Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Toring Financial Advisors, Inc. CRD: 329417 | - | 0 | 2 | - | Unknown |
| Torino Capital LLC CRD: 157525 | - | 2 | 0 | B | INACTIVE |
| Torma Capital LLP CRD: 334848 | - | 0 | 0 | - | Unknown |
| Tornado CRD: 269966 | NY | 0 | 2 | A | Active |
| Toro Bravo Investment Advisors, LLC CRD: 288435 | - | 0 | 1 | - | Unknown |
| Toro Canyon Capital LLC CRD: 337239 | - | 0 | 1 | - | Unknown |
| Toro Capital Management LLC CRD: 145696 | - | 3 | 0 | C | INACTIVE |
| Toro Financial Advisors CRD: 332084 | - | 0 | 1 | - | Unknown |
| Toro Global Management, LLC CRD: 312765 | - | 0 | 1 | - | Unknown |
| Toro Investment Partners, LP CRD: 159095 | - | 0 | 0 | - | Unknown |
| Toro Partners Capital Management, LLC CRD: 169301 | - | 0 | 0 | - | Unknown |
| Toro Trading LLC CRD: 115872 | - | 15 | 0 | D | INACTIVE |
| Toro Wealth Managemement LLC CRD: 175106 | - | 0 | 0 | - | Unknown |
| Toro West Capital Advisors CRD: 331265 | - | 0 | 1 | - | Unknown |
| Toroa Management (HK) Limited CRD: 315295 | - | 0 | 0 | - | Unknown |
| Torofino Investment Management, LP CRD: 322082 | - | 0 | 1 | - | Unknown |
| Toronado Partners LLC CRD: 283612 | - | 0 | 1 | - | Unknown |
| Torq Capital Management (HK) Limited CRD: 285597 | - | 0 | 0 | - | Unknown |
| Torque Asset Management LLC CRD: 335621 | - | 0 | 1 | - | Unknown |
| Torquest Partners CRD: 163434 | - | 0 | 0 | - | Unknown |
| Torqx Capital Partners CRD: 284381 | - | 0 | 0 | - | Unknown |
| Torray Investment Partners LLC CRD: 105818 | - | 0 | 2 | - | Unknown |
| Torrayresolute, LLC CRD: 173090 | - | 0 | 0 | - | Unknown |
| Torre Financial CRD: 296961 | - | 0 | 1 | - | Unknown |
| Torregon Securities Incorporated CRD: 16995 | - | 0 | 0 | A | INACTIVE |
| Torren Management, LLC CRD: 329263 | - | 0 | 4 | - | Unknown |
| Torres Financial Services, Inc. CRD: 114486 | - | 0 | 2 | - | Unknown |
| Torrey & Co., Inc. CRD: 6949 | - | 0 | 0 | A | INACTIVE |
| Torrey Capital Investments CRD: 134599 | - | 0 | 1 | - | Unknown |
| Torrey Growth & Income Advisors, LLC CRD: 139940 | - | 0 | 3 | - | Unknown |
| Torrey Pines Financial, Inc. CRD: 288213 | - | 0 | 2 | - | Unknown |
| Torrey Pines Investment Management CRD: 330216 | - | 0 | 1 | - | Unknown |
| Torrey Pines Securities, Inc. CRD: 17120 | - | 18 | 0 | F | INACTIVE |
| Torrey Wealth, LLC CRD: 310688 | - | 0 | 1 | - | Unknown |
| Torrey-Payne Wealth Management CRD: 336703 | - | 0 | 2 | - | Unknown |
| Torreya Capital, LLC CRD: 288632 | - | 0 | 0 | A | INACTIVE |
| Torreyana Capital CRD: 329075 | - | 0 | 1 | - | Unknown |
| Torshen Capital Management, LLC CRD: 137374 | - | 0 | 0 | - | Unknown |
| Torshen Securities, Inc CRD: 31310 | - | 1 | 0 | B | INACTIVE |
| Torsiello Securities, Inc. CRD: 130129 | - | 0 | 0 | A | INACTIVE |
| Tortoise Capital Advisors, L.L.C. CRD: 123711 | - | 0 | 1 | - | Unknown |
| Tortoise Credit Strategies, LLC CRD: 277046 | - | 0 | 0 | - | Unknown |
| Tortoise Infrastructure Partners, LLC CRD: 285237 | - | 0 | 0 | - | Unknown |
| Tortoise Investment Management, LLC CRD: 128723 | - | 0 | 16 | - | Unknown |
| Tortoise Wealth Management CRD: 332492 | - | 0 | 2 | - | Unknown |
| Tortoiseecofin Investments Partners, LLC CRD: 285213 | - | 0 | 0 | - | Unknown |
| Tortoiseecofin Securities, LLC CRD: 285411 | - | 0 | 0 | A | INACTIVE |
| Tortuga Advisers LLC CRD: 137514 | - | 0 | 1 | - | Unknown |
| Tortuga Capital CRD: 281377 | - | 0 | 0 | - | Unknown |
| Tortuga Wealth Management CRD: 153737 | - | 0 | 1 | - | Unknown |