Broker-Dealer Firms
57 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| W&S Brokerage Services, Inc. CRD: 8099 | OH | 0 | 92 | A | Active |
| Wesbanco Securities, Inc. CRD: 43276 | OH | 1 | 110 | B | Active |
| Westminster Financial Securities, Inc. CRD: 20677 | OH | 4 | 19 | B | Active |
| Wobd, LLC CRD: 285537 | OH | 0 | 2 | A | Active |
| World Choice Securities, Inc. CRD: 30933 | OH | 2 | 9 | B | Active |
| Yellow Cardinal Corporate Finance, LLC CRD: 135111 | OH | 1 | 6 | B | Active |
| Zelman Partners, LLC CRD: 145187 | OH | 0 | 6 | A | Active |
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