Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Welz Financial Services, Inc. CRD: 144489 | - | 0 | 0 | - | Unknown |
| WEMATCH.LIVE LLC CRD: 322944 | NY | 0 | 2 | A | Active |
| WEN Birkhofer & Co., Inc. CRD: 7959 | - | 0 | 0 | A | INACTIVE |
| WEN Capital Advisory Group, Inc. CRD: 164701 | - | 0 | 2 | - | Unknown |
| WEN Capital Management LLC CRD: 298401 | - | 0 | 0 | - | Unknown |
| Wendel North America, LLC CRD: 284733 | - | 0 | 0 | - | Unknown |
| Wendell Henry Securities CRD: 27377 | - | 0 | 0 | A | INACTIVE |
| Wendell Miller and Associates CRD: 123587 | - | 0 | 0 | - | Unknown |
| Wendl Financial, Inc. CRD: 115342 | - | 0 | 0 | - | Unknown |
| Wendroff Wealth Advisors CRD: 333748 | - | 0 | 1 | - | Unknown |
| Wendt Financial Advisors, LLC CRD: 308918 | - | 0 | 2 | - | Unknown |
| Wenger, Marvin Hyman CRD: 35482 | - | 0 | 0 | A | INACTIVE |
| Wennco LLC CRD: 293091 | - | 0 | 0 | - | Unknown |
| Wenning Investments, LLC CRD: 146887 | - | 0 | 2 | - | Unknown |
| Wenrich Consulting CRD: 301814 | - | 0 | 0 | - | Unknown |
| Wentsel Wealth Management, LLC CRD: 286574 | - | 0 | 1 | - | Unknown |
| Wentures LLC CRD: 163515 | - | 0 | 0 | - | Unknown |
| Wentworth Securities, Inc. CRD: 18223 | - | 0 | 0 | A | INACTIVE |
| Wentworth Securities, Inc. CRD: 136270 | - | 0 | 0 | A | INACTIVE |
| Wentworth Wealth Group CRD: 342354 | - | 0 | 1 | - | Unknown |
| Wentworth-Baer Wealth Management CRD: 340427 | - | 0 | 1 | - | Unknown |
| Wenzel Analytics, Inc. CRD: 115499 | - | 0 | 1 | - | Unknown |
| Wepco Financial Services, Inc. CRD: 15283 | - | 0 | 0 | A | INACTIVE |
| Werba Rubin Papier Wealth Management, LLC CRD: 139237 | - | 0 | 3 | - | Unknown |
| Werbel-Roth Securities, Inc. CRD: 7636 | - | 7 | 0 | D | INACTIVE |
| Werklund Family Office Inc. CRD: 305521 | - | 0 | 0 | - | Unknown |
| Werlemann Wealth Management CRD: 317777 | - | 0 | 1 | - | Unknown |
| Werlinich Asset Management, L.L.C. CRD: 125663 | - | 0 | 1 | - | Unknown |
| Werlitz Securities, Inc. CRD: 10135 | - | 0 | 0 | A | INACTIVE |
| Wernau Asset Management CRD: 129473 | - | 0 | 1 | - | Unknown |
| Werner & C0. RIA, PLLC CRD: 117204 | - | 0 | 1 | - | Unknown |
| Werner Financial CRD: 173082 | - | 0 | 0 | - | Unknown |
| Werner Financial CRD: 315220 | - | 0 | 1 | - | Unknown |
| Werner, Timothy James CRD: 39797 | - | 0 | 0 | A | INACTIVE |
| Werrus Energy Management Company, LLC CRD: 289561 | - | 0 | 1 | - | Unknown |
| Werth Wealth Advisors CRD: 282020 | - | 0 | 0 | - | Unknown |
| Wertheim & Co. CRD: 3745 | - | 0 | 0 | A | INACTIVE |
| WES Investments, LLC CRD: 144097 | - | 0 | 0 | A | INACTIVE |
| WES Options CRD: 33340 | - | 0 | 0 | A | INACTIVE |
| Wesban Financial Consultants, P.C. CRD: 110531 | - | 0 | 1 | - | Unknown |
| Wesbanco Investment Department CRD: 111907 | - | 0 | 2 | - | Unknown |
| Wesbanco Securities, Inc. CRD: 43276 | OH | 1 | 110 | B | Active |
| Wescal Wealth LLC CRD: 335449 | - | 0 | 1 | - | Unknown |
| Wescap Group CRD: 104759 | - | 0 | 1 | - | Unknown |
| Wesco Securities, Inc. CRD: 6471 | - | 0 | 0 | A | INACTIVE |
| Wescom Discount Brokerage CRD: 14246 | - | 0 | 0 | A | INACTIVE |
| Wescom Financial Services CRD: 125650 | - | 0 | 0 | A | INACTIVE |
| Wescott Capital Resources, LLC CRD: 104646 | - | 0 | 0 | A | INACTIVE |
| Wesfair Advisory Group, Inc. CRD: 295320 | - | 0 | 1 | - | Unknown |
| Wesh Financial CRD: 300417 | - | 0 | 0 | - | Unknown |