Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Thorne Insurance and Financial Services, Inc. CRD: 172384 | - | 0 | 0 | - | Unknown |
| Thorne Trading & Investment Management CRD: 133309 | - | 0 | 0 | - | Unknown |
| Thornes & Associates, Inc. Investment Securities CRD: 40868 | - | 5 | 0 | C | INACTIVE |
| Thornewood Advisors USA LLC CRD: 117062 | - | 0 | 0 | - | Unknown |
| Thornhill Group, Inc. CRD: 42276 | - | 0 | 0 | A | INACTIVE |
| Thornton Capital Management, LLC CRD: 151055 | - | 0 | 0 | - | Unknown |
| Thornton Farish Inc. CRD: 830 | AL | 1 | 2 | B | Active |
| Thornton Financial Management and Services CRD: 114457 | - | 0 | 1 | - | Unknown |
| Thornton Financial Planning Firm LLC CRD: 315696 | - | 0 | 0 | - | Unknown |
| Thornton Investment Management PLLC CRD: 159194 | - | 0 | 0 | - | Unknown |
| Thornton Prior LLC CRD: 103824 | - | 0 | 0 | A | INACTIVE |
| Thorntons Investments CRD: 284586 | - | 0 | 0 | - | Unknown |
| Thorntree Capital Partners LP CRD: 283643 | - | 0 | 1 | - | Unknown |
| Thorofare, LLC CRD: 171293 | - | 0 | 1 | - | Unknown |
| Thoroughbred Financial Services, LLC CRD: 47893 | TN | 1 | 8 | B | Active |
| Thoroughbred National CRD: 289435 | - | 0 | 0 | - | Unknown |
| Thoroughbred Spirits Partners, LLC CRD: 282740 | - | 0 | 1 | - | Unknown |
| Thorpe Abbotts Capital, LLC CRD: 290974 | - | 0 | 0 | - | Unknown |
| Thorpe Abbotts Value U.S. Fund GP, LLC CRD: 337594 | - | 0 | 0 | - | Unknown |
| Thorpe and Associates of Minnesota, Inc. CRD: 27997 | - | 0 | 0 | A | INACTIVE |
| Thorpe Capital, Inc. CRD: 111847 | - | 0 | 0 | A | INACTIVE |
| Thos. G. Grace Advisors CRD: 115722 | - | 0 | 0 | - | Unknown |
| Thos. K. Wasserman & Associates, Inc. CRD: 27826 | - | 4 | 0 | C | INACTIVE |
| Thought Street Advisors CRD: 326463 | - | 0 | 1 | - | Unknown |
| Thoughtful Financial Planning, LLC CRD: 171525 | - | 0 | 1 | - | Unknown |
| Thoughtful Money LLC CRD: 329306 | - | 0 | 1 | - | Unknown |
| Thoughtful Wealth Advisory LLC CRD: 340039 | - | 0 | 1 | - | Unknown |
| Thousand Oaks Capital Management CRD: 336826 | - | 0 | 1 | - | Unknown |
| Thousand Wealth Management CRD: 298906 | - | 0 | 1 | - | Unknown |
| Thrasher & Chambers Wealth Management, LLC CRD: 293532 | - | 0 | 1 | - | Unknown |
| Thrasher & Chambers, Inc. CRD: 3586 | AR | 0 | 2 | A | Active |
| Thrax Management, LLC CRD: 172683 | - | 0 | 0 | - | Unknown |
| Threaded Ventures, LLC CRD: 307058 | - | 0 | 1 | - | Unknown |
| Threadgill Financial, LLC CRD: 174865 | - | 0 | 1 | - | Unknown |
| Threadline Wealth CRD: 108917 | - | 0 | 18 | - | Unknown |
| Threadmark LP CRD: 173318 | NY | 0 | 3 | A | Active |
| Threadstone Capital, LLC CRD: 158691 | - | 0 | 0 | A | INACTIVE |
| Threadvest LLC CRD: 298858 | - | 0 | 0 | - | Unknown |
| Three Amigos PR LLC CRD: 328987 | - | 0 | 1 | - | Unknown |
| Three Arch Partners CRD: 160521 | - | 0 | 0 | - | Unknown |
| Three Arch Wealth Management LLC CRD: 333733 | - | 0 | 1 | - | Unknown |
| Three Arrows Capital Corp. CRD: 40669 | - | 2 | 0 | B | INACTIVE |
| Three Bays Capital LP CRD: 169434 | - | 0 | 0 | - | Unknown |
| Three Bearings Fiduciary Advisors, Inc. CRD: 283926 | - | 0 | 1 | - | Unknown |
| Three Bell Capital LLC CRD: 159736 | - | 0 | 11 | - | Unknown |
| Three Birds Advisors LLC CRD: 301908 | - | 0 | 0 | - | Unknown |
| Three Boys Securities Corp. CRD: 131412 | - | 0 | 0 | A | INACTIVE |
| Three Bridge Wealth Advisors CRD: 150460 | - | 0 | 1 | - | Unknown |
| Three Bridges Capital, LP CRD: 160021 | - | 0 | 1 | - | Unknown |
| Three Bridges Private Capital CRD: 316782 | - | 0 | 1 | - | Unknown |