Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Thetelescopicinvestor, Inc. CRD: 282780 | - | 0 | 0 | - | Unknown |
| Thetford Investment Management, Inc. CRD: 113426 | - | 0 | 2 | - | Unknown |
| Theus Wealth Advisors CRD: 169994 | - | 0 | 6 | - | Unknown |
| Thevgpro Ltd CRD: 339726 | - | 0 | 1 | - | Unknown |
| THF Advisors, LLC CRD: 165997 | - | 0 | 0 | - | Unknown |
| THG Securities Advisors, LLC CRD: 310384 | - | 0 | 1 | - | Unknown |
| THI, Inc. CRD: 123216 | - | 0 | 2 | - | Unknown |
| Thibeau Financial Consulting, LLC CRD: 284309 | - | 0 | 1 | - | Unknown |
| Thiel BIO, L.L.C. CRD: 324760 | - | 0 | 1 | - | Unknown |
| Thiele Capital Management, LLC CRD: 284113 | - | 0 | 1 | - | Unknown |
| Thielen Capital Corporation CRD: 169139 | - | 0 | 1 | - | Unknown |
| Thieman Investment & Retirement Services, LLC CRD: 291460 | - | 0 | 1 | - | Unknown |
| Thies & Talle Securities, Inc. CRD: 7979 | - | 0 | 0 | A | INACTIVE |
| Thin Line Capital, LLC CRD: 304900 | - | 0 | 1 | - | Unknown |
| Thinagee Investments Inc. CRD: 165054 | - | 0 | 1 | - | Unknown |
| Think Ahead Financial Planning CRD: 337295 | - | 0 | 1 | - | Unknown |
| Think Alpha Securities, LLC CRD: 300679 | NJ | 0 | 3 | A | Active |
| Think Different Financial Planning CRD: 312539 | - | 0 | 1 | - | Unknown |
| Think Different Wealth Advisors LLC CRD: 315744 | - | 0 | 1 | - | Unknown |
| Think Investments CRD: 169347 | - | 0 | 1 | - | Unknown |
| Think Spending, LLC CRD: 164112 | - | 0 | 0 | - | Unknown |
| Think Tank LLC CRD: 325135 | - | 0 | 2 | - | Unknown |
| Think Tank Trading LLC CRD: 139714 | - | 0 | 0 | A | INACTIVE |
| Think Wealth Advisory, LLC CRD: 153492 | - | 0 | 1 | - | Unknown |
| Think Wealth Asset LLC CRD: 331148 | - | 0 | 1 | - | Unknown |
| Think Wealth Management CRD: 314827 | - | 0 | 2 | - | Unknown |
| Think Wealth, LLC CRD: 281095 | - | 0 | 0 | - | Unknown |
| Think Wealth, LLC CRD: 293236 | - | 0 | 2 | - | Unknown |
| Think+ Ventures Management, LLC CRD: 318340 | - | 0 | 1 | - | Unknown |
| Think818, LLC CRD: 289452 | - | 0 | 1 | - | Unknown |
| Thinkbetter CRD: 300530 | - | 0 | 0 | - | Unknown |
| Thinkequity LLC CRD: 44274 | - | 5 | 0 | C | INACTIVE |
| Thinkequity LLC CRD: 20996 | NY | 10 | 4 | C | Active |
| Thinkers Capital, LLC CRD: 283468 | - | 0 | 0 | - | Unknown |
| Thinkgrowth, Inc. CRD: 116328 | - | 0 | 0 | - | Unknown |
| Thinking BIG Financial CRD: 287476 | - | 0 | 2 | - | Unknown |
| Thinkoption Advisors, LLC CRD: 281157 | - | 0 | 0 | - | Unknown |
| Thinkplansave CRD: 284754 | - | 0 | 1 | - | Unknown |
| Thinkshop Advisors LLC CRD: 281432 | - | 0 | 0 | - | Unknown |
| Thinq Capital LLC CRD: 281842 | - | 0 | 0 | - | Unknown |
| Third ACT Financial Planning LLC CRD: 340903 | - | 0 | 1 | - | Unknown |
| Third ACT Retirement Planning, Inc. CRD: 122785 | - | 0 | 3 | - | Unknown |
| Third ACT Ventures Management, LLC CRD: 320895 | - | 0 | 0 | - | Unknown |
| Third Avenue Management LLC CRD: 107545 | - | 0 | 2 | - | Unknown |
| Third Coast Investment Management, Inc. CRD: 316687 | - | 0 | 0 | - | Unknown |
| Third Coast Securities LLC CRD: 307965 | - | 0 | 1 | - | Unknown |
| Third Coast Securities, Inc. CRD: 20731 | - | 0 | 0 | A | INACTIVE |
| Third Coast Securities, LLC. CRD: 104082 | - | 0 | 0 | A | INACTIVE |
| Third Craft Management Company CRD: 309700 | - | 0 | 1 | - | Unknown |
| Third CUP Ventures CRD: 311335 | - | 0 | 0 | - | Unknown |