Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Thomas Investment Management, LLC CRD: 147894 | - | 0 | 0 | - | Unknown |
| Thomas J. Herzfeld & Co., Incorporated CRD: 8633 | - | 2 | 0 | B | INACTIVE |
| Thomas J. Herzfeld Advisors, Inc. CRD: 108369 | - | 0 | 3 | - | Unknown |
| Thomas J. Mcentee, Sole Proprietor CRD: 133734 | - | 0 | 0 | A | INACTIVE |
| Thomas Jackson Family Office, Inc. CRD: 127918 | - | 0 | 2 | - | Unknown |
| Thomas John Garcia CRD: 139302 | - | 0 | 0 | - | Unknown |
| Thomas Jones Financial LLC CRD: 124114 | - | 0 | 1 | - | Unknown |
| Thomas Joseph Logue, JR. CRD: 123956 | - | 0 | 0 | - | Unknown |
| Thomas Kenney & Company Inc. CRD: 18227 | - | 0 | 0 | A | INACTIVE |
| Thomas L. Sullivan CRD: 115437 | - | 0 | 0 | - | Unknown |
| Thomas LEO Advisory, LLC CRD: 159271 | - | 0 | 1 | - | Unknown |
| Thomas M. Macconnell, Inc. CRD: 32749 | - | 0 | 0 | A | INACTIVE |
| Thomas M. Nixon & Associates, Inc. CRD: 17047 | - | 3 | 0 | C | INACTIVE |
| Thomas M. Zalla, PHD CRD: 146365 | - | 0 | 0 | - | Unknown |
| Thomas Mack Associates, Inc. CRD: 128894 | - | 0 | 0 | - | Unknown |
| Thomas Meyer Investments CRD: 327049 | - | 0 | 1 | - | Unknown |
| Thomas Michael Hastings, JR CRD: 120833 | - | 0 | 0 | - | Unknown |
| Thomas Mill Advisors LLC CRD: 309304 | - | 0 | 0 | - | Unknown |
| Thomas More & Company, Inc. CRD: 22811 | - | 0 | 0 | A | INACTIVE |
| Thomas N. Burnham Securities Company CRD: 15944 | - | 0 | 0 | A | INACTIVE |
| Thomas N. Korenstra CRD: 124696 | - | 0 | 0 | - | Unknown |
| Thomas Nyitray, Sole Proprietor CRD: 338165 | - | 0 | 1 | - | Unknown |
| Thomas O'connor, CFP CRD: 117706 | - | 0 | 0 | - | Unknown |
| Thomas Oswald Associates, LLC CRD: 127198 | - | 0 | 0 | - | Unknown |
| Thomas P. Reynolds Securities Ltd. CRD: 6414 | - | 1 | 0 | B | INACTIVE |
| Thomas Paine Investment Advisors CRD: 122498 | - | 0 | 2 | - | Unknown |
| Thomas R. Noonan, Inc. CRD: 142143 | - | 0 | 1 | - | Unknown |
| Thomas R. Ulie, B/D CRD: 22586 | - | 0 | 0 | A | INACTIVE |
| Thomas Raymond Temple CRD: 114253 | - | 0 | 0 | - | Unknown |
| Thomas Rogers Company CRD: 3212 | - | 0 | 0 | A | INACTIVE |
| Thomas S Fund Adviser LLC CRD: 333040 | - | 0 | 1 | - | Unknown |
| Thomas Seaman Company CRD: 135245 | - | 0 | 1 | - | Unknown |
| Thomas Smith and Associates, Inc. CRD: 126810 | - | 0 | 2 | - | Unknown |
| Thomas Story and SON LLC CRD: 148774 | - | 0 | 1 | - | Unknown |
| Thomas W. Pignata Company CRD: 4009 | - | 0 | 0 | A | INACTIVE |
| Thomas Weisel Capital Management LLC CRD: 108696 | - | 0 | 0 | - | Unknown |
| Thomas Weisel Global Growth Partners LLC CRD: 120446 | - | 0 | 0 | - | Unknown |
| Thomas Weisel Partners (USA) Inc. CRD: 129395 | - | 0 | 0 | A | INACTIVE |
| Thomas Weisel Partners LLC CRD: 46237 | - | 28 | 0 | F | INACTIVE |
| Thomas White International Ltd CRD: 106165 | - | 0 | 0 | - | Unknown |
| Thomas Wright Asset Management, Inc. CRD: 105192 | - | 0 | 2 | - | Unknown |
| Thomas WU Investors LLC CRD: 307882 | - | 0 | 0 | - | Unknown |
| Thomas, Kevin J. CRD: 34496 | - | 1 | 0 | B | INACTIVE |
| Thomas, Mcnerney & Partners CRD: 162085 | - | 0 | 0 | - | Unknown |
| Thomas, William M CRD: 142989 | - | 0 | 0 | - | Unknown |
| Thomaslloyd Capital LLC CRD: 38784 | - | 0 | 0 | A | INACTIVE |
| Thomaslloyd Climate Solutions LLC CRD: 298222 | - | 0 | 1 | - | Unknown |
| Thomason Financial Services, LLC CRD: 144841 | - | 0 | 0 | - | Unknown |
| Thomason Financial Strategies Inc. CRD: 165338 | - | 0 | 0 | - | Unknown |
| Thomason Financial, LLC CRD: 312714 | - | 0 | 0 | - | Unknown |