Broker-Dealer Firms

80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

A
14,984 (74.7%)
B
3,006 (15.0%)
C
1,078 (5.4%)
D
737 (3.7%)
F
250 (1.2%)

Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.

Sort and filter the full register below, or read the grade methodology.

All States
Firm Name ↕ State Disclosures ↕ Offices ↕ Grade Status
William H. Gregory & Company
CRD: 8458
 - 0 0 A INACTIVE
William H. Langdon, PH.D.
CRD: 125894
 - 0 0 - Unknown
William H. Mounger, Inc.
CRD: 3469
 - 0 0 A INACTIVE
William H. Phillips & Company, LLC
CRD: 120700
 - 0 0 - Unknown
William Harris Investors, Inc.
CRD: 108353
 - 0 0 - Unknown
William Henry Yarnall III
CRD: 127016
 - 0 1 - Unknown
William Hood & Company
CRD: 293416
 NY 0 3 A Active
William Horsfall and Associates
CRD: 149792
 - 0 1 - Unknown
William Howard & Co. Financial Advisors, Inc.
CRD: 105959
 - 0 3 - Unknown
William J. Buckley Associates, Inc.
CRD: 104062
 - 0 0 A INACTIVE
William J. Conway & Co., Inc.
CRD: 7264
 - 0 0 A INACTIVE
William J. James, Inc.
CRD: 129467
 - 0 0 - Unknown
William J. Krause CPA, P.C.
CRD: 152473
 - 0 1 - Unknown
William J. Morris Security Traders, Inc.
CRD: 31441
 - 5 0 C INACTIVE
William J. Sumski
CRD: 144807
 - 0 1 - Unknown
William James Capital
CRD: 297078
 - 0 0 - Unknown
William Johnson & Associates
CRD: 22388
 - 0 0 A INACTIVE
William Jordan Investments, Inc.
CRD: 127495
 - 0 0 - Unknown
William Joseph Capital Management, Inc.
CRD: 226535
 - 0 35 - Unknown
William K. Woodruff & Co., LLC
CRD: 313177
 - 0 0 A INACTIVE
William K. Woodruff & Company Incorporated
CRD: 10324
 - 0 0 A INACTIVE
William L Frick
CRD: 121582
 - 0 0 - Unknown
William L. Reich & Associates, Inc.
CRD: 111810
 - 0 0 - Unknown
William M. Cadden & Co., Inc.
CRD: 16363
 - 0 0 A INACTIVE
William M. Stanley, Inc.
CRD: 21202
 - 0 0 A INACTIVE
William Mack & Associates Inc
CRD: 107377
 - 0 11 - Unknown
William Madison Advisors, Inc.
CRD: 294782
 - 0 1 - Unknown
William O'neil + Company
CRD: 152620
 - 0 1 - Unknown
William O'neil Securities
CRD: 894
 MA 4 6 B Active
William P. Jones Associates, Inc
CRD: 10167
 - 0 0 A INACTIVE
William P. Kollada, JR., Inc.
CRD: 34026
 - 0 0 A INACTIVE
William Palmer Associates, LLC
CRD: 164931
 - 0 1 - Unknown
William Penn Securities Corp.
CRD: 21959
 - 0 0 A INACTIVE
William R Diepenbrock L L C
CRD: 113702
 - 0 0 - Unknown
William R. Fleckner Associates
CRD: 13193
 - 0 0 A INACTIVE
William R. Hough & Co.
CRD: 2235
 - 3 0 C INACTIVE
William R. Scheel, Investment Adviser
CRD: 114798
 - 0 2 - Unknown
William Raveis - Moran Wealth Management, LLC
CRD: 341425
 - 0 1 - Unknown
William Reed Leverton
CRD: 14158
 - 0 0 A INACTIVE
William Roane Skeeters, Inc.
CRD: 113813
 - 0 1 - Unknown
William Russell Welch
CRD: 114036
 - 0 1 - Unknown
William S. Orchison, Inc.
CRD: 137033
 - 0 0 - Unknown
William S. Persky
CRD: 121566
 - 0 0 A INACTIVE
William Scott & Co. L.L.C.
CRD: 14979
 - 7 0 D INACTIVE
William Scott Capital, LLC
CRD: 167424
 - 0 0 - Unknown
William Shopoff Securities,Inc.
CRD: 15226
 - 0 0 A INACTIVE
William Toll & Company
CRD: 35493
 - 1 0 B INACTIVE
William V. Scott, Investment Advisor
CRD: 165328
 - 0 0 - Unknown
William Wolcott Hall Investment Adviser
CRD: 112460
 - 0 2 - Unknown
William Wright Associates Limited
CRD: 111313
 - 0 0 - Unknown
Page 1568 of 1601 (80,028 total)
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