THE Wealth Consulting Group CRD: 173194 | - | 0 | 128 | - | Unknown |
| THE Wealth Enhancement Group, Inc. CRD: 126060 | - | 0 | 0 | - | Unknown |
| THE Wealth Expedition CRD: 336109 | - | 0 | 1 | - | Unknown |
| THE Wealth Fitness Group, LLC CRD: 146889 | - | 0 | 0 | - | Unknown |
| THE Wealth Group - Austin B. Colby & Associates CRD: 311385 | - | 0 | 6 | - | Unknown |
| THE Wealth Group, Ltd CRD: 154106 | - | 0 | 4 | - | Unknown |
| THE Wealth Management Alliance LLC CRD: 169026 | - | 0 | 0 | - | Unknown |
| THE Wealth Mastery, LLC CRD: 284824 | - | 0 | 0 | - | Unknown |
| THE Wealth Mastery, LLC CRD: 318682 | - | 0 | 1 | - | Unknown |
| THE Wealth Observatory CRD: 304864 | - | 0 | 2 | - | Unknown |
| THE Wealth Pilot CRD: 166744 | - | 0 | 0 | - | Unknown |
| THE Wealth Planning Company CRD: 341410 | - | 0 | 1 | - | Unknown |
| THE Wealth Protection Group, LLC CRD: 283943 | - | 0 | 0 | - | Unknown |
| THE Wealth Syndicate LLC CRD: 282889 | - | 0 | 1 | - | Unknown |
| THE Wealthgarden F.S. LLC CRD: 311927 | - | 0 | 5 | - | Unknown |
| THE Wealthplan LLC CRD: 306820 | - | 0 | 1 | - | Unknown |
| THE Wealthplan, LLC CRD: 283664 | - | 0 | 0 | - | Unknown |
| THE Wealthy Parent CRD: 326157 | - | 0 | 1 | - | Unknown |
| THE Weaver AI Capital Advisors Ltd CRD: 340771 | - | 0 | 1 | - | Unknown |
| THE Welch Group, LLC CRD: 111273 | - | 0 | 2 | - | Unknown |
| THE Wellington Group, Inc. CRD: 17814 | - | 0 | 0 | A | INACTIVE |
| THE Wellington GRP LLC CRD: 332803 | - | 0 | 2 | - | Unknown |
| THE West Freemason Company CRD: 24122 | - | 0 | 0 | A | INACTIVE |
| THE Westchester Group, LLC CRD: 288959 | - | 0 | 1 | - | Unknown |
| THE Westerman Group, LLC CRD: 135525 | - | 0 | 0 | - | Unknown |
| THE Western Wealth Group, Inc. CRD: 152011 | - | 0 | 1 | - | Unknown |
| THE Westfin Corporation CRD: 10255 | - | 0 | 0 | A | INACTIVE |
| THE Westly Group CRD: 161882 | - | 0 | 1 | - | Unknown |
| THE WF Group, LLC CRD: 166626 | - | 0 | 2 | - | Unknown |
| THE Wharton Advisory Group, LLC CRD: 120522 | - | 0 | 0 | - | Unknown |
| THE Wheeler Corr Group, LLC CRD: 338929 | - | 0 | 1 | - | Unknown |
| THE White OAK Group CRD: 163654 | - | 0 | 0 | - | Unknown |
| THE Wicks Group of Companies III, LLC CRD: 157918 | - | 0 | 0 | - | Unknown |
| THE Wilkes Johnson Comprehensive Planning Institut… CRD: 129309 | - | 0 | 0 | - | Unknown |
| THE Wilkins Group, Inc. CRD: 24126 | - | 0 | 0 | A | INACTIVE |
| THE William Allan Corporation CRD: 133147 | - | 0 | 7 | - | Unknown |
| THE Williams Advisory Group CRD: 279039 | - | 0 | 0 | - | Unknown |
| THE Williams Capital Group, L.P. CRD: 35149 | - | 3 | 0 | C | INACTIVE |
| THE Willms Group, a Division of Quant IX Software,… CRD: 121393 | - | 0 | 0 | - | Unknown |
| THE Winchester Group, Inc. CRD: 27704 | - | 3 | 0 | C | INACTIVE |
| THE Windacre Partnership LLC CRD: 168761 | - | 0 | 1 | - | Unknown |
| THE Windmill Group, Inc. CRD: 8384 | - | 3 | 0 | C | INACTIVE |
| THE Winn Place Securities Company, Inc. CRD: 15116 | - | 0 | 0 | A | INACTIVE |
| THE Winning Edge Financial Group CRD: 35546 | NJ | 2 | 2 | B | Active |
| THE Winstar Government Securities Company L.P. CRD: 33851 | - | 0 | 0 | A | INACTIVE |
| THE Winthrop Corporation CRD: 105273 | - | 0 | 1 | - | Unknown |
| THE Winvest Investment Fund CRD: 315132 | - | 0 | 1 | - | Unknown |
| THE Winvest Investment Fund Management Corp. CRD: 323863 | - | 0 | 1 | - | Unknown |
| THE Wire FUN CRD: 119365 | - | 0 | 0 | - | Unknown |